DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from F3logic, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Frank Wong | F3logic, LLC independent RIA | Independent Financial Group, LLC other | Other | May 19, 2023 | Nov 28, 2017 |
| Daniel Eugene Rivers | F3logic, LLC independent RIA | Gallagher Fiduciary Advisors, LLC institutional | Other | May 19, 2023 | Jul 14, 2023 (56 d) |
| Thomas Francis Nee | F3logic, LLC independent RIA | Gallagher Fiduciary Advisors, LLC institutional | Other | May 19, 2023 | Jul 26, 2023 (68 d) |
| Michael James Labrie | F3logic, LLC independent RIA | Gallagher Fiduciary Advisors, LLC institutional | Other | May 19, 2023 | Jul 26, 2023 (68 d) |
| Alan Scott Markfeld | F3logic, LLC independent RIA | Gallagher Fiduciary Advisors, LLC institutional | Other | May 19, 2023 | Jul 10, 2023 (52 d) |
| Wendy Tamie Martinez | F3logic, LLC independent RIA | Gallagher Fiduciary Advisors, LLC institutional | Other | May 19, 2023 | Aug 10, 2023 (83 d) |
| Martin Edward Plecinoga | F3logic, LLC independent RIA | Gallagher Fiduciary Advisors, LLC institutional | Other | May 19, 2023 | Jul 26, 2023 (68 d) |
| Michael James Vaules | F3logic, LLC independent RIA | Gallagher Fiduciary Advisors, LLC institutional | Other | May 19, 2023 | Aug 16, 2023 (89 d) |
| Travis Lee Buck | F3logic, LLC independent RIA | Kusske Financial Management, Inc. unclassified | Other | May 19, 2023 | Jan 19, 2018 |
| Jason Dodzik | F3logic, LLC independent RIA | Gallagher Fiduciary Advisors, LLC institutional | Other | May 19, 2023 | Jul 13, 2023 (55 d) |
| Katherine Elizabeth Glidden | F3logic, LLC independent RIA | Gallagher Fiduciary Advisors, LLC institutional | Other | May 19, 2023 | Jul 26, 2023 (68 d) |
| Erica R Lucke | F3logic, LLC independent RIA | Gallagher Fiduciary Advisors, LLC institutional | Other | May 19, 2023 | Jul 11, 2023 (53 d) |
| Christopher Wayne Geary | F3logic, LLC independent RIA | Gallagher Fiduciary Advisors, LLC institutional | Other | May 19, 2023 | Jul 10, 2023 (52 d) |
| Jason Adam Orlosky | F3logic, LLC independent RIA | Gallagher Fiduciary Advisors, LLC institutional | Other | May 19, 2023 | Jul 11, 2023 (53 d) |
| Jesus Lopez-Castaneda | F3logic, LLC independent RIA | Gallagher Fiduciary Advisors, LLC institutional | Other | May 19, 2023 | Jul 11, 2023 (53 d) |
| Brett Kusske | F3logic, LLC independent RIA | Kusske Financial Management, Inc. unclassified | Other | May 19, 2023 | Jan 19, 2018 |
| Michael Joshua Vaccaro | F3logic, LLC independent RIA | Gallagher Fiduciary Advisors, LLC institutional | Other | May 19, 2023 | Sep 8, 2023 (112 d) |
| Richard Paul Leblanc | F3logic, LLC independent RIA | Gallagher Fiduciary Advisors, LLC institutional | Other | May 19, 2023 | Aug 1, 2023 (74 d) |
| Ryan Thomas Nee | F3logic, LLC independent RIA | Gallagher Fiduciary Advisors, LLC institutional | Other | May 19, 2023 | Jul 26, 2023 (68 d) |
| Matthew Desalvo | F3logic, LLC independent RIA | Gallagher Fiduciary Advisors, LLC institutional | Other | May 19, 2023 | Jul 11, 2023 (53 d) |
| Paul Maloy Kelly | F3logic, LLC independent RIA | Osaic Wealth, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Sep 20, 2022 | Sep 30, 2022 |
| Todd Christopher Kuen | F3logic, LLC independent RIA | Gateway Wealth Partners, LLC independent RIA | RIA to RIA | May 19, 2022 | Jan 26, 2023 (252 d) |
| Michael Ray Childs | F3logic, LLC independent RIA | 724 Capital, LLC no RAUM | RIA to a newly registered adviser | Apr 8, 2022 | Feb 22, 2022 |
| Ned Lee Wyse | F3logic, LLC independent RIA | 724 Capital, LLC no RAUM | RIA to a newly registered adviser | Apr 8, 2022 | Feb 16, 2022 |
| Alan Edward Wyse | F3logic, LLC independent RIA | Independent Financial Group, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 8, 2022 | Jan 11, 2019 |
| Andres Peterson | F3logic, LLC independent RIA | 724 Capital, LLC no RAUM | RIA to a newly registered adviser | Apr 8, 2022 | Feb 16, 2022 |
| Kirk Samuel Weldy | F3logic, LLC independent RIA | Childs Investment Group, Inc state registered | RIA to a state-registered adviser | Apr 8, 2022 | Jun 19, 2020 |
| Lindsey A. Roehl | F3logic, LLC independent RIA | 724 Capital, LLC independent RIA | RIA to RIA | Apr 8, 2022 | Aug 10, 2023 (489 d) |
| William Paul Gahagan | F3logic, LLC independent RIA | Raymond James Financial Services Advisors, Inc BD affiliated | RIA to affiliated broker-dealer or bank | Jan 18, 2022 | Jan 10, 2022 |
| Clayton Lee Liscom | F3logic, LLC independent RIA | Veracity Capital LLC independent RIA | RIA to RIA | Dec 10, 2019 | Sep 24, 2019 |
| Harry Ronald Shamlian | F3logic, LLC independent RIA | Veracity Capital LLC independent RIA | RIA to RIA | Dec 10, 2019 | Jun 15, 2021 (553 d) |
| Kevin Scott Gray | F3logic, LLC independent RIA | Veracity Capital LLC no RAUM | RIA to a newly registered adviser | Dec 10, 2019 | Jul 16, 2019 |
| John David Rogers | F3logic, LLC independent RIA | Veracity Capital LLC no RAUM | RIA to a newly registered adviser | Dec 10, 2019 | Jul 25, 2019 |
| Matthew Grant Harwell | F3logic, LLC independent RIA | Veracity Capital LLC no RAUM | RIA to a newly registered adviser | Dec 10, 2019 | Jul 24, 2019 |
| Michael Jonathan Mess | F3logic, LLC independent RIA | Veracity Capital LLC independent RIA | RIA to RIA | Dec 10, 2019 | Dec 20, 2021 (741 d) |
| Benjamin Hodgkins Matzell | F3logic, LLC independent RIA | Veracity Capital LLC no RAUM | RIA to a newly registered adviser | Dec 10, 2019 | Jul 24, 2019 |
| Michael Collopy | F3logic, LLC independent RIA | Veracity Capital LLC independent RIA | RIA to RIA | Dec 10, 2019 | Nov 15, 2021 (706 d) |
| John Arthur Rinker | F3logic, LLC independent RIA | Veracity Capital LLC no RAUM | RIA to a newly registered adviser | Dec 10, 2019 | Jul 25, 2019 |
| Kevin Michael Boutwell | F3logic, LLC independent RIA | Veracity Capital LLC no RAUM | RIA to a newly registered adviser | Dec 10, 2019 | Jul 25, 2019 |
Page 1 of 1
39 moves match.