DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Navy Federal Asset Management, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Lysa Jill RothenbergNavy Federal Asset Management, LLC otherCapitol Securities Management, Inc. otherOtherJan 4, 2017Feb 8, 2018 (400 d)
Delia Elena ArhiriNavy Federal Asset Management, LLC otherMML Investors Services, LLC BD affiliatedOtherJan 4, 2017Jan 28, 2021 (1485 d)
David Keith McknightNavy Federal Asset Management, LLC otherFidelity Personal And Workplace Advisors BD affiliatedOtherJan 4, 2017Sep 7, 2022 (2072 d)
Norine CorreaNavy Federal Asset Management, LLC otherNavy Federal Investment Services, LLC otherOtherOct 28, 2016Jan 6, 2017 (70 d)
Joseph Adam BridgeNavy Federal Asset Management, LLC otherTd Ameritrade, Inc. no RAUMOtherJun 16, 2016Feb 8, 2018 (602 d)
Sabrina Bennett SouthworthNavy Federal Asset Management, LLC otherCetera Investment Advisers LLC otherOtherMay 6, 2016Dec 7, 2017 (580 d)
Joseph Robert ProkopNavy Federal Asset Management, LLC otherCetera Investment Advisers LLC otherOtherSep 14, 2015Oct 5, 2015
Thomas Marc HasnyNavy Federal Asset Management, LLC otherTd Ameritrade, Inc. no RAUMOtherApr 23, 2014May 16, 2014
Todd Andrew GestrichNavy Federal Asset Management, LLC otherCuna Brokerage Services, Inc. otherOtherMar 18, 2013Mar 21, 2013
Joanne Meredith YanogacioNavy Federal Asset Management, LLC otherNew England Securities Corporation otherOtherDec 4, 2012Mar 11, 2013 (97 d)
Steven Maclen BonavitaNavy Federal Asset Management, LLC otherPnc Wealth Management otherOtherOct 9, 2012Dec 10, 2012 (62 d)
Dominique Ayana HopkinsNavy Federal Asset Management, LLC otherNavy Federal Investment Services, LLC BD affiliatedOtherJun 13, 2011Mar 15, 2021 (3563 d)
Philip PinkeyNavy Federal Asset Management, LLC otherMaryland Financial Group, Inc. otherOtherOct 13, 2010Oct 25, 2010
Sean Morehouse McelhaneyNavy Federal Asset Management, LLC otherStrategic Advisers LLC national BDOtherJun 9, 2010Mar 20, 2013 (1015 d)
Melissa B ReaktenwaltNavy Federal Asset Management, LLC otherSecurian Financial Services, Inc. otherOtherJan 4, 2010Jan 20, 2010
Elizabeth JosephNavy Federal Asset Management, LLC otherSuntrust Investment Services, Inc. otherOtherOct 6, 2009Sep 9, 2009
Michael Thomas RobinsonNavy Federal Asset Management, LLC otherEssex National Securities, Inc. otherOtherJun 17, 2009Jan 12, 2010 (209 d)
Christopher Connell AltmillerNavy Federal Asset Management, LLC otherWells Fargo Advisors wirehouseOtherJan 8, 2009May 16, 2022 (4876 d)
Hien Trong TruongNavy Federal Asset Management, LLC otherOsaic Fa, Inc. otherOtherJan 8, 2009Jan 8, 2009
Patrick O'Rourke DinanNavy Federal Asset Management, LLC otherU.S. Bancorp Investments, Inc. otherOtherNov 14, 2008Nov 21, 2008
Andrea Brashears-SampsonNavy Federal Asset Management, LLC otherSuntrust Investment Services, Inc. otherOtherJun 27, 2008Oct 14, 2008 (109 d)
Ilian LiNavy Federal Asset Management, LLC otherBanc Of America Investment Services, Inc. unclassifiedOtherFeb 12, 2008Mar 3, 2008
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22 moves match.