DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Alden Capital

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Kenneth Richard SmithAlden Capital independent RIAEqualize Capital LLC no RAUMOtherJun 15, 2026Mar 6, 2019
Michael James FrederickAlden Capital independent RIALPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankMay 19, 2026May 18, 2026
Brandon Joseph SkupskiAlden Capital independent RIALPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankMay 19, 2026May 18, 2026
Charles Leroy WisnerAlden Capital independent RIAJanney Montgomery Scott LLC BD affiliatedRIA to affiliated broker-dealer or bankNov 4, 2025Nov 4, 2025
Tedd Aaron MeyerAlden Capital mixed wealthTlg Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankJan 6, 2025Jan 23, 2025
Yu ChenAlden Capital independent RIAInfinity Financial Services Advisory independent RIARIA to RIADec 31, 2022Dec 22, 2022
Derek Rudolf D'AlonzoAlden Capital independent RIAAlden Investment Group independent RIARIA to RIANov 22, 2022Jun 30, 2022
Robert Arthur LansingAlden Capital independent RIAAlden Investment Group independent RIARIA to RIANov 3, 2022Apr 6, 2022
Gustavo Isaac MasriAlden Capital independent RIAAlden Investment Group independent RIARIA to RIANov 3, 2022Apr 26, 2022
Nathan Daniel GoadAlden Capital independent RIASparta Wealth Partners no RAUMRIA to a newly registered adviserNov 3, 2022Mar 2, 2022
John Glennon O'ConnellAlden Capital independent RIAJohn G. O'Connell independent RIARIA to RIASep 23, 2022Jan 1, 2026 (1196 d)
Andrew J GiannoneAlden Capital independent RIAForefront Analytics, LLC mixed wealthRIA to RIAJun 16, 2022Jun 2, 2022
David Blair ThompsonAlden Capital independent RIASparta Wealth Partners independent RIARIA to RIAApr 13, 2022Apr 18, 2022
Deborah Ann DavisAlden Capital independent RIAAlden Investment Group independent RIARIA to RIAApr 4, 2022Apr 4, 2022
Andrew Bret BurquestAlden Capital independent RIASparta Wealth Partners no RAUMRIA to a newly registered adviserFeb 15, 2022Feb 16, 2022
Robert Thomas GuerraAlden Capital independent RIAGuerra Pan Advisors, LLC no RAUMRIA to a newly registered adviserAug 16, 2021Aug 15, 2021
Sean Michael HennesseyAlden Capital independent RIABb&T Securities, LLC BD affiliatedRIA to affiliated broker-dealer or bankJun 4, 2019Jun 3, 2019
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17 moves match.