DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Bny Mellon Securities Corporation

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Jamie M Laboska	Bny Mellon Securities Corporation other	New York Life Investment Management LLC other	Other	Jan 14, 2005	Mar 7, 2006 (417 d)
Anthony Rinella	Bny Mellon Securities Corporation other	Morgan Stanley Dw Inc. unclassified	Other	Jan 7, 2005	Jan 7, 2005
Kevin Francis Crook	Bny Mellon Securities Corporation other	Principal Securities, Inc. other	Other	Jan 3, 2005	Aug 28, 2014 (3524 d)
James Sean O'Halloran	Bny Mellon Securities Corporation other	Meg Green & Associates, Inc. other	Other	Dec 1, 2004	Jul 7, 2010 (2044 d)
Bradford Richard Orben	Bny Mellon Securities Corporation other	Bny Investment Center Inc. unclassified	Other	Nov 12, 2004	Jan 10, 2006 (424 d)
Rinaldo Dominik Crassa	Bny Mellon Securities Corporation other	Hsbc Securities (USA) Inc. other	Other	Oct 25, 2004	Jan 2, 2014 (3356 d)
Asta Sanders	Bny Mellon Securities Corporation other	Ryan Beck & Co. unclassified	Other	Oct 4, 2004	Nov 23, 2004 (50 d)
Christopher John Nicolosi	Bny Mellon Securities Corporation other	Strategic Advisers LLC national BD	Other	Aug 12, 2004	Oct 5, 2004 (54 d)
Gary Edward Henderson	Bny Mellon Securities Corporation other	First Allied Securities, Inc. other	Other	Jul 19, 2004	Nov 12, 2004 (116 d)
Alfred Z Avazis	Bny Mellon Securities Corporation other	Neuberger Berman Bd LLC other	Other	Jul 19, 2004	Nov 29, 2004 (133 d)
Jeffrey A. Seitz	Bny Mellon Securities Corporation other	Advisors Asset Management, Inc. other	Other	Jun 2, 2004	Mar 14, 2006 (650 d)
Santo Montalbano	Bny Mellon Securities Corporation other	American Century Advisory Services, Inc. no RAUM	Other	May 5, 2004	Jul 6, 2004 (62 d)
Wayne M Anderman	Bny Mellon Securities Corporation other	Avantax Advisory Services other	Other	Dec 19, 2003	Jan 29, 2010 (2233 d)
Daniel Lee Grampp	Bny Mellon Securities Corporation other	Wells Fargo Investments, LLC unclassified	Other	Dec 15, 2003	Dec 19, 2003
Luis Fernando Rivadeneira	Bny Mellon Securities Corporation other	Citicorp Investment Services unclassified	Other	Dec 15, 2003	Dec 6, 2004 (357 d)
Matthew Jay Dernis	Bny Mellon Securities Corporation other	Osaic Wealth, Inc. other	Other	Nov 3, 2003	Nov 14, 2003
James Kenneth Lyons	Bny Mellon Securities Corporation other	Wells Fargo Advisors wirehouse	Other	Nov 3, 2003	Nov 13, 2003
Roni R Chase	Bny Mellon Securities Corporation other	Citicorp Investment Services unclassified	Other	Oct 14, 2003	Sep 23, 2004 (345 d)
Susan Heather Witte	Bny Mellon Securities Corporation other	Banc Of America Investment Services, Inc. unclassified	Other	Oct 1, 2003	Nov 22, 2004 (418 d)
Mark Wesley Roach	Bny Mellon Securities Corporation other	Valley Financial Management, Inc. BD affiliated	Other	May 22, 2003	Mar 3, 2004 (286 d)
Erkan Eric Afacan	Bny Mellon Securities Corporation other	Commonwealth Financial Network national BD	Other	Apr 21, 2003	Apr 16, 2003
David Scott Goodman	Bny Mellon Securities Corporation other	Ifmg Securities, Inc. unclassified	Other	Apr 15, 2003	May 15, 2003
Paul Mitchell Tarins	Bny Mellon Securities Corporation other	Brookstone Capital Management LLC other	Other	Apr 2, 2003	Oct 16, 2013 (3850 d)
Scott Christopher Mahnken	Bny Mellon Securities Corporation other	Raymond James & Associates, Inc. national BD	Other	Mar 11, 2003	Sep 9, 2003 (182 d)
Bogdan Dinca	Bny Mellon Securities Corporation other	Chase Investment Services Corp. other	Other	Jan 15, 2003	Mar 11, 2003 (55 d)
Darren Benjamin Stance	Bny Mellon Securities Corporation other	Wells Fargo Advisors wirehouse	Other	Jan 10, 2003	Feb 19, 2003 (40 d)
Glenn Andrew Gardiner	Bny Mellon Securities Corporation other	Mbsc, LLC unclassified	Other	Dec 31, 2002	Oct 31, 2002
Michael A Ratner	Bny Mellon Securities Corporation other	Charles Schwab & Co., Inc. national BD	Other	Jul 12, 2002	Sep 4, 2002 (54 d)

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208 moves match.