DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Johnson Brunetti

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Jacob Oliver DoserJohnson Brunetti independent RIARosewood Wealth Management state registeredRIA to a state-registered adviserJun 1, 2026Jun 2, 2026
John Marlin BreardJohnson Brunetti independent RIAAlera Investment Advisors, LLC mixed wealthRIA to RIAMay 11, 2026Aug 30, 2024
Benjamin James CarlsonJohnson Brunetti independent RIABriggs Wealth Management, Inc. independent RIARIA to RIAJan 4, 2026Apr 30, 2026 (116 d)
Caleb Joshua EnninJohnson Brunetti independent RIARockefeller Capital Management BD affiliatedRIA to affiliated broker-dealer or bankAug 13, 2025Oct 7, 2025 (55 d)
Alexander Joseph AngstJohnson Brunetti independent RIANewedge Advisors BD affiliatedRIA to affiliated broker-dealer or bankApr 10, 2024Apr 15, 2024
Richard A BagbyJohnson Brunetti independent RIAJ.P. Morgan Securities LLC wirehouseRIA to wirehouseAug 11, 2023Sep 27, 2023 (47 d)
Jeffrey Kohl LudkaJohnson Brunetti independent RIALighthouse Financial Management, LLC independent RIARIA to RIAMay 30, 2023Jun 2, 2023
Stephen Andrew HighJohnson Brunetti independent RIACommonwealth Financial Network national BDRIA to affiliated broker-dealer or bankMar 21, 2022Jul 26, 2022 (127 d)
James Kevin ConveryJohnson Brunetti independent RIAMML Investors Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankMar 10, 2021May 13, 2021 (64 d)
Brenda A KellyJohnson Brunetti independent RIAEmpower Advisory Group, LLC BD affiliatedRIA to affiliated broker-dealer or bankFeb 7, 2020Apr 23, 2025 (1902 d)
Kenneth Daniel TumoloJohnson Brunetti independent RIASimplyria Advisor Network independent RIARIA to RIASep 4, 2019Aug 29, 2019
Zachary ZwickJohnson Brunetti independent RIAThree Bearings Fiduciary Advisors, Inc. independent RIARIA to RIASep 3, 2019Oct 22, 2019 (49 d)
Christopher Donald CaldwellJohnson Brunetti independent RIAVoya Financial Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankJul 17, 2019Oct 28, 2019 (103 d)
Benjamin A FuchsJohnson Brunetti independent RIASimplyria Advisor Network independent RIARIA to RIADec 27, 2018Feb 11, 2019 (46 d)
David A TetleyJohnson Brunetti otherSound Income Strategies, LLC independent RIAOtherJan 16, 2018Apr 30, 2019 (469 d)
Page 1 of 1
15 moves match.