DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Foresters Advisory Services, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Frank Andrew VicendeseForesters Advisory Services, LLC BD affiliatedFortis Group Advisors LLC independent RIAAffiliated broker-dealer or bank to independent RIAJan 22, 2019Jan 29, 2019
Erica CordovaForesters Advisory Services, LLC BD affiliatedCri Securities, LLC BD affiliatedAffiliated broker-dealer or bank to anotherJan 22, 2019Jan 28, 2019
Ryan Jeffrey KleveForesters Advisory Services, LLC BD affiliatedLPL Financial LLC independent RIAAffiliated broker-dealer or bank to independent RIAJan 15, 2019Jan 14, 2019
Pamela YaromaForesters Advisory Services, LLC BD affiliatedMML Investors Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherJan 11, 2019Feb 8, 2019
Dennis James SnoozyForesters Advisory Services, LLC BD affiliatedBedrock Investment Advisors independent RIAAffiliated broker-dealer or bank to independent RIAJan 3, 2019Apr 7, 2020 (460 d)
Carlos Antonio HernandezForesters Advisory Services, LLC BD affiliatedMercer Global Advisors Inc. independent RIAAffiliated broker-dealer or bank to independent RIADec 4, 2018Jan 15, 2019 (42 d)
Wesley HeinrichsForesters Advisory Services, LLC BD affiliatedLPL Financial LLC independent RIAAffiliated broker-dealer or bank to independent RIANov 16, 2018Nov 19, 2018
Gavin JonesForesters Advisory Services, LLC BD affiliatedCrown Capital Securities, L.P. independent RIAAffiliated broker-dealer or bank to independent RIANov 12, 2018Nov 9, 2018
Dan Paul MichaelianForesters Advisory Services, LLC BD affiliatedOsaic Wealth, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherNov 7, 2018Nov 5, 2018
Nicholas J FrancoForesters Advisory Services, LLC BD affiliatedPark Avenue Securities LLC BD affiliatedAffiliated broker-dealer or bank to anotherNov 5, 2018Apr 8, 2019 (154 d)
Olga Cecilia EspirituForesters Advisory Services, LLC BD affiliatedLPL Financial LLC independent RIAAffiliated broker-dealer or bank to independent RIAOct 25, 2018Oct 25, 2018
Eric James BergennForesters Advisory Services, LLC BD affiliatedMML Investors Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherOct 22, 2018Oct 25, 2018
Brenda Marie HenningForesters Advisory Services, LLC BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherOct 19, 2018Oct 8, 2019 (354 d)
Adelina Patrica VelaForesters Advisory Services, LLC BD affiliatedWesbanco Securities, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherOct 9, 2018Oct 9, 2018
Teresa NinoForesters Advisory Services, LLC BD affiliatedMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAffiliated broker-dealer or bank to wirehouseSep 28, 2018Dec 18, 2018 (81 d)
Ryan NguyenForesters Advisory Services, LLC BD affiliatedPark Avenue Securities LLC BD affiliatedAffiliated broker-dealer or bank to anotherSep 21, 2018Oct 22, 2018 (31 d)
Fernando RiveraForesters Advisory Services, LLC BD affiliatedMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAffiliated broker-dealer or bank to wirehouseSep 13, 2018Nov 13, 2019 (426 d)
Michael Patrick CunninghamForesters Advisory Services, LLC BD affiliatedCetera Investment Advisers LLC BD affiliatedAffiliated broker-dealer or bank to anotherSep 13, 2018Jun 29, 2023 (1750 d)
Frederick Scott IngoldForesters Advisory Services, LLC BD affiliatedLPL Financial LLC independent RIAAffiliated broker-dealer or bank to independent RIASep 11, 2018Sep 16, 2018
Deena Renee WilsonForesters Advisory Services, LLC BD affiliatedLPL Financial LLC independent RIAAffiliated broker-dealer or bank to independent RIASep 11, 2018Aug 17, 2018
Elizabeth Sheets LeventisForesters Advisory Services, LLC BD affiliatedLPL Financial LLC independent RIAAffiliated broker-dealer or bank to independent RIASep 11, 2018Aug 17, 2018
Zachary W TimmForesters Advisory Services, LLC BD affiliatedPark Avenue Securities LLC BD affiliatedAffiliated broker-dealer or bank to anotherSep 4, 2018Jan 22, 2019 (140 d)
Jacques MayoForesters Advisory Services, LLC BD affiliatedFidelity Personal And Workplace Advisors BD affiliatedAffiliated broker-dealer or bank to anotherAug 30, 2018Jun 17, 2021 (1022 d)
Todd J LearyForesters Advisory Services, LLC BD affiliatedSecurian Financial Services, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherAug 10, 2018Aug 15, 2018
Jason Nicholas RhodesForesters Advisory Services, LLC BD affiliatedHornor, Townsend & Kent, LLC BD affiliatedAffiliated broker-dealer or bank to anotherAug 8, 2018Oct 30, 2018 (83 d)
Toney GizzarelliForesters Advisory Services, LLC BD affiliatedCri Securities, LLC BD affiliatedAffiliated broker-dealer or bank to anotherAug 2, 2018Aug 13, 2018
Anthony John GizzarelliForesters Advisory Services, LLC BD affiliatedCri Securities, LLC BD affiliatedAffiliated broker-dealer or bank to anotherAug 2, 2018Aug 10, 2018
Michael Frederick SaraulloForesters Advisory Services, LLC BD affiliatedMeeder Asset Management, Inc. asset managerOtherAug 1, 2018Jan 30, 2019 (182 d)
Stephanie Nicole AtallaForesters Advisory Services, LLC BD affiliatedAmeriprise Financial Services, LLC national BDAffiliated broker-dealer or bank to anotherAug 1, 2018Jul 27, 2018
Gary Anthony BlountForesters Advisory Services, LLC BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherJul 24, 2018Dec 12, 2019 (506 d)
Kevin Michael AdlemanForesters Advisory Services, LLC BD affiliatedLPL Financial LLC independent RIAAffiliated broker-dealer or bank to independent RIAJul 24, 2018Jul 20, 2018
Kevin Alan ThomasForesters Advisory Services, LLC BD affiliatedLPL Financial LLC independent RIAAffiliated broker-dealer or bank to independent RIAJul 24, 2018Jul 20, 2018
Benjamin Patrick MitchellForesters Advisory Services, LLC BD affiliatedMML Investors Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherJul 12, 2018Jul 31, 2018
Spencer Hong Tai DungForesters Advisory Services, LLC BD affiliatedPark Avenue Securities LLC BD affiliatedAffiliated broker-dealer or bank to anotherJul 3, 2018Jun 29, 2018
Michelle Ann HeffelForesters Advisory Services, LLC BD affiliatedMML Investors Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherJun 7, 2018Jun 20, 2018
Arrash Bruce ZareForesters Advisory Services, LLC BD affiliatedWaddell & Reed BD affiliatedAffiliated broker-dealer or bank to anotherJun 4, 2018Jun 1, 2018
Matthew Thomas JonesForesters Advisory Services, LLC BD affiliatedKestra Advisory Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherMay 11, 2018May 10, 2018
Derek Alexander RuizForesters Advisory Services, LLC BD affiliatedKestra Advisory Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherMay 11, 2018May 10, 2018
Stephen Michael NelsonForesters Advisory Services, LLC BD affiliatedKestra Advisory Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherMay 11, 2018May 10, 2018
Richard OlszewskiForesters Advisory Services, LLC BD affiliatedMML Investors Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherMay 7, 2018Jul 31, 2018 (85 d)
Mahalene Reginaldo DulayForesters Advisory Services, LLC BD affiliatedKestra Advisory Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherMay 2, 2018May 1, 2018
Yesenia Covarrubias BeckmannForesters Advisory Services, LLC BD affiliatedKestra Advisory Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherMay 2, 2018May 1, 2018
Todd Henry BeckmannForesters Advisory Services, LLC BD affiliatedKestra Advisory Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherMay 2, 2018Apr 30, 2018
Justin Robert CornelisonForesters Advisory Services, LLC BD affiliatedNfsg Corporation BD affiliatedAffiliated broker-dealer or bank to anotherMar 27, 2018Apr 20, 2021 (1120 d)
Andrew Haines McnamaraForesters Advisory Services, LLC BD affiliatedThe Gensler Group independent RIAAffiliated broker-dealer or bank to independent RIAMar 23, 2018Jul 27, 2018 (126 d)
Andrew Patrick BakerForesters Advisory Services, LLC otherCri Securities, LLC otherOtherMar 5, 2018Mar 12, 2018
Vartan GrigoryanForesters Advisory Services, LLC otherWaddell & Reed otherOtherFeb 27, 2018Feb 23, 2018
Jenny Jihyun ChoeForesters Advisory Services, LLC otherWaddell & Reed otherOtherFeb 27, 2018Feb 23, 2018
Justin Buddy ArceForesters Advisory Services, LLC otherNwf Advisory Services Inc otherOtherFeb 22, 2018Feb 24, 2018
Tanner John HamiltonForesters Advisory Services, LLC otherAdviceperiod, LLC independent RIAOtherFeb 13, 2018Mar 20, 2018 (35 d)
William Edward ValentiForesters Advisory Services, LLC otherRaymond James Financial Services Advisors, Inc BD affiliatedOtherJan 30, 2018Feb 1, 2018
Elliott CobbForesters Advisory Services, LLC otherNew York Life Investment Management LLC otherOtherJan 30, 2018Feb 12, 2018
Jakob David KelnhoferForesters Advisory Services, LLC otherRaymond James Financial Services Advisors, Inc BD affiliatedOtherJan 30, 2018Feb 9, 2018
Lincoln LaiForesters Advisory Services, LLC otherPruco Securities, LLC BD affiliatedOtherJan 23, 2018Feb 6, 2018
Adam HextellForesters Advisory Services, LLC otherPruco Securities, LLC BD affiliatedOtherJan 19, 2018Apr 25, 2018 (96 d)
Matthew Blake KingForesters Advisory Services, LLC otherEsi Financial Advisors BD affiliatedOtherJan 17, 2018Feb 12, 2018
Katalin Maria OrbanForesters Advisory Services, LLC otherLPL Financial LLC independent RIAOtherJan 17, 2018Jan 11, 2018
Schimri YoyoForesters Advisory Services, LLC otherSecurian Financial Services, Inc. otherOtherJan 8, 2018Feb 23, 2018 (46 d)
Dylan Robert ChmielForesters Advisory Services, LLC otherM&T Securities, Inc. unclassifiedOtherDec 31, 2017Jan 2, 2018
William Harris EvansForesters Advisory Services, LLC otherThrivent Investment Management Inc. otherOtherDec 22, 2017Jan 23, 2018 (32 d)
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159 moves match.