DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Cgn Advisors, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Amy Lynn ShappellCgn Advisors, LLC independent RIAXypn Sapphire independent RIARIA to RIAJul 2, 2026Jun 23, 2026
Kyle Hunt WilkeCgn Advisors, LLC independent RIAXypn Sapphire independent RIARIA to RIAJul 2, 2026Jun 5, 2026
Paige GordonCgn Advisors, LLC independent RIALegacy Financial Strategies, LLC independent RIARIA to RIAJun 22, 2026Jun 22, 2026
Cheryl A KruegerCgn Advisors, LLC independent RIAVantage Point Financial, LLC independent RIARIA to RIAMay 29, 2026Mar 23, 2026
David Lawrence MandelblattCgn Advisors, LLC independent RIAWealthprotect Advisors LLC state registeredRIA to a state-registered adviserDec 31, 2025Dec 12, 2025
Roxanne Lea MartensCgn Advisors, LLC independent RIAFive8 Financial LLC state registeredRIA to a state-registered adviserSep 12, 2025Dec 10, 2025 (89 d)
Nicola Lippert CyrCgn Advisors, LLC independent RIAFive8 Financial LLC state registeredRIA to a state-registered adviserSep 3, 2025Dec 10, 2025 (98 d)
Kent Michael GrealishCgn Advisors, LLC independent RIAGrealish Investment Counseling LLC state registeredRIA to a state-registered adviserJan 9, 2024Jul 19, 2024 (192 d)
Mitchell Curtis HockenburyCgn Advisors, LLC independent RIATriad Wealth Partners, LLC independent RIARIA to RIAJan 9, 2024Jun 7, 2024 (150 d)
Samuel Kessler SwensonCgn Advisors, LLC independent RIARange Advisory, LLC independent RIARIA to RIASep 20, 2023Sep 11, 2023
Ravin Kawailani WaltersCgn Advisors, LLC independent RIAThrivent Investment Management Inc. BD affiliatedRIA to affiliated broker-dealer or bankSep 18, 2023Sep 28, 2023
Stuart Joseph HeckmanCgn Advisors, LLC independent RIANo Coast Financial Group state registeredRIA to a state-registered adviserDec 31, 2022Feb 22, 2023 (53 d)
Jacob Lee StewartCgn Advisors, LLC independent RIAWealth More Enterprise, Inc. no RAUMRIA to a newly registered adviserAug 11, 2022Aug 28, 2024 (748 d)
John Ronald KahleCgn Advisors, LLC independent RIAEmpower Advisory Group, LLC BD affiliatedRIA to affiliated broker-dealer or bankApr 1, 2022Apr 15, 2022
Joshua Daniel GarciaCgn Advisors, LLC independent RIAVeritas Financial Consulting LLC state registeredRIA to a state-registered adviserFeb 2, 2022Jul 19, 2021
Timothy Wayne HicksCgn Advisors, LLC independent RIAHicks Financial Partners, LLC state registeredRIA to a state-registered adviserFeb 2, 2022Feb 2, 2022
Gordon Thomas AchtermannCgn Advisors, LLC independent RIAYour Best Path, LLC unclassifiedOtherAug 13, 2021Aug 16, 2021
Ronald William GuayCgn Advisors, LLC independent RIAProsperity Capital Advisors independent RIARIA to RIAAug 10, 2021Aug 5, 2021
Antonio Felipe CastilloCgn Advisors, LLC independent RIABellaire Capital Management, LLC state registeredRIA to a state-registered adviserAug 5, 2021Aug 10, 2021
Michael Thomas KastlerCgn Advisors, LLC independent RIAKastler Financial Planning unclassifiedOtherOct 4, 2019Aug 30, 2019
Hanson Pui WongCgn Advisors, LLC otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherFeb 27, 2018Oct 18, 2019 (598 d)
Jeffrey Allen DraytonCgn Advisors, LLC otherJeffrey A. Drayton Financial Group, Inc. state registeredOtherJan 24, 2018Mar 2, 2018 (37 d)
Warren Davis WatersCgn Advisors, LLC otherWaddell & Reed otherOtherJan 26, 2017May 24, 2017 (118 d)
Ronald Alan RhoadesCgn Advisors, LLC otherScholar Financial unclassifiedOtherJan 18, 2017Jan 17, 2017
Alfred George FortunatoCgn Advisors, LLC otherAllegory Advisory state registeredOtherDec 31, 2014May 23, 2018 (1239 d)
Robin Lynn KuleckCgn Advisors, LLC otherKuleck Financial Planning state registeredOtherDec 31, 2013Jan 14, 2022 (2936 d)
Scott Price HamiltonCgn Advisors, LLC otherHamilton Financial Planning LLC state registeredOtherSep 30, 2013Oct 3, 2013
Mark Jeffrey BinderCgn Advisors, LLC otherE*Trade Capital Management, LLC otherOtherMay 22, 2013May 30, 2013
Lea Ann Garrison KnightCgn Advisors, LLC no RAUMGarrison/Knight Financial Planning unclassifiedOtherJan 14, 2013Jan 11, 2013
Lisa Marie AndrewsCgn Advisors, LLC no RAUMPerk Planning state registeredOtherDec 31, 2012Jan 2, 2013
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30 moves match.