DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Forum Financial Management, LP

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
David Neil SmithForum Financial Management, LP independent RIABridge Generations Wealth Management no RAUMRIA to a newly registered adviserJan 31, 2025Jul 25, 2024
Barbara Jean RayForum Financial Management, LP independent RIABridge Generations Wealth Management no RAUMRIA to a newly registered adviserJan 31, 2025Jul 3, 2024
Elisa Ray SchvaneveldtForum Financial Management, LP independent RIABridge Generations Wealth Management no RAUMRIA to a newly registered adviserJan 31, 2025Jul 3, 2024
Shequeta RiceForum Financial Management, LP independent RIAThe Mather Group, LLC independent RIARIA to RIAAug 30, 2024Sep 5, 2024
Mary Anne EhlertForum Financial Management, LP independent RIASimplicity Wealth otherOtherJul 31, 2024Apr 17, 2024
Richard Joseph WilkensForum Financial Management, LP independent RIALasalle St. Investment Advisors, L.L.C. BD affiliatedRIA to affiliated broker-dealer or bankNov 7, 2023Nov 6, 2023
John SciaccottaForum Financial Management, LP independent RIALasalle St. Investment Advisors, L.L.C. BD affiliatedRIA to affiliated broker-dealer or bankNov 7, 2023Nov 6, 2023
Joseph DemarcoForum Financial Management, LP independent RIALasalle St. Investment Advisors, L.L.C. BD affiliatedRIA to affiliated broker-dealer or bankNov 7, 2023Nov 6, 2023
Alexander Joseph BartosForum Financial Management, LP independent RIAEmpirical Wealth Management independent RIARIA to RIAJul 7, 2022Jul 13, 2022
Matthew A RamosForum Financial Management, LP independent RIAMpower Wealth Management, LLC state registeredRIA to a state-registered adviserNov 2, 2021Nov 4, 2021
Molly Mcquillan PowersForum Financial Management, LP independent RIACap Strat institutionalOtherSep 21, 2021Mar 22, 2022 (182 d)
Stephen BergmanForum Financial Management, LP independent RIAFiducient Advisors LLC mixed wealthRIA to RIAJul 26, 2021Jul 13, 2022 (352 d)
Sydney Marie WoodwardForum Financial Management, LP independent RIAYeske Buie Inc. independent RIARIA to RIAJun 21, 2021Sep 15, 2022 (451 d)
John StrelkaForum Financial Management, LP independent RIAFidelity Personal And Workplace Advisors BD affiliatedRIA to affiliated broker-dealer or bankApr 1, 2021Sep 17, 2021 (169 d)
Raymond Joseph SullivanForum Financial Management, LP independent RIAPks Advisory Services, LLC otherOtherAug 20, 2020Sep 5, 2013
Kevin McauliffeForum Financial Management, LP independent RIAEhlert Financial Group, Inc. unclassifiedOtherJun 24, 2019Mar 20, 2019
Kevin J RyanForum Financial Management, LP independent RIAJmg Financial Group Ltd independent RIARIA to RIAJun 10, 2019May 4, 2022 (1059 d)
Heather M. WrightForum Financial Management, LP otherGem Financial Advisors, Inc. otherOtherOct 28, 2014Jul 13, 2016 (624 d)
David Lawrence StrulowitzForum Financial Management, LP otherCetera Investment Advisers LLC otherOtherFeb 4, 2013Dec 13, 2012
Lee Anne PrzybylaForum Financial Management, LP otherUsaa Financial Planning Services no RAUMOtherMar 3, 2010Mar 22, 2010
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20 moves match.