DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from L.M. Kohn & Company
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Larry Michael Kohn | L.M. Kohn & Company independent RIA | Wealth Enhancement Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 16, 2025 | Dec 8, 2025 |
| Robert Hubert Chess | L.M. Kohn & Company independent RIA | Wealth Enhancement Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 16, 2025 | Mar 30, 2026 (104 d) |
| Andrew Kohn | L.M. Kohn & Company independent RIA | Wealth Enhancement Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 16, 2025 | Dec 8, 2025 |
| Garry Phillip Kohn | L.M. Kohn & Company independent RIA | Wealth Enhancement Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 9, 2025 | Dec 8, 2025 |
| Scott B. Wirtz | L.M. Kohn & Company independent RIA | Wealth Enhancement Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 9, 2025 | Dec 8, 2025 |
| Shelley Elizabeth Norris | L.M. Kohn & Company independent RIA | Wealth Enhancement Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 9, 2025 | Dec 8, 2025 |
| Wendy Jeanne Shannon | L.M. Kohn & Company independent RIA | Wealth Enhancement Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 9, 2025 | Dec 8, 2025 |
| Ryan Hannam | L.M. Kohn & Company independent RIA | Wealth Enhancement Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 9, 2025 | Dec 8, 2025 |
| Paige Cheryl Miller | L.M. Kohn & Company independent RIA | Wealth Enhancement Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 9, 2025 | Dec 8, 2025 |
| Thomas Berry | L.M. Kohn & Company independent RIA | Wealth Enhancement Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 9, 2025 | Dec 8, 2025 |
| Samuel Adam Hardin | L.M. Kohn & Company independent RIA | Wealth Enhancement Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 9, 2025 | Dec 8, 2025 |
| Liam Mulligan | L.M. Kohn & Company independent RIA | Wealth Enhancement Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 9, 2025 | Dec 8, 2025 |
| Phillip A Schwegmann | L.M. Kohn & Company independent RIA | Cetera Investment Advisers LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 7, 2025 | Nov 20, 2025 |
| Richard Etling | L.M. Kohn & Company independent RIA | Davinci Capital Management Inc. state registered | RIA to a state-registered adviser | Oct 13, 2025 | Jan 13, 2026 (92 d) |
| Thomas Carpenter | L.M. Kohn & Company independent RIA | Tlg Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Oct 13, 2025 | Oct 28, 2025 |
| Benjamin Rueff Williams | L.M. Kohn & Company independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 13, 2025 | Oct 31, 2025 |
| Sandra Jean Halliburton | L.M. Kohn & Company independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 13, 2025 | Oct 31, 2025 |
| Arthur Edward Rosser | L.M. Kohn & Company independent RIA | Wealth Enhancement Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 13, 2025 | Dec 11, 2025 (59 d) |
| Robert Bryan Fitzpatrick | L.M. Kohn & Company independent RIA | B.B. Graham & Company, Inc. independent RIA | RIA to RIA | Oct 13, 2025 | Oct 31, 2025 |
| David Michael Gelman | L.M. Kohn & Company independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Sep 18, 2025 | Sep 18, 2025 |
| Mark Matthew Melda | L.M. Kohn & Company independent RIA | American Independent Securities Group, LLC independent RIA | RIA to RIA | Sep 16, 2025 | Sep 16, 2025 |
| John Francis Conway | L.M. Kohn & Company independent RIA | B.B. Graham & Company, Inc. independent RIA | RIA to RIA | Sep 8, 2025 | Sep 4, 2025 |
| Larry Andreano | L.M. Kohn & Company independent RIA | Advisory Advocates LLC independent RIA | RIA to RIA | Sep 8, 2025 | Jun 5, 2025 |
| Joseph Thomas Bonadies | L.M. Kohn & Company independent RIA | Advisory Advocates LLC independent RIA | RIA to RIA | Sep 8, 2025 | Jun 3, 2025 |
| Kari Jo Schaffer | L.M. Kohn & Company independent RIA | Osaic Wealth, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Aug 26, 2025 | Aug 22, 2025 |
| John Joseph Mcglynn | L.M. Kohn & Company independent RIA | Lanark Financial, Inc. independent RIA | RIA to RIA | Aug 14, 2025 | Aug 14, 2025 |
| Christopher Fredrick Rueger | L.M. Kohn & Company independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 14, 2025 | Aug 14, 2025 |
| Savannah Kay Forleo | L.M. Kohn & Company independent RIA | Lanark Financial, Inc. independent RIA | RIA to RIA | Aug 14, 2025 | Aug 15, 2025 |
| Blanton Charles Creque | L.M. Kohn & Company independent RIA | Lanark Financial, Inc. independent RIA | RIA to RIA | Aug 14, 2025 | Aug 15, 2025 |
| Dylan Campbell Furlong | L.M. Kohn & Company independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 14, 2025 | Aug 14, 2025 |
| Jeffrey Lee Ed Adkins | L.M. Kohn & Company independent RIA | Jla Capital, LLC state registered | RIA to a state-registered adviser | Jul 31, 2025 | Jul 31, 2025 |
| Charles Anthony Saenger | L.M. Kohn & Company independent RIA | Benjamin F. Edwards & Company, Incorporated BD affiliated | RIA to affiliated broker-dealer or bank | Jul 28, 2025 | Jul 28, 2025 |
| Alexander Jonathan Ferguson | L.M. Kohn & Company independent RIA | Benjamin F. Edwards & Company, Incorporated BD affiliated | RIA to affiliated broker-dealer or bank | Jul 28, 2025 | Jul 28, 2025 |
| Robert Edwin Ferguson | L.M. Kohn & Company independent RIA | Benjamin F. Edwards & Company, Incorporated BD affiliated | RIA to affiliated broker-dealer or bank | Jul 28, 2025 | Jul 28, 2025 |
| John Byron Hampton | L.M. Kohn & Company independent RIA | B.B. Graham & Company, Inc. independent RIA | RIA to RIA | Jul 1, 2025 | Jul 2, 2025 |
| Thomas Holman Truesdell | L.M. Kohn & Company independent RIA | American Independent Securities Group, LLC independent RIA | RIA to RIA | Jul 1, 2025 | Jul 2, 2025 |
| Fred Howard Sultan | L.M. Kohn & Company independent RIA | American Independent Securities Group, LLC independent RIA | RIA to RIA | Jun 23, 2025 | Jun 20, 2025 |
| Mark Brennan Kelly | L.M. Kohn & Company independent RIA | American Independent Securities Group, LLC independent RIA | RIA to RIA | Jun 9, 2025 | May 29, 2025 |
| Martin Steven Healy | L.M. Kohn & Company independent RIA | American Independent Securities Group, LLC independent RIA | RIA to RIA | Jun 9, 2025 | Jun 3, 2025 |
| Michael James Donnellan | L.M. Kohn & Company independent RIA | M3 Wealth Management no RAUM | RIA to a newly registered adviser | May 19, 2025 | May 16, 2025 |
| Mark Phillip Pinzone | L.M. Kohn & Company independent RIA | M3 Wealth Management no RAUM | RIA to a newly registered adviser | May 19, 2025 | May 16, 2025 |
| Jeffrey Michael Kuchinsky | L.M. Kohn & Company independent RIA | Ipi Wealth Management, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | May 1, 2025 | May 6, 2025 |
| John Winship Durant | L.M. Kohn & Company independent RIA | American Independent Securities Group, LLC independent RIA | RIA to RIA | Apr 30, 2025 | May 1, 2025 |
| David Kenneth Rubenstein | L.M. Kohn & Company independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 29, 2025 | Jun 10, 2025 (42 d) |
| Gregory Brian Burch | L.M. Kohn & Company independent RIA | Integrity Alliance, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 22, 2025 | Apr 23, 2025 |
| William Curtis Loomis | L.M. Kohn & Company independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 21, 2025 | Apr 21, 2025 |
| William Curtis Loomis | L.M. Kohn & Company independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 21, 2025 | Apr 21, 2025 |
| Justin Keith Hitt | L.M. Kohn & Company independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 21, 2025 | Apr 21, 2025 |
| Irwin Bruce Scheineson | L.M. Kohn & Company independent RIA | B.B. Graham & Company, Inc. independent RIA | RIA to RIA | Apr 16, 2025 | Apr 16, 2025 |
| William Daniel Bolander | L.M. Kohn & Company independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 15, 2025 | Apr 14, 2025 |
| Bradley Thomas Lott | L.M. Kohn & Company independent RIA | American Independent Securities Group, LLC independent RIA | RIA to RIA | Mar 28, 2025 | Mar 31, 2025 |
| Wendy L Steadman | L.M. Kohn & Company independent RIA | American Independent Securities Group, LLC independent RIA | RIA to RIA | Mar 28, 2025 | Mar 27, 2025 |
| Alan Marquette Turner | L.M. Kohn & Company independent RIA | American Independent Securities Group, LLC independent RIA | RIA to RIA | Mar 28, 2025 | Apr 17, 2025 |
| Zachary James Cherocci | L.M. Kohn & Company independent RIA | American Independent Securities Group, LLC independent RIA | RIA to RIA | Mar 28, 2025 | Mar 27, 2025 |
| Matthew Ruffolo | L.M. Kohn & Company independent RIA | Ameriprise Financial Services, LLC national BD | RIA to affiliated broker-dealer or bank | Mar 13, 2025 | Apr 8, 2025 |
| Sharon Kaye Adams | L.M. Kohn & Company independent RIA | B.B. Graham & Company, Inc. independent RIA | RIA to RIA | Mar 4, 2025 | Mar 4, 2025 |
| Vincent Paul Dipietro | L.M. Kohn & Company independent RIA | Invest Capital Partners independent RIA | RIA to RIA | Nov 11, 2024 | Nov 6, 2024 |
| Mike Martin Bell | L.M. Kohn & Company independent RIA | UBS Financial Services Inc. wirehouse | RIA to wirehouse | Oct 25, 2024 | Nov 12, 2024 |
| Timothy Chon | L.M. Kohn & Company independent RIA | Ameriprise Financial Services, LLC national BD | RIA to affiliated broker-dealer or bank | Oct 25, 2024 | Nov 6, 2024 |
| Timothy John Schwiebert | L.M. Kohn & Company independent RIA | Topsail Wealth Management LLC independent RIA | RIA to RIA | May 15, 2024 | Nov 12, 2024 (181 d) |
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108 moves match.