DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Institute For Wealth Advisors, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Brian William BrittInstitute For Wealth Advisors, Inc. independent RIAThe Institute independent RIARIA to RIAApr 30, 2019Jan 6, 2026 (2443 d)
Robert Stephen ShutzerInstitute For Wealth Advisors, Inc. independent RIAShutzer Investments, LLC state registeredRIA to a state-registered adviserApr 30, 2019Jun 10, 2019 (41 d)
Peter Stuart WyroughInstitute For Wealth Advisors, Inc. independent RIAThe Institute independent RIARIA to RIAApr 30, 2019May 10, 2019
Victoria Gascoigne CrosbyInstitute For Wealth Advisors, Inc. independent RIAThe Institute independent RIARIA to RIAApr 30, 2019May 10, 2019
James C MarshalInstitute For Wealth Advisors, Inc. independent RIAThe Institute independent RIARIA to RIAApr 30, 2019Dec 17, 2025 (2423 d)
Randall Craig BuckInstitute For Wealth Advisors, Inc. independent RIAThe Institute independent RIARIA to RIAApr 30, 2019May 13, 2019
George Haikel HarrisInstitute For Wealth Advisors, Inc. independent RIAThe Institute independent RIARIA to RIAApr 30, 2019May 10, 2019
Raymond Lee HobsonInstitute For Wealth Advisors, Inc. independent RIAThe Institute independent RIARIA to RIAApr 30, 2019May 10, 2019
Derek Allan JonesInstitute For Wealth Advisors, Inc. independent RIAThe Institute independent RIARIA to RIAApr 30, 2019May 10, 2019
James Patrick DonnellyInstitute For Wealth Advisors, Inc. independent RIAThe Institute independent RIARIA to RIAApr 30, 2019May 10, 2019
Troy Adam CookInstitute For Wealth Advisors, Inc. independent RIAThe Institute independent RIARIA to RIAApr 30, 2019May 10, 2019
Colin Ellsworth MacleodInstitute For Wealth Advisors, Inc. independent RIAThe Institute independent RIARIA to RIAApr 30, 2019May 10, 2019
Robert Lee BartonInstitute For Wealth Advisors, Inc. independent RIAThe Institute independent RIARIA to RIAApr 30, 2019May 10, 2019
Daniel William BoulwareInstitute For Wealth Advisors, Inc. independent RIAThe Institute independent RIARIA to RIAApr 30, 2019May 13, 2019
Nathaniel Jenkins YuricaInstitute For Wealth Advisors, Inc. independent RIAThe Institute independent RIARIA to RIAApr 26, 2019Jan 3, 2025 (2079 d)
Elizabeth Nmn LunaInstitute For Wealth Advisors, Inc. no RAUMAria Wealth Management independent RIAOtherMar 8, 2018Jan 1, 2026 (2856 d)
Jon Robert EricksonInstitute For Wealth Advisors, Inc. no RAUMRegal Investment Advisors LLC otherOtherFeb 1, 2018Jan 30, 2018
Pamela Ann JacobsInstitute For Wealth Advisors, Inc. no RAUMMonvia Financial L.P. state registeredOtherJul 11, 2017Oct 21, 2025 (3024 d)
Dianne Mae LutzInstitute For Wealth Advisors, Inc. no RAUMSowell Management otherOtherMay 2, 2017Mar 22, 2017
Gary Peter LibhartInstitute For Wealth Advisors, Inc. no RAUMGuanill Wealth Management state registeredOtherApr 18, 2017Apr 28, 2017
Glenn Robert DavidowInstitute For Wealth Advisors, Inc. otherIp Financial Advisory Services LLC independent RIAOtherJul 27, 2016Feb 5, 2020 (1288 d)
Jimmy Dale LongInstitute For Wealth Advisors, Inc. otherLong Asset Management, LLC unclassifiedOtherFeb 15, 2016Feb 16, 2016
Matthew Nikhilesh GallagherInstitute For Wealth Advisors, Inc. otherCreativeone Securities, LLC otherOtherJan 4, 2016Jan 4, 2016
Alan Lee ReschInstitute For Wealth Advisors, Inc. otherGradient Wealth Management otherOtherOct 30, 2014Sep 28, 2015 (333 d)
Jordan Thomas FraserInstitute For Wealth Advisors, Inc. otherPraxia Financial Services, LLC independent RIAOtherDec 31, 2013Mar 29, 2022 (3010 d)
Michael John HarveyInstitute For Wealth Advisors, Inc. otherAllstate Financial Advisors, LLC BD affiliatedOtherMay 14, 2013Nov 3, 2023 (3825 d)
David Lewis ErmlickInstitute For Wealth Advisors, Inc. otherFirst Advisors National, LLC no RAUMOtherJan 7, 2013Jan 8, 2013
Patricia Ivette GomezInstitute For Wealth Advisors, Inc. otherFirst Advisors National, LLC no RAUMOtherJan 2, 2013Jan 24, 2013
David Wayne WyrickInstitute For Wealth Advisors, Inc. otherFirst Advisors National, LLC no RAUMOtherDec 31, 2012Feb 6, 2013 (37 d)
Woodrow D BowlingInstitute For Wealth Advisors, Inc. otherFirst Advisors National, LLC no RAUMOtherDec 31, 2012Feb 7, 2013 (38 d)
Mark Robert GordonInstitute For Wealth Advisors, Inc. otherFirst Advisors National, LLC no RAUMOtherDec 31, 2012Jan 22, 2013
Paul Steven PattersonInstitute For Wealth Advisors, Inc. otherFirst Advisors National, LLC no RAUMOtherDec 31, 2012Jan 25, 2013
Richard Thomas HernInstitute For Wealth Advisors, Inc. otherFirst Advisors National, LLC no RAUMOtherDec 31, 2012Feb 11, 2013 (42 d)
Warren S BraswellInstitute For Wealth Advisors, Inc. otherFirst Advisors National, LLC no RAUMOtherDec 31, 2012Jan 25, 2013
Vandi Alisa PalmerInstitute For Wealth Advisors, Inc. otherFisher Investments independent RIAOtherDec 31, 2012Nov 26, 2019 (2521 d)
Charles Frederick McdonaldInstitute For Wealth Advisors, Inc. otherFirst Advisors National, LLC no RAUMOtherDec 31, 2012Jan 4, 2013
Timothy Blaine StoneInstitute For Wealth Advisors, Inc. otherFirst Advisors National, LLC no RAUMOtherDec 31, 2012Jan 10, 2013
William Jonathan ScottInstitute For Wealth Advisors, Inc. otherFirst Advisors National, LLC no RAUMOtherDec 31, 2012Jan 4, 2013
Robert Davis Van SantInstitute For Wealth Advisors, Inc. otherFirst Advisors National, LLC no RAUMOtherDec 31, 2012Jan 2, 2013
Page 1 of 1
39 moves match.