DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Cerity Partners Ocio LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Daniel Austin Cupkovic | Cerity Partners Ocio LLC independent RIA | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Other | Apr 21, 2023 | Mar 3, 2010 |
| Laurie Grace Cortner | Cerity Partners Ocio LLC independent RIA | Waddell & Associates, LLC independent RIA | RIA to RIA | Apr 17, 2023 | May 8, 2024 (387 d) |
| Ronald Alan Rhoades | Cerity Partners Ocio LLC independent RIA | Scholar Financial, LLC unclassified | Other | Feb 2, 2023 | Apr 25, 2023 (82 d) |
| Mark Henry Josefczyk | Cerity Partners Ocio LLC independent RIA | Connetic Ventures no RAUM | RIA to a newly registered adviser | Jan 3, 2023 | Aug 21, 2024 (596 d) |
| Kimberly J Wade | Cerity Partners Ocio LLC independent RIA | Usi Securities, Inc. no RAUM | Other | Jan 3, 2023 | Aug 15, 2023 (224 d) |
| Scott Dana Faulkner | Cerity Partners Ocio LLC independent RIA | U.S. Bancorp Investments, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Aug 29, 2022 | Feb 15, 2023 (170 d) |
| Zachary Ryan Wooten | Cerity Partners Ocio LLC independent RIA | Magnolia Wealth Management LLC unclassified | Other | Jul 7, 2022 | Sep 6, 2022 (61 d) |
| Steven Joshua Hruby | Cerity Partners Ocio LLC independent RIA | Allworth Financial, L.P. BD affiliated | RIA to affiliated broker-dealer or bank | May 3, 2022 | Jun 1, 2022 |
| David Gregory Stitt | Cerity Partners Ocio LLC independent RIA | Fifth Third Securities, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Apr 4, 2022 | Apr 13, 2022 |
| Nicholas Edward Whitmer | Cerity Partners Ocio LLC independent RIA | Money Concepts Advisory Service BD affiliated | RIA to affiliated broker-dealer or bank | Mar 30, 2022 | Apr 12, 2022 |
| Brian O. Wright | Cerity Partners Ocio LLC independent RIA | Wright Planning, LLC state registered | RIA to a state-registered adviser | Jan 14, 2022 | Apr 11, 2022 (87 d) |
| Robert Michael Curry | Cerity Partners Ocio LLC independent RIA | Curry Webb Wealth Management LLC independent RIA | RIA to RIA | Dec 17, 2021 | Dec 20, 2021 |
| Thomas Nelson Rogers | Cerity Partners Ocio LLC independent RIA | Edward Jones national BD | RIA to affiliated broker-dealer or bank | Nov 12, 2021 | Mar 8, 2022 (116 d) |
| Joseph Robert Zarzycki | Cerity Partners Ocio LLC independent RIA | First Citizens Investor Services, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Nov 1, 2021 | Nov 24, 2021 |
| Philip Lynn Gibbs | Cerity Partners Ocio LLC independent RIA | Trella Wealth state registered | RIA to a state-registered adviser | Sep 7, 2021 | Aug 26, 2021 |
| Jeff William Partin | Cerity Partners Ocio LLC independent RIA | Fidelity Personal And Workplace Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Jun 16, 2021 | Oct 8, 2021 (114 d) |
| Robert Drummond Thompson | Cerity Partners Ocio LLC independent RIA | Kmg Fiduciary Partners, LLC independent RIA | RIA to RIA | Sep 18, 2020 | Oct 15, 2020 |
| William Benjamin Hardigg | Cerity Partners Ocio LLC independent RIA | Horan Wealth Management independent RIA | RIA to RIA | Sep 16, 2020 | Aug 27, 2020 |
| Sharon Kay Hooper | Cerity Partners Ocio LLC independent RIA | Cfg Registered Investment Advisors other | Other | May 26, 2020 | Jan 20, 2015 |
| Derek J Bonifer | Cerity Partners Ocio LLC independent RIA | Robert W. Baird & Co. Incorporated mixed wealth | RIA to RIA | Mar 20, 2020 | Jul 5, 2022 (837 d) |
| Jeanne Johnson Sutton | Cerity Partners Ocio LLC independent RIA | Global Retirement Partners LLC institutional | Other | Jan 3, 2020 | Dec 19, 2019 |
| Bryan Andrew Peebles | Cerity Partners Ocio LLC independent RIA | Global Retirement Partners LLC institutional | Other | Jan 3, 2020 | Dec 19, 2019 |
| Rhea England | Cerity Partners Ocio LLC independent RIA | Global Retirement Partners LLC institutional | Other | Jan 3, 2020 | Dec 19, 2019 |
| Colleen Kelly Abate | Cerity Partners Ocio LLC independent RIA | Ameriprise Financial Services, LLC national BD | RIA to affiliated broker-dealer or bank | May 11, 2018 | Sep 26, 2018 (138 d) |
| Michael T Moore | Cerity Partners Ocio LLC independent RIA | Wealthquest Corporation independent RIA | RIA to RIA | Mar 15, 2018 | May 31, 2018 (77 d) |
| Peter Daniel Walkey | Cerity Partners Ocio LLC independent RIA | Mj Retirement institutional | Other | Mar 7, 2018 | May 14, 2019 (433 d) |
| Christopher Nathan Hendryx | Cerity Partners Ocio LLC other | Oppenheimer & Co. Inc. other | Other | Jul 21, 2015 | Jun 2, 2015 |
| Kristin V Dunlevy | Cerity Partners Ocio LLC other | Mj Retirement other | Other | Apr 21, 2015 | May 6, 2015 |
| Jacqueline H Keltner | Cerity Partners Ocio LLC other | J.J.B. Hilliard, W.L. Lyons, LLC other | Other | Dec 8, 2014 | Dec 8, 2014 |
| Robert Frederick Jung | Cerity Partners Ocio LLC other | F/M Investments LLC asset manager | Other | Jan 6, 2014 | Jul 23, 2020 (2390 d) |
| Dennis Eugene Pascarella | Cerity Partners Ocio LLC other | Concourse Financial Group Advisors other | Other | Nov 15, 2012 | Oct 29, 2013 (348 d) |
| Richard Jay Fontenot | Cerity Partners Ocio LLC other | Journey Financial Management, LLC state registered | Other | Jun 11, 2010 | Feb 18, 2019 (3174 d) |
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32 moves match.