DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Deutsche Bank Securities Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jeffrey B Rait | Deutsche Bank Securities Inc. mixed wealth | Citigroup Global Markets Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Dec 21, 2023 | Nov 12, 2025 (692 d) |
| Amish S Jhaveri | Deutsche Bank Securities Inc. mixed wealth | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | RIA to wirehouse | Dec 20, 2023 | Nov 17, 2025 (698 d) |
| Joshua M Underwood | Deutsche Bank Securities Inc. mixed wealth | J.P. Morgan Securities LLC wirehouse | RIA to wirehouse | Dec 20, 2023 | May 6, 2025 (503 d) |
| Shelly S Wong | Deutsche Bank Securities Inc. mixed wealth | Citigroup Global Markets Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Dec 20, 2023 | Jul 17, 2026 (940 d) |
| Erik Donohue | Deutsche Bank Securities Inc. mixed wealth | Citigroup Global Markets Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Dec 20, 2023 | May 27, 2025 (524 d) |
| Rahul Varshneya | Deutsche Bank Securities Inc. mixed wealth | Morgan Stanley wirehouse | RIA to wirehouse | Dec 20, 2023 | Jan 10, 2025 (387 d) |
| Lindsay M. Mccracken | Deutsche Bank Securities Inc. mixed wealth | Wells Fargo Advisors wirehouse | RIA to wirehouse | Dec 20, 2023 | Aug 30, 2024 (254 d) |
| Kevin Nagib Cordova Celleri | Deutsche Bank Securities Inc. mixed wealth | Wells Fargo Advisors wirehouse | RIA to wirehouse | Dec 20, 2023 | Apr 4, 2024 (106 d) |
| Daniel Simon Lizaso Trejo | Deutsche Bank Securities Inc. mixed wealth | Bbva Global Wealth Advisors, Inc. independent RIA | RIA to RIA | Dec 20, 2023 | Jul 7, 2025 (565 d) |
| Jeffrey John Whalen | Deutsche Bank Securities Inc. mixed wealth | Cove Private Wealth, LLC independent RIA | RIA to RIA | Dec 19, 2023 | Oct 7, 2024 (293 d) |
| Mary Holland Nader | Deutsche Bank Securities Inc. mixed wealth | Mary & Pip no RAUM | RIA to a newly registered adviser | Dec 19, 2023 | Nov 21, 2025 (703 d) |
| Lori B Jackson | Deutsche Bank Securities Inc. mixed wealth | Cove Private Wealth, LLC independent RIA | RIA to RIA | Dec 18, 2023 | Aug 17, 2026 (973 d) |
| Carlos A Ferreira | Deutsche Bank Securities Inc. mixed wealth | Itau International Securities Inc. independent RIA | RIA to RIA | Dec 18, 2023 | Aug 1, 2024 (227 d) |
| Olga Pankratova | Deutsche Bank Securities Inc. mixed wealth | J.P. Morgan Securities LLC wirehouse | RIA to wirehouse | Dec 18, 2023 | Aug 22, 2024 (248 d) |
| Santo S Vicenzino | Deutsche Bank Securities Inc. mixed wealth | Cove Private Wealth, LLC independent RIA | RIA to RIA | Dec 18, 2023 | Jul 18, 2026 (943 d) |
| Peter Mcevoy | Deutsche Bank Securities Inc. mixed wealth | Eagle Strategies LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 15, 2023 | Jan 14, 2026 (761 d) |
| Billy R Obregon | Deutsche Bank Securities Inc. mixed wealth | Vontobel Swiss Financial Advisers independent RIA | RIA to RIA | Dec 15, 2023 | Nov 7, 2025 (693 d) |
| Palvinder Mattu | Deutsche Bank Securities Inc. mixed wealth | J.P. Morgan Securities LLC wirehouse | RIA to wirehouse | Sep 18, 2023 | Sep 28, 2023 |
| Caroline Coen | Deutsche Bank Securities Inc. mixed wealth | J.P. Morgan Securities LLC wirehouse | RIA to wirehouse | Jul 11, 2023 | Aug 10, 2023 |
| Zbynek Kozelsky | Deutsche Bank Securities Inc. mixed wealth | Ashton Thomas Securities, LLC independent RIA | RIA to RIA | Jun 8, 2023 | Apr 23, 2025 (685 d) |
| Tina Tzu-Yi Tsao | Deutsche Bank Securities Inc. mixed wealth | Transamerica Financial Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 7, 2023 | Feb 18, 2025 (683 d) |
| David Avila-Angarita | Deutsche Bank Securities Inc. mixed wealth | Citigroup Global Markets Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Apr 5, 2023 | Apr 4, 2023 |
| Antonio C. Barbosa | Deutsche Bank Securities Inc. BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Mar 22, 2023 | Apr 7, 2023 |
| Rui Maria Forcada | Deutsche Bank Securities Inc. BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Mar 15, 2023 | Mar 28, 2023 |
| Hagop Harout Balabanian | Deutsche Bank Securities Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 21, 2022 | Mar 3, 2023 (72 d) |
| Christopher Lee Ainsworth | Deutsche Bank Securities Inc. BD affiliated | Pave Investment Advisors, LLC. asset manager | Other | Nov 22, 2022 | Jan 1, 2026 (1136 d) |
| Mayra Alejandra Alejandra Uribe-Quiceno | Deutsche Bank Securities Inc. BD affiliated | Oppenheimer & Co. Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 13, 2022 | Oct 14, 2022 |
| Rashead Eric Harper | Deutsche Bank Securities Inc. BD affiliated | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 23, 2022 | Jul 13, 2022 |
| Enrique Tiburcio | Deutsche Bank Securities Inc. BD affiliated | Citizens Private Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 25, 2022 | Oct 3, 2023 (616 d) |
| Douglas Winthrop Robertson | Deutsche Bank Securities Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 22, 2021 | Dec 2, 2021 |
| Michael Andrew Rogers | Deutsche Bank Securities Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 23, 2021 | Nov 15, 2021 |
| Daniel Jonathan Gray | Deutsche Bank Securities Inc. BD affiliated | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 5, 2021 | Sep 10, 2021 |
| Maria Veronica Marcano Pereira | Deutsche Bank Securities Inc. BD affiliated | Citigroup Global Markets Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 4, 2021 | Sep 8, 2021 (35 d) |
| Frank Debenedittis | Deutsche Bank Securities Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 12, 2021 | Jul 21, 2021 |
| Jacob Richter Fox | Deutsche Bank Securities Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 23, 2021 | Jul 12, 2021 |
| Sean Joseph Jules | Deutsche Bank Securities Inc. BD affiliated | Neuberger Berman Bd LLC no RAUM | Other | Jun 2, 2021 | Jun 10, 2021 |
| Michael Cameron King | Deutsche Bank Securities Inc. other | Neuberger Berman Bd LLC no RAUM | Other | Feb 24, 2021 | Apr 21, 2021 (56 d) |
| Kenneth A Montgomery | Deutsche Bank Securities Inc. other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Feb 4, 2021 | Feb 5, 2026 (1827 d) |
| Freddy Alexander Menjivar | Deutsche Bank Securities Inc. other | Morgan Stanley wirehouse | Other | Dec 23, 2020 | Dec 21, 2020 |
| Johnathan Hirsh | Deutsche Bank Securities Inc. other | J.P. Morgan Securities LLC wirehouse | Other | Dec 22, 2020 | Feb 22, 2021 (62 d) |
| Curtis Rutherford | Deutsche Bank Securities Inc. other | Morgan Stanley wirehouse | Other | May 26, 2020 | May 8, 2020 |
| Harrison Lee Fisher | Deutsche Bank Securities Inc. other | Morgan Stanley wirehouse | Other | Sep 23, 2019 | Feb 27, 2020 (157 d) |
| Xavier Santos | Deutsche Bank Securities Inc. other | Morgan Stanley wirehouse | Other | Aug 29, 2019 | Aug 13, 2019 |
| Steven Vincent Mattus | Deutsche Bank Securities Inc. other | UBS Financial Services Inc. wirehouse | Other | Jul 29, 2019 | Aug 23, 2019 |
| Joshua Shoshan | Deutsche Bank Securities Inc. other | Gary Goldberg Planning Services independent RIA | Other | Jul 2, 2019 | Jan 13, 2020 (195 d) |
| Lawrence Vincent Adam | Deutsche Bank Securities Inc. BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Nov 21, 2018 | Nov 19, 2018 |
| Lina Marcela Clarke | Deutsche Bank Securities Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 14, 2018 | Dec 13, 2018 |
| Matthew Sullivan | Deutsche Bank Securities Inc. BD affiliated | Citigroup Global Markets Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 9, 2018 | Nov 1, 2018 |
| Lee Benjamin Hutter | Deutsche Bank Securities Inc. BD affiliated | Curated Wealth Partners, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Sep 20, 2018 | Sep 12, 2018 |
| Richard Alan Ward | Deutsche Bank Securities Inc. BD affiliated | Curated Wealth Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 18, 2018 | Dec 5, 2025 (2635 d) |
| Roberto Mendoza | Deutsche Bank Securities Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 10, 2018 | Sep 4, 2025 (2613 d) |
| Mark Hamilton Laroe | Deutsche Bank Securities Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 19, 2018 | Jun 8, 2018 |
| Fred Seberry Culvyhouse | Deutsche Bank Securities Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | May 21, 2018 | May 31, 2018 |
| Megan Marie Foard | Deutsche Bank Securities Inc. other | Verdence Capital Advisors, LLC other | Other | Nov 8, 2017 | Dec 13, 2017 (35 d) |
| Brandon Larry Cauley | Deutsche Bank Securities Inc. other | Wells Fargo Advisors wirehouse | Other | Oct 17, 2017 | Apr 10, 2018 (175 d) |
| Daniel Kay | Deutsche Bank Securities Inc. other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Aug 21, 2017 | Sep 18, 2017 |
| Masa Sekulic | Deutsche Bank Securities Inc. other | Citigroup Global Markets Inc. other | Other | Jun 5, 2017 | Jun 5, 2017 |
| Matthew Anderson | Deutsche Bank Securities Inc. other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Apr 18, 2017 | Apr 25, 2017 |
| Arturo Montemayor | Deutsche Bank Securities Inc. other | Morgan Stanley wirehouse | Other | Mar 14, 2017 | Mar 6, 2017 |
| Cheryl Lee Paller | Deutsche Bank Securities Inc. other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Dec 15, 2016 | Dec 21, 2016 |
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417 moves match.