DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Strategic Financial Concepts, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Derek Jefferson MoffattStrategic Financial Concepts, LLC independent RIAMoffatt Financial Strategies independent RIARIA to RIAAug 31, 2026Jul 17, 2025
Matthew Brent MccrackenStrategic Financial Concepts, LLC independent RIAA Sling & A Stone, Incorporated independent RIARIA to RIAJun 30, 2026Jan 23, 2019
Roger Patrick WhitneyStrategic Financial Concepts, LLC independent RIARetire Agile independent RIARIA to RIADec 2, 2025Aug 7, 2025
Devin Anthony CarrollStrategic Financial Concepts, LLC independent RIACarroll Advisory Group no RAUMRIA to a newly registered adviserDec 2, 2025Mar 25, 2025
Nicholaus Ryne DomachowskiStrategic Financial Concepts, LLC independent RIACarroll Advisory Group no RAUMRIA to a newly registered adviserDec 2, 2025Mar 28, 2025
Alexander Whittington DavisStrategic Financial Concepts, LLC independent RIACarroll Advisory Group no RAUMRIA to a newly registered adviserDec 2, 2025Mar 28, 2025
Troy Fredrick KatterheinrichStrategic Financial Concepts, LLC independent RIARetire Agile independent RIARIA to RIADec 2, 2025Aug 7, 2025
Scott Edward SanbornStrategic Financial Concepts, LLC independent RIARetire Agile independent RIARIA to RIADec 2, 2025Aug 7, 2025
Edmond M Dhemecourt IIIStrategic Financial Concepts, LLC independent RIALPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankSep 30, 2025Oct 1, 2025
Leonard Joseph NelsonStrategic Financial Concepts, LLC independent RIALPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankSep 16, 2025Sep 17, 2025
Armando SalasStrategic Financial Concepts, LLC independent RIACetera Investment Advisers LLC BD affiliatedRIA to affiliated broker-dealer or bankJan 10, 2025Jan 17, 2025
Sean Paul WeaverStrategic Financial Concepts, LLC independent RIAOne Xvi Wealth state registeredRIA to a state-registered adviserOct 29, 2024Apr 5, 2024
Luis E OrtizStrategic Financial Concepts, LLC independent RIAEdward Jones national BDRIA to affiliated broker-dealer or bankJan 11, 2024Feb 1, 2024
Stefan Christopher LloydStrategic Financial Concepts, LLC independent RIAProvident Wealth Management state registeredRIA to a state-registered adviserJan 2, 2024Feb 9, 2024 (38 d)
Rebecca Speck FosterStrategic Financial Concepts, LLC independent RIAIntegrity Alliance, LLC independent RIARIA to RIAAug 28, 2021Sep 14, 2021
Jonathan Ashley KolmetzStrategic Financial Concepts, LLC independent RIAOaks Wealth Management state registeredRIA to a state-registered adviserNov 4, 2020Oct 5, 2020
Mark Aaron Lee EversStrategic Financial Concepts, LLC independent RIAImperium Wealth Management, LLC independent RIARIA to RIAJul 21, 2020Aug 25, 2020 (35 d)
Michael Robert SpielmannStrategic Financial Concepts, LLC independent RIACambridge Investment Research Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankJan 21, 2020Jan 22, 2020
Touchstone Kyte McdonaldStrategic Financial Concepts, LLC otherOakwell Private Wealth Management otherOtherApr 4, 2017Jul 22, 2016
Richard Clay RobbinsStrategic Financial Concepts, LLC otherOakwell Private Wealth Management otherOtherMar 28, 2017Mar 29, 2017
Miles Robert MillerStrategic Financial Concepts, LLC otherPnc Managed Account Solutions, Inc. otherOtherMar 16, 2017Mar 21, 2017
Eric Arthur VordenbaumStrategic Financial Concepts, LLC otherOakwell Private Wealth Management independent RIAOtherDec 21, 2016Feb 16, 2024 (2613 d)
Laurent BoumazaStrategic Financial Concepts, LLC otherSagepoint Financial, Inc. otherOtherSep 17, 2015Oct 31, 2008
Chris Michael ChristensenStrategic Financial Concepts, LLC otherOakwell Private Wealth Management otherOtherAug 11, 2015Aug 11, 2015
Sara Ettner GlakasStrategic Financial Concepts, LLC otherBlack Barn Financial, LLC independent RIAOtherMay 28, 2014May 7, 2014
Simone Schaubert BauerStrategic Financial Concepts, LLC otherVoya Financial Advisors, Inc. otherOtherMar 31, 2014Mar 27, 2014
Amy Lynn BettsStrategic Financial Concepts, LLC otherBeam Wealth Advisors, Inc. independent RIAOtherDec 31, 2012Jun 7, 2019 (2349 d)
Brian Thomas BoswellStrategic Financial Concepts, LLC otherCharles Schwab & Co., Inc. national BDOtherMar 29, 2011Apr 15, 2011
Mark Aaron Lee EversStrategic Financial Concepts, LLC otherCharles Schwab & Co., Inc. national BDOtherJul 14, 2009Nov 13, 2009 (122 d)
Danielle Michelle TraylorStrategic Financial Concepts, LLC otherBerthel Fisher & Company Financial Services, Inc. otherOtherMay 4, 2009Apr 29, 2009
Wayne Norman SchwartzStrategic Financial Concepts, LLC otherChoice Advisory Group, Inc. otherOtherNov 13, 2008Jan 20, 2009 (68 d)
Erika Hernandez MarinStrategic Financial Concepts, LLC otherInvest Financial Corporation otherOtherSep 22, 2008Jun 20, 2008
Joel HernandezStrategic Financial Concepts, LLC otherVoya Financial Partners, LLC otherOtherSep 17, 2008Sep 23, 2008
Daniel Keith StricklandStrategic Financial Concepts, LLC otherSignal Securities, Inc. otherOtherJan 9, 2008Jan 2, 2008
Michael Ray SharpStrategic Financial Concepts, LLC otherDalton Strategic Investment Services Inc. unclassifiedOtherDec 7, 2007Mar 24, 2008 (108 d)
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35 moves match.