DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Capital One Investing, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Daniel Michael GoldsteinCapital One Investing, Inc. independent RIAAndersen independent RIARIA to RIAMay 18, 2022Aug 7, 2024 (812 d)
Travis Bentley SmytheCapital One Investing, Inc. independent RIAStratos Wealth Partners, Ltd BD affiliatedRIA to affiliated broker-dealer or bankMay 16, 2022Nov 2, 2023 (535 d)
Ryan William KrugerCapital One Investing, Inc. independent RIA10elms Llp independent RIARIA to RIAApr 25, 2022Sep 20, 2024 (879 d)
Stephen Adam MazerCapital One Investing, Inc. independent RIACreative Planning Institutional Advisors, LLC institutionalOtherApr 14, 2022Apr 15, 2022
Cord Anthony AdamsCapital One Investing, Inc. independent RIACreative Planning Institutional Advisors, LLC institutionalOtherApr 14, 2022Apr 19, 2022
Jonathan Clinton CampbellCapital One Investing, Inc. independent RIACreative Planning Institutional Advisors, LLC institutionalOtherApr 14, 2022Apr 19, 2022
Bradford Peter WhiteCapital One Investing, Inc. independent RIACreative Planning Institutional Advisors, LLC institutionalOtherApr 14, 2022Apr 14, 2022
Marie NorkettCapital One Investing, Inc. independent RIACreative Planning Institutional Advisors, LLC institutionalOtherApr 14, 2022Apr 19, 2022
Kyle Robert SeemanCapital One Investing, Inc. independent RIACreative Planning Institutional Advisors, LLC institutionalOtherApr 14, 2022Apr 15, 2022
Samuel Corson BrooksCapital One Investing, Inc. independent RIABuckingham Strategic Wealth, LLC independent RIARIA to RIAApr 14, 2022May 2, 2022
Ryan A MaglioCapital One Investing, Inc. independent RIACreative Planning Institutional Advisors, LLC institutionalOtherMar 15, 2022Mar 17, 2022
Phillip NuttallCapital One Investing, Inc. independent RIALPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankJan 3, 2022Jan 12, 2022
Keith StabasefskiCapital One Investing, Inc. independent RIABgw Wealth Advisors, LLC unclassifiedOtherSep 20, 2021May 31, 2022 (253 d)
Edward Kingdon HurlockCapital One Investing, Inc. independent RIASowell Management independent RIARIA to RIAJan 4, 2021Nov 25, 2024 (1421 d)
Jacolyn Helen WetmoreCapital One Investing, Inc. independent RIAJwc Capital Management, LLC state registeredRIA to a state-registered adviserOct 6, 2020Jan 1, 2025 (1548 d)
Julie Brakey HazzardCapital One Investing, Inc. independent RIA10elms Llp independent RIARIA to RIAMay 29, 2020Jan 2, 2026 (2044 d)
Robert Verne BolenCapital One Investing, Inc. independent RIAWealthcare Advisory Partners LLC independent RIARIA to RIAApr 13, 2020Aug 14, 2020 (123 d)
David Christopher QuinnCapital One Investing, Inc. independent RIAWealthcare Advisory Partners LLC independent RIARIA to RIADec 5, 2019Dec 23, 2019
David George SpenceCapital One Investing, Inc. independent RIAPalladium Wealth Management, LLC state registeredRIA to a state-registered adviserAug 2, 2019Jan 8, 2020 (159 d)
Katherine Yvonne FowlerCapital One Investing, Inc. independent RIABrookstone Capital Management LLC independent RIARIA to RIAMar 1, 2019Nov 6, 2020 (616 d)
Corbin Blackwell DonahueCapital One Investing, Inc. independent RIABetterment independent RIARIA to RIASep 26, 2018Oct 17, 2018
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21 moves match.