DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Cantor Fitzgerald Investment Advisors

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Lawrence Daniel GarrityCantor Fitzgerald Investment Advisors independent RIAWells Fargo Advisors wirehouseRIA to wirehouseDec 17, 2025Jan 8, 2026
Alexander C StuartCantor Fitzgerald Investment Advisors independent RIAIntegrated Wealth Concepts LLC independent RIARIA to RIANov 27, 2024Sep 15, 2026 (657 d)
Benedikt HaidCantor Fitzgerald Investment Advisors independent RIASofi Wealth LLC BD affiliatedRIA to affiliated broker-dealer or bankApr 16, 2024May 7, 2024
Allan SheahanCantor Fitzgerald Investment Advisors independent RIACwm, LLC BD affiliatedRIA to affiliated broker-dealer or bankApr 5, 2024Apr 2, 2024
John Daniel GradyCantor Fitzgerald Investment Advisors independent RIADiversify Advisory Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankFeb 5, 2024Jan 3, 2024
Michael MahalichCantor Fitzgerald Investment Advisors independent RIACetera Advisors LLC BD affiliatedRIA to affiliated broker-dealer or bankJan 22, 2024Feb 8, 2024
Michael Charles ShottonCantor Fitzgerald Investment Advisors independent RIASteelpeak Wealth, LLC independent RIARIA to RIAMay 15, 2023Jun 13, 2023
Owen BurnsCantor Fitzgerald Investment Advisors mixed wealthSmith Group Asset Management, LLC otherOtherJan 3, 2023Jan 3, 2023
Peter J HessCantor Fitzgerald Investment Advisors mixed wealthLazard Asset Management LLC otherOtherSep 16, 2022Sep 29, 2022
David Paul BiascoCantor Fitzgerald Investment Advisors mixed wealthBlackrock Investment Management, LLC otherOtherMay 9, 2022Dec 2, 2025 (1303 d)
Robert Christian OldakerCantor Fitzgerald Investment Advisors mixed wealthCreative Planning independent RIARIA to RIAApr 11, 2022Apr 19, 2022
Frank VeneziaCantor Fitzgerald Investment Advisors mixed wealthFirst Trust Advisors LP asset managerOtherNov 3, 2021Jul 22, 2022 (261 d)
Austin Charles FitzgeraldCantor Fitzgerald Investment Advisors mixed wealthLegend Rock Financial unclassifiedOtherJun 2, 2021Jun 23, 2021
Douglas M ZatorCantor Fitzgerald Investment Advisors mixed wealthQuincy Wells Advisors, LLC independent RIARIA to RIANov 12, 2020Nov 11, 2020
Sean M. MyersCantor Fitzgerald Investment Advisors otherPersonal Capital Advisors Corporation independent RIAOtherMay 1, 2019Sep 15, 2021 (868 d)
Benjamin G BamfordCantor Fitzgerald Investment Advisors otherPersonal Capital Advisors Corporation independent RIAOtherMay 1, 2019Jul 17, 2019 (77 d)
Mike MieleCantor Fitzgerald Investment Advisors otherPnc Wealth Management BD affiliatedOtherMar 6, 2019Sep 2, 2021 (911 d)
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17 moves match.