DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from United Capital Financial Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Aymen Kaboub | United Capital Financial Advisors BD affiliated | Apollon Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 27, 2023 | Sep 22, 2023 |
| Robert Yu | United Capital Financial Advisors BD affiliated | Apollon Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 27, 2023 | Sep 25, 2023 |
| Sergio Villa Ortiz | United Capital Financial Advisors BD affiliated | Meridian Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 27, 2023 | Sep 28, 2023 |
| Justin B Isaac | United Capital Financial Advisors BD affiliated | Advisors Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 26, 2023 | Sep 26, 2023 |
| Bismarck O. Darko | United Capital Financial Advisors BD affiliated | Creative Planning Institutional Advisors, LLC institutional | Other | Oct 25, 2023 | Oct 13, 2023 |
| Scott Christopher Bullock | United Capital Financial Advisors BD affiliated | Goldman Sachs Wealth Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Oct 24, 2023 | Oct 23, 2023 |
| Kevin Patrick Rabbitt | United Capital Financial Advisors BD affiliated | Goldman Sachs Wealth Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Oct 24, 2023 | Oct 23, 2023 |
| Kelly Marie Rueckert | United Capital Financial Advisors BD affiliated | Goldman Sachs Wealth Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Oct 24, 2023 | Oct 23, 2023 |
| Dylan Thomas Cooper | United Capital Financial Advisors BD affiliated | Goldman Sachs Wealth Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Oct 24, 2023 | Oct 24, 2023 |
| Alysia Park | United Capital Financial Advisors BD affiliated | Goldman Sachs Wealth Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Oct 24, 2023 | Oct 23, 2023 |
| Stephen Michael Snapp | United Capital Financial Advisors BD affiliated | Goldman Sachs Wealth Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Oct 24, 2023 | Oct 23, 2023 |
| Justin Michael Murphy | United Capital Financial Advisors BD affiliated | Goldman Sachs Wealth Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Oct 24, 2023 | Oct 23, 2023 |
| Donald Lewis | United Capital Financial Advisors BD affiliated | Goldman Sachs Wealth Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Oct 24, 2023 | Oct 23, 2023 |
| Stephen Japowicz | United Capital Financial Advisors BD affiliated | Goldman Sachs Wealth Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Oct 24, 2023 | Oct 23, 2023 |
| Parker Robert Stone | United Capital Financial Advisors BD affiliated | Goldman Sachs Wealth Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Oct 24, 2023 | Oct 23, 2023 |
| Jane Veronica Desmond | United Capital Financial Advisors BD affiliated | Goldman Sachs Wealth Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Oct 24, 2023 | Oct 24, 2023 |
| Robert Eastwood Jones | United Capital Financial Advisors BD affiliated | Goldman Sachs Wealth Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Oct 24, 2023 | Oct 24, 2023 |
| Eric E Maya | United Capital Financial Advisors BD affiliated | Goldman Sachs Wealth Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Oct 24, 2023 | Oct 24, 2023 |
| Dylan Morris Power | United Capital Financial Advisors BD affiliated | Goldman Sachs Wealth Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Oct 24, 2023 | Oct 23, 2023 |
| Tyler West Vernieu | United Capital Financial Advisors BD affiliated | Goldman Sachs Wealth Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Oct 24, 2023 | Oct 24, 2023 |
| Sean Michael Ryan | United Capital Financial Advisors BD affiliated | Goldman Sachs Wealth Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Oct 24, 2023 | Oct 23, 2023 |
| William J Tran | United Capital Financial Advisors BD affiliated | Goldman Sachs Wealth Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Oct 24, 2023 | Oct 23, 2023 |
| Brittany Webb | United Capital Financial Advisors BD affiliated | Goldman Sachs Wealth Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Oct 24, 2023 | Oct 23, 2023 |
| Brandon Richard Bishop | United Capital Financial Advisors BD affiliated | Goldman Sachs Wealth Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Oct 24, 2023 | Oct 23, 2023 |
| Michael Thomas Mannix | United Capital Financial Advisors BD affiliated | Goldman Sachs Wealth Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Oct 24, 2023 | Oct 24, 2023 |
| Pelayo E Rodriguez | United Capital Financial Advisors BD affiliated | Goldman Sachs Wealth Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Oct 24, 2023 | Oct 23, 2023 |
| Christopher Ward West | United Capital Financial Advisors BD affiliated | Goldman Sachs Wealth Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Oct 24, 2023 | Oct 23, 2023 |
| Stephen Andrew Taylor | United Capital Financial Advisors BD affiliated | Goldman Sachs Wealth Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Oct 24, 2023 | Oct 23, 2023 |
| Mason Gillan | United Capital Financial Advisors BD affiliated | Goldman Sachs Wealth Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Oct 24, 2023 | Oct 23, 2023 |
| Benjamin D Smith | United Capital Financial Advisors BD affiliated | Goldman Sachs Wealth Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Oct 24, 2023 | Oct 23, 2023 |
| Jacob Philip Motz | United Capital Financial Advisors BD affiliated | Goldman Sachs Wealth Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Oct 24, 2023 | Oct 23, 2023 |
| David Anthony Hughes | United Capital Financial Advisors BD affiliated | Dynamic independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 20, 2023 | Oct 4, 2023 |
| Wilmer Ernesto Fernandez Dominguez | United Capital Financial Advisors BD affiliated | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 20, 2023 | Oct 13, 2023 |
| Dillon Scott Gracey | United Capital Financial Advisors BD affiliated | Lido independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 20, 2023 | Sep 22, 2023 |
| Samantha Learch | United Capital Financial Advisors BD affiliated | Apollon Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 20, 2023 | Oct 13, 2023 |
| Karen Pena | United Capital Financial Advisors BD affiliated | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 20, 2023 | Oct 12, 2023 |
| Jeffrey Michael Severe | United Capital Financial Advisors BD affiliated | Quotient Wealth Partners, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 19, 2023 | Sep 1, 2023 |
| Larry Dale Jackson | United Capital Financial Advisors BD affiliated | Quotient Wealth Partners, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 19, 2023 | Sep 5, 2023 |
| Bruce Francis Fitzsimmons | United Capital Financial Advisors BD affiliated | Girard Securities, Inc. other | Other | Oct 19, 2023 | Oct 25, 2011 |
| Markham Ray Hawkins | United Capital Financial Advisors BD affiliated | Quotient Wealth Partners, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 19, 2023 | Sep 1, 2023 |
| Matthew Taylor Davis | United Capital Financial Advisors BD affiliated | Quotient Wealth Partners, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 19, 2023 | Sep 1, 2023 |
| Brian R Weatherly | United Capital Financial Advisors BD affiliated | Quotient Wealth Partners, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 19, 2023 | Sep 14, 2023 |
| Matthew Aaron Bennett | United Capital Financial Advisors BD affiliated | Quotient Wealth Partners, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 19, 2023 | Sep 1, 2023 |
| Christopher Richard Mohring | United Capital Financial Advisors BD affiliated | Quotient Wealth Partners, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 19, 2023 | Sep 1, 2023 |
| Andrew Taylor Wagner | United Capital Financial Advisors BD affiliated | Quotient Wealth Partners, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 19, 2023 | Sep 1, 2023 |
| James Matthew Rich | United Capital Financial Advisors BD affiliated | Quotient Wealth Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 19, 2023 | Aug 13, 2026 (1029 d) |
| James Edward Warburton | United Capital Financial Advisors BD affiliated | Quotient Wealth Partners, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 19, 2023 | Sep 1, 2023 |
| Jared Thomas Davis | United Capital Financial Advisors BD affiliated | Quotient Wealth Partners, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 19, 2023 | Sep 1, 2023 |
| Joseph Thomas Calhoun | United Capital Financial Advisors BD affiliated | Quotient Wealth Partners, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 19, 2023 | Sep 1, 2023 |
| Kevin John Wilson | United Capital Financial Advisors BD affiliated | Quotient Wealth Partners, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 19, 2023 | Sep 1, 2023 |
| Monalynd Young | United Capital Financial Advisors BD affiliated | Allen Wealth Advisors state registered | Affiliated broker-dealer or bank to a state-registered adviser | Oct 18, 2023 | Apr 16, 2025 (546 d) |
| Timothy Russell Harder | United Capital Financial Advisors BD affiliated | Quotient Wealth Partners, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 13, 2023 | Sep 1, 2023 |
| Brandon M Ross | United Capital Financial Advisors BD affiliated | Cetera Advisor Networks LLC other | Other | Oct 13, 2023 | Nov 1, 2017 |
| Arthur Millwee Klugh | United Capital Financial Advisors BD affiliated | Concurrent Investment Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 13, 2023 | Sep 15, 2023 |
| Jonathan Adam Blumenthal | United Capital Financial Advisors BD affiliated | Quotient Wealth Partners, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 13, 2023 | Sep 5, 2023 |
| Jonathan Mark Rawlings | United Capital Financial Advisors BD affiliated | Girard Securities, Inc. other | Other | Oct 13, 2023 | Sep 14, 2012 |
| Thomas Charles Paterson | United Capital Financial Advisors BD affiliated | True Private Wealth Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 13, 2023 | Sep 1, 2023 |
| Maria Erzsebet Olsen | United Capital Financial Advisors BD affiliated | True Private Wealth Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 13, 2023 | Sep 1, 2023 |
| Joseph Andrew Giardano | United Capital Financial Advisors BD affiliated | Girard Securities, Inc. other | Other | Oct 13, 2023 | Jun 24, 2014 |
| George Cameron Decell | United Capital Financial Advisors BD affiliated | Bok Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Oct 13, 2023 | Sep 26, 2023 |
421 moves match.