DFX Intelligence

RIA Intelligence

Advisor moves

Departures from Scottrade Investment Management

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Angela MorenoScottrade Investment Management otherAmeriprise Financial Services, LLC national BDOtherJan 6, 2017Jan 12, 2017
Matthew Joseph MorzyScottrade Investment Management otherAnnex Wealth Management, LLC otherOtherDec 9, 2016Jan 10, 2017 (32 d)
Justin H VolkmarScottrade Investment Management otherAdvice And Planning Services otherOtherDec 9, 2016Dec 16, 2016
Brian WesterhoffScottrade Investment Management otherEdelman Financial Engines otherOtherDec 9, 2016Jun 19, 2017 (192 d)
Christopher KoertgeScottrade Investment Management otherEdward Jones national BDOtherDec 2, 2016Dec 2, 2016
Michael Joseph ZadloScottrade Investment Management otherOppenheimer & Co. Inc. otherOtherNov 25, 2016Apr 4, 2017 (130 d)
Matthew LindleyScottrade Investment Management otherEdward Jones national BDOtherNov 25, 2016Nov 25, 2016
Daniel P CoxScottrade Investment Management otherEdward Jones national BDOtherNov 18, 2016Dec 8, 2016
Mary Yolanda KirkScottrade Investment Management otherMorgan Stanley wirehouseOtherNov 11, 2016Dec 20, 2016 (39 d)
Alexander Lawrence FishmanScottrade Investment Management otherAmerican Century Investments Private Client Group, Inc. no RAUMOtherNov 4, 2016Mar 16, 2018 (497 d)
Anthony ChiuScottrade Investment Management otherWells Fargo Advisors wirehouseOtherOct 27, 2016Jan 19, 2017 (84 d)
Pheap ChevScottrade Investment Management otherTd Ameritrade Investment Management, LLC otherOtherSep 9, 2016Sep 13, 2016
Stephen Daniel TichacekScottrade Investment Management otherWells Fargo Advisors wirehouseOtherSep 1, 2016Sep 16, 2016
John Michael LevendoskiScottrade Investment Management otherWells Fargo Advisors wirehouseOtherAug 5, 2016Aug 18, 2016
Erik Walter MerkauScottrade Investment Management otherJ.P. Morgan Securities LLC wirehouseOtherJul 27, 2016Sep 20, 2016 (55 d)
Scott Browning CoombesScottrade Investment Management otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherJul 18, 2016Jul 27, 2016
Victor KossowiczScottrade Investment Management otherCharles Schwab & Co., Inc. national BDOtherJul 18, 2016Aug 10, 2016
Matthew Wayne GrimlieScottrade Investment Management otherPrincipal Securities, Inc. otherOtherApr 27, 2016Jun 17, 2016 (51 d)
Dennis Walter BielikScottrade Investment Management otherRfg Advisory, LLC otherOtherAug 7, 2015Oct 21, 2015 (75 d)
Matthew G. WilsonScottrade Investment Management otherJ.P. Morgan Securities LLC wirehouseOtherMar 5, 2015Sep 18, 2023 (3119 d)
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440 moves match.