DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Securian Financial Services, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Erin Eileen Clifford | Securian Financial Services, Inc. independent RIA | The Wealth Consulting Group independent RIA | RIA to RIA | Jun 1, 2023 | May 17, 2023 |
| Keith Wayne Campbell | Securian Financial Services, Inc. independent RIA | Raymond James Financial Services Advisors, Inc BD affiliated | RIA to affiliated broker-dealer or bank | May 31, 2023 | May 31, 2023 |
| Robert Lee Avey | Securian Financial Services, Inc. independent RIA | Raymond James Financial Services Advisors, Inc BD affiliated | RIA to affiliated broker-dealer or bank | May 31, 2023 | May 31, 2023 |
| Nathan Thomas Bennett | Securian Financial Services, Inc. independent RIA | Raymond James Financial Services Advisors, Inc BD affiliated | RIA to affiliated broker-dealer or bank | May 31, 2023 | May 31, 2023 |
| John Kelley Odea | Securian Financial Services, Inc. independent RIA | Raymond James Financial Services Advisors, Inc BD affiliated | RIA to affiliated broker-dealer or bank | May 31, 2023 | May 31, 2023 |
| Vanessa Louise Savage | Securian Financial Services, Inc. independent RIA | Raymond James Financial Services Advisors, Inc BD affiliated | RIA to affiliated broker-dealer or bank | May 31, 2023 | May 31, 2023 |
| Donald Alan Ledoux | Securian Financial Services, Inc. independent RIA | Raymond James Financial Services Advisors, Inc BD affiliated | RIA to affiliated broker-dealer or bank | May 31, 2023 | May 31, 2023 |
| Cody Carl Smith | Securian Financial Services, Inc. independent RIA | Raymond James Financial Services Advisors, Inc BD affiliated | RIA to affiliated broker-dealer or bank | May 31, 2023 | May 31, 2023 |
| Nicholas Wesley Linton | Securian Financial Services, Inc. independent RIA | Raymond James Financial Services Advisors, Inc BD affiliated | RIA to affiliated broker-dealer or bank | May 31, 2023 | May 31, 2023 |
| Jeneen Sarah Slack | Securian Financial Services, Inc. independent RIA | Raymond James Financial Services Advisors, Inc BD affiliated | RIA to affiliated broker-dealer or bank | May 31, 2023 | May 31, 2023 |
| Gina Marie Morais | Securian Financial Services, Inc. independent RIA | Raymond James Financial Services Advisors, Inc BD affiliated | RIA to affiliated broker-dealer or bank | May 31, 2023 | May 31, 2023 |
| Aaron T Peabody | Securian Financial Services, Inc. independent RIA | Raymond James Financial Services Advisors, Inc BD affiliated | RIA to affiliated broker-dealer or bank | May 31, 2023 | May 31, 2023 |
| Kimberly Rose Damiani | Securian Financial Services, Inc. independent RIA | Raymond James Financial Services Advisors, Inc BD affiliated | RIA to affiliated broker-dealer or bank | May 31, 2023 | May 31, 2023 |
| Brendan Robert Noonan | Securian Financial Services, Inc. independent RIA | Raymond James Financial Services Advisors, Inc BD affiliated | RIA to affiliated broker-dealer or bank | May 31, 2023 | May 31, 2023 |
| Jeffrey Daniel Lee | Securian Financial Services, Inc. independent RIA | Raymond James Financial Services Advisors, Inc BD affiliated | RIA to affiliated broker-dealer or bank | May 31, 2023 | May 31, 2023 |
| Jay M Gilson | Securian Financial Services, Inc. independent RIA | Raymond James Financial Services Advisors, Inc BD affiliated | RIA to affiliated broker-dealer or bank | May 31, 2023 | May 31, 2023 |
| Michael James Schomaker | Securian Financial Services, Inc. independent RIA | Raymond James Financial Services Advisors, Inc BD affiliated | RIA to affiliated broker-dealer or bank | May 31, 2023 | May 31, 2023 |
| Tyler Andrew Bailey | Securian Financial Services, Inc. independent RIA | Raymond James Financial Services Advisors, Inc BD affiliated | RIA to affiliated broker-dealer or bank | May 31, 2023 | May 31, 2023 |
| Daschel Elias Grammer | Securian Financial Services, Inc. independent RIA | Raymond James Financial Services Advisors, Inc BD affiliated | RIA to affiliated broker-dealer or bank | May 31, 2023 | May 31, 2023 |
| Connor Joseph Merrigan | Securian Financial Services, Inc. independent RIA | Raymond James Financial Services Advisors, Inc BD affiliated | RIA to affiliated broker-dealer or bank | May 31, 2023 | May 31, 2023 |
| Michael John Duch | Securian Financial Services, Inc. independent RIA | Cuso Financial Services, L.P. BD affiliated | RIA to affiliated broker-dealer or bank | May 24, 2023 | May 23, 2023 |
| Vasileios Izanidis | Securian Financial Services, Inc. independent RIA | Commonwealth Financial Network national BD | RIA to affiliated broker-dealer or bank | May 23, 2023 | May 5, 2023 |
| Maximilian John Clifford | Securian Financial Services, Inc. independent RIA | The Wealth Consulting Group independent RIA | RIA to RIA | May 22, 2023 | May 17, 2023 |
| Christopher James Hackley | Securian Financial Services, Inc. independent RIA | Commonwealth Financial Network national BD | RIA to affiliated broker-dealer or bank | May 18, 2023 | May 24, 2023 |
| Braden David Baer | Securian Financial Services, Inc. independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 18, 2023 | May 26, 2023 |
| Scottie Bayles | Securian Financial Services, Inc. independent RIA | J.P. Morgan Securities LLC wirehouse | RIA to wirehouse | May 18, 2023 | May 23, 2023 |
| Jordan Anthony Lamarca | Securian Financial Services, Inc. independent RIA | Osaic Wealth, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | May 17, 2023 | May 15, 2023 |
| Lindsey Rachel Menezes | Securian Financial Services, Inc. independent RIA | Commonwealth Financial Network national BD | RIA to affiliated broker-dealer or bank | May 15, 2023 | May 11, 2023 |
| Paul Joseph Staffaroni | Securian Financial Services, Inc. independent RIA | Commonwealth Financial Network national BD | RIA to affiliated broker-dealer or bank | May 12, 2023 | May 11, 2023 |
| Kevin Joseph Neiley | Securian Financial Services, Inc. independent RIA | Commonwealth Financial Network national BD | RIA to affiliated broker-dealer or bank | May 12, 2023 | May 11, 2023 |
| Joshua David Lutton | Securian Financial Services, Inc. independent RIA | Commonwealth Financial Network national BD | RIA to affiliated broker-dealer or bank | May 12, 2023 | May 11, 2023 |
| Bret Thomas Berg | Securian Financial Services, Inc. independent RIA | Commonwealth Financial Network national BD | RIA to affiliated broker-dealer or bank | May 11, 2023 | May 11, 2023 |
| Anna Grace Robinson | Securian Financial Services, Inc. independent RIA | Commonwealth Financial Network national BD | RIA to affiliated broker-dealer or bank | May 11, 2023 | May 11, 2023 |
| Ryan Stephen Carter | Securian Financial Services, Inc. independent RIA | Td Private Client Wealth LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 10, 2023 | Aug 17, 2023 (99 d) |
| Keith Flynn Tomer | Securian Financial Services, Inc. independent RIA | Commonwealth Financial Network national BD | RIA to affiliated broker-dealer or bank | May 8, 2023 | May 10, 2023 |
| Richard Schembechler | Securian Financial Services, Inc. independent RIA | MML Investors Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 3, 2023 | May 3, 2023 |
| Erin Elizabeth Fuselier | Securian Financial Services, Inc. independent RIA | Truist Advisory Services, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Apr 28, 2023 | May 4, 2023 |
| Trevor Kennon Malone | Securian Financial Services, Inc. independent RIA | RBC Capital Markets, LLC national BD | RIA to affiliated broker-dealer or bank | Apr 28, 2023 | May 11, 2023 |
| Gregory Ryan Wikelius | Securian Financial Services, Inc. independent RIA | The Ameriflex Group BD affiliated | RIA to affiliated broker-dealer or bank | Apr 21, 2023 | Apr 18, 2023 |
| Clarisa Murrieta Hernandez | Securian Financial Services, Inc. independent RIA | Cri Securities, LLC other | Other | Apr 19, 2023 | Jan 7, 2013 |
| Noah James Modica | Securian Financial Services, Inc. independent RIA | Pine Valley Investments independent RIA | RIA to RIA | Apr 19, 2023 | May 11, 2023 |
| Aaron John Imholte | Securian Financial Services, Inc. independent RIA | Principal Securities, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Apr 18, 2023 | Apr 19, 2023 |
| Daniel Wade Pierce | Securian Financial Services, Inc. independent RIA | Sagepoint Financial, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Apr 17, 2023 | Apr 18, 2023 |
| Michael S Clements | Securian Financial Services, Inc. independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 14, 2023 | Mar 16, 2023 |
| Hunter James Davis | Securian Financial Services, Inc. independent RIA | Galvin, Gaustad & Stein, LLC independent RIA | RIA to RIA | Apr 11, 2023 | Jun 22, 2023 (72 d) |
| Hunter Daniel Kelly | Securian Financial Services, Inc. independent RIA | Palm Valley Wealth Management LLC state registered | RIA to a state-registered adviser | Apr 4, 2023 | May 12, 2023 (38 d) |
| Jason Thomas Strasser | Securian Financial Services, Inc. independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 31, 2023 | Mar 16, 2023 |
| Samantha Mosher | Securian Financial Services, Inc. independent RIA | J.P. Morgan Securities LLC wirehouse | RIA to wirehouse | Mar 31, 2023 | Apr 28, 2023 |
| Arun Rajaram | Securian Financial Services, Inc. independent RIA | Pruco Securities, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 24, 2023 | May 17, 2023 (54 d) |
| Kellee C Leandre | Securian Financial Services, Inc. independent RIA | Raymond James & Associates, Inc. national BD | RIA to affiliated broker-dealer or bank | Mar 23, 2023 | May 8, 2023 (46 d) |
| Jeffrey Stephen Daney | Securian Financial Services, Inc. independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 21, 2023 | Mar 16, 2023 |
| Gregory S Mikesell | Securian Financial Services, Inc. independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 20, 2023 | Mar 16, 2023 |
| Charles Kelly Hamad | Securian Financial Services, Inc. independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 20, 2023 | Mar 16, 2023 |
| David Walkup | Securian Financial Services, Inc. independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 20, 2023 | Mar 16, 2023 |
| Bradley Kurt Skiles | Securian Financial Services, Inc. independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 16, 2023 | Mar 17, 2023 |
| Kathleen A Pigott | Securian Financial Services, Inc. independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 16, 2023 | Mar 16, 2023 |
| Marcos A Mendoza | Securian Financial Services, Inc. independent RIA | Edward Jones national BD | RIA to affiliated broker-dealer or bank | Mar 16, 2023 | Jun 11, 2024 (453 d) |
| John Whitaker | Securian Financial Services, Inc. independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 16, 2023 | Mar 16, 2023 |
| Stephen Todd Mckenney | Securian Financial Services, Inc. independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 15, 2023 | Mar 16, 2023 |
| Gerald Joseph Castellano | Securian Financial Services, Inc. independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 14, 2023 | Mar 17, 2023 |
1,362 moves match.