DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Transglobal Advisory, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Xiaoxi Chen | Transglobal Advisory, LLC independent RIA | Advyzon Investment Management, LLC asset manager | Other | Jan 12, 2026 | May 6, 2026 (114 d) |
| Yuha Elsa Tse | Transglobal Advisory, LLC independent RIA | Avantax Advisory Services BD affiliated | RIA to affiliated broker-dealer or bank | Jul 31, 2025 | Jul 29, 2025 |
| Sichen Li | Transglobal Advisory, LLC independent RIA | Edward Jones national BD | RIA to affiliated broker-dealer or bank | May 15, 2025 | May 9, 2025 |
| Kingsley Yu Man Choi | Transglobal Advisory, LLC independent RIA | Steelpeak Wealth, LLC independent RIA | RIA to RIA | Jan 21, 2025 | Jan 24, 2025 |
| Susan Jen | Transglobal Advisory, LLC independent RIA | Globalink Wealth Management, LLC state registered | RIA to a state-registered adviser | Dec 24, 2024 | Aug 3, 2026 (587 d) |
| Rongxia Zhu | Transglobal Advisory, LLC independent RIA | J.P. Morgan Securities LLC wirehouse | RIA to wirehouse | Jun 13, 2024 | Jun 20, 2024 |
| Zupei Yu | Transglobal Advisory, LLC independent RIA | Edward Jones national BD | RIA to affiliated broker-dealer or bank | Sep 11, 2023 | Oct 24, 2023 (43 d) |
| Alan Yang | Transglobal Advisory, LLC independent RIA | Wealth Enhancement Advisory Services, LLC independent RIA | RIA to RIA | Jan 4, 2023 | Apr 1, 2024 (453 d) |
| Michael Horng-Jyh Fang | Transglobal Advisory, LLC independent RIA | Globalink Wealth Management, LLC state registered | RIA to a state-registered adviser | Jun 30, 2022 | Apr 8, 2024 (648 d) |
| Michael Junhua Liao | Transglobal Advisory, LLC independent RIA | Globalink Wealth Management, LLC state registered | RIA to a state-registered adviser | Jun 30, 2022 | Mar 16, 2023 (259 d) |
| Daniel Wang | Transglobal Advisory, LLC independent RIA | Charles Schwab & Co., Inc. national BD | RIA to affiliated broker-dealer or bank | Mar 9, 2022 | Mar 29, 2022 |
| Franklin Myron Hsu | Transglobal Advisory, LLC independent RIA | Nomad Capital Group, LLC state registered | RIA to a state-registered adviser | Feb 1, 2022 | Sep 29, 2021 |
| Chunhua Xin | Transglobal Advisory, LLC independent RIA | Primerica Advisors national BD | RIA to affiliated broker-dealer or bank | Feb 1, 2022 | Jan 3, 2024 (701 d) |
| Muralidharan George | Transglobal Advisory, LLC independent RIA | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jul 29, 2021 | May 2, 2022 (277 d) |
| Po Ying Chen | Transglobal Advisory, LLC independent RIA | Independent Financial Group, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 16, 2021 | Jul 19, 2021 |
| Zhuoli Wang | Transglobal Advisory, LLC independent RIA | Globalink Wealth Management, LLC state registered | RIA to a state-registered adviser | Feb 3, 2021 | Mar 16, 2023 (771 d) |
| Yongyi Fan | Transglobal Advisory, LLC independent RIA | Tlg Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Aug 14, 2020 | Aug 10, 2020 |
| Hsiang Yu Su | Transglobal Advisory, LLC independent RIA | Cetera Investment Advisers LLC other | Other | Dec 18, 2017 | Jan 2, 2018 |
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18 moves match.