DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Cri Securities, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Michael David PaulusCri Securities, LLC otherCetera Investment Advisers LLC BD affiliatedOtherDec 31, 2016Aug 10, 2023 (2413 d)
Nathan Michael PielCri Securities, LLC otherSecurian Financial Services, Inc. otherOtherJul 20, 2016Jul 30, 2015
Michael Christopher MichlitschCri Securities, LLC otherValmark Advisers, Inc. otherOtherJun 3, 2016Jun 16, 2016
Jackie Lynn GatesCri Securities, LLC otherSecurian Financial Services, Inc. otherOtherMar 24, 2016Jan 27, 2014
Amy Michelle BertleCri Securities, LLC otherDestiny Capital Corporation otherOtherMar 21, 2016Mar 29, 2016
Morgan Claire CampbellCri Securities, LLC otherAlliancebernstein L.P. otherOtherFeb 24, 2016Nov 30, 2016 (280 d)
Patrick James OconnorCri Securities, LLC otherAdvice And Planning Services otherOtherJan 21, 2016Feb 8, 2016
Matthew Joseph KomerCri Securities, LLC otherGuggenheim Investments otherOtherOct 16, 2015Jan 11, 2016 (87 d)
Eric Ruben PorathCri Securities, LLC otherSecurian Financial Services, Inc. otherOtherMay 12, 2015Oct 1, 2014
Stephanie Ryan BirenbaumCri Securities, LLC otherSecurian Financial Services, Inc. otherOtherJan 15, 2015Apr 17, 2014
James Erik JaderborgCri Securities, LLC otherCetera Investment Advisers LLC BD affiliatedOtherDec 31, 2014Aug 10, 2023 (3144 d)
Britta J SorensenCri Securities, LLC otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherMay 30, 2014Jun 4, 2014
Matthew Stephen BellinCri Securities, LLC otherAmeriprise Financial Services, LLC national BDOtherFeb 11, 2014Feb 24, 2014
Joseph Michael GibasCri Securities, LLC otherSecurian Financial Services, Inc. otherOtherFeb 3, 2014Jan 7, 2014
John CiavarelliCri Securities, LLC otherVanguard Advisers, Inc. BD affiliatedOtherOct 22, 2013Jul 20, 2021 (2828 d)
David Eric BragmanCri Securities, LLC otherSecurian Financial Services, Inc. otherOtherJun 7, 2013Jun 28, 2012
Stephen Andrew BeckerCri Securities, LLC otherEdward Jones national BDOtherApr 29, 2013May 7, 2014 (373 d)
Daniel Francis BrascettaCri Securities, LLC otherPathway Advisors Group independent RIAOtherJan 10, 2012Nov 27, 2018 (2513 d)
James Colin FoxCri Securities, LLC otherCambridge Investment Research Advisors, Inc. otherOtherNov 23, 2011Dec 1, 2011
Evan Boston WhiteCri Securities, LLC otherCambridge Investment Research Advisors, Inc. otherOtherNov 22, 2011Dec 1, 2011
Corey Spencer JanoffCri Securities, LLC otherCambridge Investment Research Advisors, Inc. otherOtherNov 22, 2011Nov 28, 2011
Karl Thomas RainerCri Securities, LLC otherCambridge Investment Research Advisors, Inc. otherOtherNov 22, 2011Nov 28, 2011
Anders T RamstadCri Securities, LLC otherCambridge Investment Research Advisors, Inc. otherOtherNov 2, 2011Nov 23, 2011
Michael Franklin MerrillCri Securities, LLC otherSecurian Financial Services, Inc. otherOtherNov 2, 2011Jul 19, 2007
Forrest Michael FriedowCri Securities, LLC otherLarson Financial Group, LLC otherOtherApr 19, 2011Apr 29, 2011
Christopher A HatfieldCri Securities, LLC otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherApr 1, 2011Jun 8, 2011 (68 d)
Alexander Michael KienleCri Securities, LLC otherSecurian Financial Services, Inc. otherOtherDec 31, 2010Jan 4, 2011
Jeffrey Thomas TurtonCri Securities, LLC otherSecurian Financial Services, Inc. otherOtherAug 23, 2010Aug 7, 2007
Mackenzie Brittain MartinCri Securities, LLC otherIndependent Financial Group, LLC otherOtherJan 7, 2010Jan 5, 2010
Anthony Jason BayonaCri Securities, LLC otherSecurian Financial Services, Inc. otherOtherDec 4, 2009Jul 27, 2007
Michael Douglas BrockerCri Securities, LLC otherLegacy Wealth no RAUMOtherMar 31, 2009Feb 7, 2020 (3965 d)
Adam Todd DueyCri Securities, LLC otherNext Financial Group, Inc. otherOtherApr 4, 2008Apr 2, 2008
Seth Michael IngersollCri Securities, LLC otherNext Financial Group, Inc. otherOtherJan 10, 2008Jan 10, 2008
Anthony Chapman WilliamsCri Securities, LLC otherSecurian Financial Services, Inc. otherOtherDec 31, 2007Jul 30, 2007
Marcus Eugene OrtegaCri Securities, LLC otherSecurian Financial Services, Inc. otherOtherDec 31, 2007Jul 30, 2007
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95 moves match.