DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Npb Financial Group, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Gregory Jay Meyer | Npb Financial Group, LLC independent RIA | Pash & Benson International Ltd. unclassified | Other | Oct 27, 2022 | Oct 9, 2020 |
| Gary Gustave Benson | Npb Financial Group, LLC independent RIA | Pash & Benson International Ltd. unclassified | Other | Jul 28, 2022 | Sep 19, 2006 |
| Charles Mann | Npb Financial Group, LLC independent RIA | Independent Financial Group, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 15, 2022 | Jul 15, 2022 |
| Joseph Gustav Yurgec | Npb Financial Group, LLC independent RIA | Independent Financial Group, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 15, 2022 | Jul 15, 2022 |
| Douglas Gene Mccowen | Npb Financial Group, LLC independent RIA | Independent Financial Group, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 15, 2022 | Jul 15, 2022 |
| Shirley Jamil Coria | Npb Financial Group, LLC independent RIA | Independent Financial Group, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 15, 2022 | Jul 15, 2022 |
| Kent Randall Alston | Npb Financial Group, LLC independent RIA | Independent Financial Group, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 15, 2022 | Jan 13, 2026 (1278 d) |
| Paul Louis Knoblich | Npb Financial Group, LLC independent RIA | Independent Financial Group, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 15, 2022 | Jan 1, 2025 (901 d) |
| John Raymond Pearson | Npb Financial Group, LLC independent RIA | Independent Financial Group, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 15, 2022 | Jul 15, 2022 |
| Timothy Thomas Tracy | Npb Financial Group, LLC independent RIA | Independent Financial Group, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 15, 2022 | Jul 15, 2022 |
| Richard Binkley Du Vernet | Npb Financial Group, LLC independent RIA | Independent Financial Group, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 15, 2022 | Jan 1, 2025 (901 d) |
| Steven Thomas Hadder | Npb Financial Group, LLC independent RIA | Independent Financial Group, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 15, 2022 | Jul 15, 2022 |
| Kimberly Ann Barentsen | Npb Financial Group, LLC independent RIA | Independent Financial Group, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 15, 2022 | Jul 15, 2022 |
| James Audy Braziel | Npb Financial Group, LLC independent RIA | Braziel & Associates, LLC unclassified | Other | Jul 15, 2022 | Jun 17, 2009 |
| Lance Taylor Patton | Npb Financial Group, LLC independent RIA | Independent Financial Group, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 15, 2022 | Jul 15, 2022 |
| Thomas Leonard Mckenzie | Npb Financial Group, LLC independent RIA | Independent Financial Group, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 15, 2022 | Jul 15, 2022 |
| Charles Robie Newton | Npb Financial Group, LLC independent RIA | Responsible Asset Management state registered | RIA to a state-registered adviser | Jul 15, 2022 | Mar 28, 2016 |
| Matthew Thomas Wright | Npb Financial Group, LLC independent RIA | Independent Financial Group, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 15, 2022 | Jul 15, 2022 |
| Lianne Nichole Larson | Npb Financial Group, LLC independent RIA | Independent Financial Group, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 15, 2022 | Jan 1, 2025 (901 d) |
| William Nicholas Yakobovich | Npb Financial Group, LLC independent RIA | Independent Financial Group, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 15, 2022 | Jul 15, 2022 |
| Alexandra Nicole Rasmussen | Npb Financial Group, LLC independent RIA | Financial Counseling Resources LLC other | Other | Jul 15, 2022 | Jul 7, 2016 |
| Justin K Mcintyre | Npb Financial Group, LLC independent RIA | Mcintyre Investments, LLC unclassified | Other | Jul 15, 2022 | Jan 7, 2022 |
| Maximilian Chas Mann | Npb Financial Group, LLC independent RIA | Professional Financial Advisors Inc no RAUM | Other | Jul 15, 2022 | Jan 31, 2020 |
| Gregory Lloyd Bernhardt | Npb Financial Group, LLC independent RIA | Independent Financial Group, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 15, 2022 | Jul 15, 2022 |
| John Patrick Rice | Npb Financial Group, LLC independent RIA | Independent Financial Group, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 15, 2022 | Jul 15, 2022 |
| Maureen Ming-Yuan Tsu | Npb Financial Group, LLC independent RIA | Western International Securities BD affiliated | RIA to affiliated broker-dealer or bank | Jun 27, 2022 | Jun 24, 2022 |
| Charles Brian Conners | Npb Financial Group, LLC independent RIA | Western International Securities BD affiliated | RIA to affiliated broker-dealer or bank | Jun 27, 2022 | Jun 24, 2022 |
| Andrew David Tsu | Npb Financial Group, LLC independent RIA | Western International Securities BD affiliated | RIA to affiliated broker-dealer or bank | Jun 27, 2022 | Jun 24, 2022 |
| Ivan Parry | Npb Financial Group, LLC independent RIA | Western International Securities BD affiliated | RIA to affiliated broker-dealer or bank | Feb 14, 2022 | Feb 23, 2022 |
| Emilie Christine Andres | Npb Financial Group, LLC independent RIA | Braziel & Associates, LLC unclassified | Other | Dec 31, 2021 | Oct 17, 2018 |
| Yi Ping Chou | Npb Financial Group, LLC independent RIA | Emerson Equity LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 19, 2021 | Oct 18, 2021 |
| Nathan Peters | Npb Financial Group, LLC independent RIA | David J. Peters Financial Services, Inc. unclassified | Other | Sep 29, 2021 | Nov 26, 2013 |
| Dieter Erwin Thurow | Npb Financial Group, LLC independent RIA | Emerson Equity LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 18, 2021 | Aug 26, 2021 |
| Rachel Thuthuy Hoang | Npb Financial Group, LLC independent RIA | Independent Financial Group, LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 3, 2021 | Apr 30, 2021 |
| Jeffrey Gerald Thiede | Npb Financial Group, LLC independent RIA | J. W. Cole Advisors, Inc. independent RIA | RIA to RIA | Oct 20, 2020 | Nov 12, 2020 |
| Whitney E Johnson | Npb Financial Group, LLC independent RIA | Greenwood Wealth Management, LLC state registered | RIA to a state-registered adviser | Jun 30, 2020 | Dec 4, 2020 (157 d) |
| Khiem Thi Truong - Von Garvisch | Npb Financial Group, LLC independent RIA | Baseline Investments, LLC state registered | RIA to a state-registered adviser | Jun 29, 2020 | Oct 7, 2019 |
| Mark Stephen Sauer | Npb Financial Group, LLC independent RIA | All One Wealth, LLC state registered | RIA to a state-registered adviser | Jul 8, 2019 | Jun 3, 2019 |
| Christian Fernando Carreon | Npb Financial Group, LLC independent RIA | All One Wealth, LLC state registered | RIA to a state-registered adviser | Jul 8, 2019 | Jun 3, 2019 |
| Christopher David Garcia | Npb Financial Group, LLC independent RIA | Td Ameritrade, Inc. no RAUM | Other | Jan 22, 2019 | Feb 7, 2019 |
| Ara Alexander Kachadourian | Npb Financial Group, LLC independent RIA | Woodbury Financial Services, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Aug 20, 2018 | Sep 6, 2018 |
| Aaron J Schwartz | Npb Financial Group, LLC other | Mcfarland Associates state registered | Other | Mar 8, 2017 | May 18, 2010 |
| Joshua Allen Iversen | Npb Financial Group, LLC other | Syzygy Financial LLC state registered | Other | Dec 31, 2015 | Nov 10, 2025 (3602 d) |
| Emily Jane Bushong | Npb Financial Group, LLC other | Financial Counseling Resources LLC other | Other | Aug 24, 2015 | Apr 2, 2013 |
| Ann Louise Ainsworth | Npb Financial Group, LLC other | Mcfarland Associates state registered | Other | Jul 20, 2015 | Sep 11, 2025 (3706 d) |
| Darren Frederick Kalb | Npb Financial Group, LLC other | Polaris Equity Management, Inc. other | Other | Feb 18, 2014 | Feb 28, 2014 |
| Roger Joel Conde | Npb Financial Group, LLC other | Pacific Retirement Advisors, Inc unclassified | Other | Jul 18, 2013 | Feb 5, 2009 |
| Brian Jason Kahn | Npb Financial Group, LLC other | Responsible Asset Management state registered | Other | Jun 27, 2013 | Jul 13, 2012 |
| Gary Lee Edkins | Npb Financial Group, LLC other | Pruco Securities, LLC other | Other | May 9, 2011 | May 16, 2011 |
| Elizabeth Anne Windisch | Npb Financial Group, LLC other | Wedbush Securities Inc. other | Other | Sep 21, 2010 | Oct 4, 2010 |
| Sandra Kay King | Npb Financial Group, LLC other | Investment Centers Of America, Inc. other | Other | Jul 30, 2009 | Aug 11, 2009 |
| Erin Murray Williams | Npb Financial Group, LLC other | Financial Counseling Resources LLC other | Other | Jul 16, 2009 | Sep 2, 2008 |
| Charles Harry Curtin | Npb Financial Group, LLC other | Sagepoint Financial, Inc. other | Other | Jul 21, 2008 | Oct 16, 2009 (452 d) |
Page 1 of 1
53 moves match.