DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Portfolio Medics, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Michael Timmy TranPortfolio Medics, LLC independent RIAAdvisor Share Wealth Management, LLC independent RIARIA to RIAApr 28, 2026May 7, 2026
Thomas MichalowskiPortfolio Medics, LLC independent RIAFoundations Investment Advisors LLC independent RIARIA to RIANov 18, 2025Nov 28, 2025
Richard Bryan SimpsonPortfolio Medics, LLC independent RIAGarland And Greenwood Wealth Advisors LLC state registeredRIA to a state-registered adviserJun 25, 2025Oct 23, 2025 (120 d)
Jorge Manuel Diaz-DruetPortfolio Medics, LLC independent RIACima Sports & Wealth Management Inc state registeredRIA to a state-registered adviserMar 20, 2025Jun 26, 2025 (98 d)
Abel MolinaPortfolio Medics, LLC independent RIAPrincipal Securities, Inc. BD affiliatedRIA to affiliated broker-dealer or bankMar 20, 2025Apr 17, 2026 (393 d)
Bruce Gary KasermanPortfolio Medics, LLC independent RIAB.G. Kaserman & Associates L.L.C. state registeredRIA to a state-registered adviserMar 17, 2025Mar 18, 2025
Jeffrey Jozsef TamasPortfolio Medics, LLC independent RIAAlphastar Capital Management independent RIARIA to RIAJan 2, 2025Jun 2, 2023
Corey J CyrPortfolio Medics, LLC independent RIAAlphastar Capital Management independent RIARIA to RIAJan 2, 2025Jun 6, 2023
Michael John SloanPortfolio Medics, LLC independent RIAFmsa independent RIARIA to RIAOct 29, 2024Mar 24, 2025 (146 d)
Kimberly Prince LoneyPortfolio Medics, LLC independent RIAEdward Jones national BDRIA to affiliated broker-dealer or bankOct 17, 2023Dec 20, 2023 (64 d)
Gerardo Antonio GarzaPortfolio Medics, LLC independent RIAMwa Financial Services, Inc. independent RIARIA to RIAAug 16, 2023Feb 13, 2024 (181 d)
Neil M PoulicakosPortfolio Medics, LLC independent RIACharles Schwab & Co., Inc. national BDRIA to affiliated broker-dealer or bankJul 21, 2023Mar 9, 2026 (962 d)
Reed MellsPortfolio Medics, LLC independent RIAHorter Investment Management, LLC independent RIARIA to RIAJul 21, 2023Jul 10, 2023
Juan Carlos SuarezPortfolio Medics, LLC independent RIAEdelman Financial Engines mixed wealthRIA to RIAApr 14, 2023Jan 25, 2024 (286 d)
Alexander Leo Paul BaileyPortfolio Medics, LLC independent RIAMML Investors Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankAug 11, 2022May 23, 2024 (651 d)
Sisse Sy Ferguson-TorokPortfolio Medics, LLC independent RIALincoln Investment independent RIARIA to RIAJun 3, 2022May 27, 2022
Andrea N. SmalleyPortfolio Medics, LLC independent RIAFidelity Personal And Workplace Advisors BD affiliatedRIA to affiliated broker-dealer or bankJun 14, 2021Aug 9, 2021 (56 d)
Mark Richard CourtemanchePortfolio Medics, LLC independent RIAAe Wealth Management, LLC independent RIARIA to RIAOct 28, 2019Oct 28, 2019
Thomas Colby CantrellPortfolio Medics, LLC independent RIAThe Retirement Specialist Of Central Ohio state registeredRIA to a state-registered adviserJun 20, 2011Jan 5, 2015 (1295 d)
Mark D. KindbergPortfolio Medics, LLC independent RIACarnegie Investment Counsel otherOtherJul 19, 2010Dec 3, 2010 (137 d)
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20 moves match.