DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Osaic Advisory Services, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Clayton Michael FosterOsaic Advisory Services, LLC BD affiliatedMariner BD affiliatedAffiliated broker-dealer or bank to anotherJan 5, 2022Jan 4, 2022
Barbara Esther DeitelOsaic Advisory Services, LLC BD affiliatedGuardian Wealth Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJul 1, 2021Jul 1, 2021
Matthew Benjamin DeitelOsaic Advisory Services, LLC BD affiliatedGuardian Wealth Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJul 1, 2021Jul 2, 2021
Stephanie Haynes CampbellOsaic Advisory Services, LLC BD affiliatedGuardian Wealth Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJul 1, 2021Jul 2, 2021
Ashley Marie AguayoOsaic Advisory Services, LLC BD affiliatedHightower Advisors, LLC BD affiliatedAffiliated broker-dealer or bank to anotherDec 4, 2020Jan 28, 2025 (1516 d)
David James MatulewiczOsaic Advisory Services, LLC BD affiliatedArkadios Wealth Advisors independent RIAAffiliated broker-dealer or bank to independent RIAJul 8, 2020Jun 30, 2020
Michael Adam RosenOsaic Advisory Services, LLC BD affiliatedNorthstar Advisory Group, LLC no RAUMAffiliated broker-dealer or bank to a newly registered adviserJul 6, 2020Mar 9, 2020
James Matthew BroomOsaic Advisory Services, LLC BD affiliatedNorthstar Wealth Management, Inc. state registeredAffiliated broker-dealer or bank to a state-registered adviserJul 2, 2020Feb 28, 2020
Robert Francis KernanOsaic Advisory Services, LLC BD affiliatedNorthstar Advisory Group, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJul 1, 2020Jun 14, 2023 (1078 d)
Brian Jeffry StephensonOsaic Advisory Services, LLC BD affiliatedArkadios Wealth Advisors independent RIAAffiliated broker-dealer or bank to independent RIAJul 1, 2020Jun 30, 2020
Michael James FrederickOsaic Advisory Services, LLC BD affiliatedAlden Capital independent RIAAffiliated broker-dealer or bank to independent RIAJul 1, 2020Jun 8, 2020
Brandon Joseph SkupskiOsaic Advisory Services, LLC BD affiliatedAlden Capital independent RIAAffiliated broker-dealer or bank to independent RIAMay 20, 2020May 19, 2020
Saundra Jane Gibson GenoniOsaic Advisory Services, LLC BD affiliatedWick Capital Partners, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 25, 2020Mar 27, 2020
Brian Keith JonesOsaic Advisory Services, LLC BD affiliatedCresset Asset Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAFeb 10, 2020Jul 27, 2021 (533 d)
Mark J SommervilleOsaic Advisory Services, LLC BD affiliatedFsc Securities Corporation BD affiliatedAffiliated broker-dealer or bank to anotherOct 31, 2019Nov 13, 2019
Amanda Christine PaliskaOsaic Advisory Services, LLC independent RIAFidelity Personal And Workplace Advisors BD affiliatedRIA to affiliated broker-dealer or bankSep 24, 2018Nov 15, 2018 (52 d)
David BelotteOsaic Advisory Services, LLC independent RIAAcg Wealth Inc. independent RIARIA to RIAJul 10, 2018Jul 13, 2018
Brian Lee ThorkelsonOsaic Advisory Services, LLC otherCetera Advisor Networks LLC otherOtherNov 11, 2016Nov 11, 2016
Michele L MartinOsaic Advisory Services, LLC otherCetera Advisor Networks LLC otherOtherNov 11, 2016Nov 11, 2016
Christopher Jay TwiningOsaic Advisory Services, LLC otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherApr 5, 2016Jul 20, 2016 (106 d)
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140 moves match.