DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Morgan Stanley
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jorden Rhodes | Morgan Stanley wirehouse | Edward Jones national BD | Wirehouse to affiliated broker-dealer or bank | Sep 16, 2026 | Sep 14, 2026 |
| Christopher Michael Berzon | Morgan Stanley wirehouse | Wells Fargo Advisors wirehouse | Wirehouse to wirehouse | Sep 11, 2026 | Sep 11, 2026 |
| Kevin Allen Cook | Morgan Stanley wirehouse | Victory Financial independent RIA | Wirehouse to independent RIA | Sep 11, 2026 | Aug 24, 2026 |
| Matthew S Parkin | Morgan Stanley wirehouse | J.P. Morgan Securities LLC wirehouse | Wirehouse to wirehouse | Sep 11, 2026 | Sep 11, 2026 |
| Michael John Wiley | Morgan Stanley wirehouse | Raymond James & Associates, Inc. national BD | Wirehouse to affiliated broker-dealer or bank | Sep 10, 2026 | Sep 1, 2026 |
| Zaim Lajka | Morgan Stanley wirehouse | J.P. Morgan Securities LLC wirehouse | Wirehouse to wirehouse | Sep 10, 2026 | Sep 1, 2026 |
| Ryan Elliot Lewis | Morgan Stanley wirehouse | LPL Financial LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 10, 2026 | Aug 18, 2026 |
| Ryan C Feinberg | Morgan Stanley wirehouse | J.P. Morgan Securities LLC wirehouse | Wirehouse to wirehouse | Sep 10, 2026 | Sep 16, 2026 |
| Richard Edward Horn | Morgan Stanley wirehouse | UBS Financial Services Inc. wirehouse | Wirehouse to wirehouse | Sep 9, 2026 | Sep 4, 2026 |
| Calvin Boyd Mason | Morgan Stanley wirehouse | UBS Financial Services Inc. wirehouse | Wirehouse to wirehouse | Sep 9, 2026 | Sep 4, 2026 |
| Caitlin E Alcon | Morgan Stanley wirehouse | UBS Financial Services Inc. wirehouse | Wirehouse to wirehouse | Sep 9, 2026 | Sep 4, 2026 |
| Maria Fatima Nicole Victoria | Morgan Stanley wirehouse | UBS Financial Services Inc. wirehouse | Wirehouse to wirehouse | Sep 9, 2026 | Sep 10, 2026 |
| Erin Marie Johnson | Morgan Stanley wirehouse | Edward Jones national BD | Wirehouse to affiliated broker-dealer or bank | Sep 9, 2026 | Sep 4, 2026 |
| Craig Eliot Cisney | Morgan Stanley wirehouse | UBS Financial Services Inc. wirehouse | Wirehouse to wirehouse | Sep 9, 2026 | Sep 4, 2026 |
| Gerald Horn | Morgan Stanley wirehouse | UBS Financial Services Inc. wirehouse | Wirehouse to wirehouse | Sep 9, 2026 | Sep 4, 2026 |
| Christian A Defalco | Morgan Stanley wirehouse | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Wirehouse to wirehouse | Sep 9, 2026 | Sep 3, 2026 |
| Shannon L Allen | Morgan Stanley wirehouse | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Wirehouse to wirehouse | Sep 9, 2026 | Aug 21, 2026 |
| Fredrik Magnus Virgin | Morgan Stanley wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 7, 2026 | Sep 4, 2026 |
| Michael Herzberg | Morgan Stanley wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 7, 2026 | Sep 4, 2026 |
| Laura Elizabeth Faucette Knight | Morgan Stanley wirehouse | Edward Jones national BD | Wirehouse to affiliated broker-dealer or bank | Sep 7, 2026 | Sep 4, 2026 |
| Corinne Marie Heiberger | Morgan Stanley wirehouse | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Wirehouse to wirehouse | Sep 7, 2026 | Sep 3, 2026 |
| Nicolas Walter | Morgan Stanley wirehouse | Ep Wealth Advisors independent RIA | Wirehouse to independent RIA | Sep 7, 2026 | Sep 10, 2026 |
| Micah Mendillo | Morgan Stanley wirehouse | Charles Schwab & Co., Inc. national BD | Wirehouse to affiliated broker-dealer or bank | Sep 7, 2026 | Sep 16, 2026 |
| Oluseun Adedeji Onitiri | Morgan Stanley wirehouse | RBC Capital Markets, LLC national BD | Wirehouse to affiliated broker-dealer or bank | Sep 7, 2026 | Sep 8, 2026 |
| Sophie Marie Little | Morgan Stanley wirehouse | Invesco Advisers, Inc. asset manager | Other | Sep 4, 2026 | Sep 14, 2026 |
| Robert D Selleck | Morgan Stanley wirehouse | Moors & Cabot, Inc BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 2, 2026 | Aug 31, 2026 |
| Erik Hamilton Swoope | Morgan Stanley wirehouse | Raymond James Financial Services Advisors, Inc BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 1, 2026 | Sep 1, 2026 |
| Kyle John Heuchert | Morgan Stanley wirehouse | LPL Financial LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 31, 2026 | Sep 2, 2026 |
| Huseyn Maharram Balayev | Morgan Stanley wirehouse | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Wirehouse to wirehouse | Aug 31, 2026 | Sep 9, 2026 |
| Zach Lucas | Morgan Stanley wirehouse | Citigroup Global Markets Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 27, 2026 | Sep 14, 2026 |
| Christopher Ray Davis | Morgan Stanley wirehouse | UBS Financial Services Inc. wirehouse | Wirehouse to wirehouse | Aug 25, 2026 | Aug 7, 2026 |
| T Connor Shives | Morgan Stanley wirehouse | Elevation Point Wealth Partners, LLC independent RIA | Wirehouse to independent RIA | Aug 25, 2026 | Aug 24, 2026 |
| Christopher H Boyd | Morgan Stanley wirehouse | Horter Investment Management, LLC independent RIA | Wirehouse to independent RIA | Aug 25, 2026 | Aug 21, 2026 |
| Mary Mcfadden Sexton | Morgan Stanley wirehouse | RBC Capital Markets, LLC national BD | Wirehouse to affiliated broker-dealer or bank | Aug 24, 2026 | Aug 4, 2026 |
| Matthew Peter Mclaughlin | Morgan Stanley wirehouse | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Wirehouse to wirehouse | Aug 24, 2026 | Jul 31, 2026 |
| Erik Marc Knobl | Morgan Stanley wirehouse | RBC Capital Markets, LLC national BD | Wirehouse to affiliated broker-dealer or bank | Aug 24, 2026 | Aug 4, 2026 |
| Frank Joseph Gaetano | Morgan Stanley wirehouse | Wells Fargo Advisors wirehouse | Wirehouse to wirehouse | Aug 24, 2026 | Aug 20, 2026 |
| Peter John Ciovacco | Morgan Stanley wirehouse | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Wirehouse to wirehouse | Aug 24, 2026 | Jul 30, 2026 |
| Hiller A Olsen | Morgan Stanley wirehouse | RBC Capital Markets, LLC national BD | Wirehouse to affiliated broker-dealer or bank | Aug 24, 2026 | Aug 6, 2026 |
| Joseph David Copeland | Morgan Stanley wirehouse | Raymond James & Associates, Inc. national BD | Wirehouse to affiliated broker-dealer or bank | Aug 24, 2026 | Aug 20, 2026 |
| Benjamin Ronald Donathen | Morgan Stanley wirehouse | Raymond James & Associates, Inc. national BD | Wirehouse to affiliated broker-dealer or bank | Aug 24, 2026 | Aug 20, 2026 |
| Joseph A Knebel | Morgan Stanley wirehouse | Twin Peaks Wealth Advisors independent RIA | Wirehouse to independent RIA | Aug 24, 2026 | Sep 11, 2026 |
| Cory Paul Carling | Morgan Stanley wirehouse | Capital Wealth, LLC independent RIA | Wirehouse to independent RIA | Aug 21, 2026 | Aug 26, 2026 |
| Brandon Joseph Cordiano | Morgan Stanley wirehouse | Raymond James & Associates, Inc. national BD | Wirehouse to affiliated broker-dealer or bank | Aug 20, 2026 | Sep 11, 2026 |
| Alfred James Hammond | Morgan Stanley wirehouse | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Wirehouse to wirehouse | Aug 19, 2026 | Jul 30, 2026 |
| Abraham Corey Dispennette | Morgan Stanley wirehouse | UBS Financial Services Inc. wirehouse | Wirehouse to wirehouse | Aug 19, 2026 | Aug 12, 2026 |
| Darien M Romero | Morgan Stanley wirehouse | Edward Jones national BD | Wirehouse to affiliated broker-dealer or bank | Aug 19, 2026 | Sep 4, 2026 |
| Ashlee M Sargent | Morgan Stanley wirehouse | Stifel, Nicolaus & Company, Incorporated national BD | Wirehouse to affiliated broker-dealer or bank | Aug 19, 2026 | Sep 1, 2026 |
| Patrick Defeciani | Morgan Stanley wirehouse | Td Private Client Wealth LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 18, 2026 | Aug 19, 2026 |
| Mariah Noelle Garner | Morgan Stanley wirehouse | Raymond James Financial Services Advisors, Inc BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 18, 2026 | Sep 2, 2026 |
| Tyler Burtenshaw | Morgan Stanley wirehouse | J.P. Morgan Securities LLC wirehouse | Wirehouse to wirehouse | Aug 18, 2026 | Aug 25, 2026 |
| Bradley Stout | Morgan Stanley wirehouse | Empower Advisory Group, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 17, 2026 | Aug 31, 2026 |
| Brianna Riofski | Morgan Stanley wirehouse | RBC Capital Markets, LLC national BD | Wirehouse to affiliated broker-dealer or bank | Aug 17, 2026 | Sep 1, 2026 |
| Haider Ali | Morgan Stanley wirehouse | Hsbc Securities (USA) Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 17, 2026 | Sep 4, 2026 |
| Troy L Mcswain | Morgan Stanley wirehouse | First Foundation Advisors independent RIA | Wirehouse to independent RIA | Aug 17, 2026 | Sep 10, 2026 |
| Carter J Mathiason | Morgan Stanley wirehouse | Cambridge Investment Research Advisors, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 17, 2026 | Sep 11, 2026 |
| Nicholas Mcginn | Morgan Stanley wirehouse | J.P. Morgan Securities LLC wirehouse | Wirehouse to wirehouse | Aug 17, 2026 | Aug 28, 2026 |
| Kayla Clark | Morgan Stanley wirehouse | Osaic Wealth, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 14, 2026 | Sep 12, 2026 |
| Robert M Edwards | Morgan Stanley wirehouse | UBS Financial Services Inc. wirehouse | Wirehouse to wirehouse | Aug 13, 2026 | Aug 11, 2026 |
| Jeffrey D Stanley | Morgan Stanley wirehouse | UBS Financial Services Inc. wirehouse | Wirehouse to wirehouse | Aug 13, 2026 | Aug 11, 2026 |
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15,807 moves match.