DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from National Planning Corporation ("Npc Of America" In Fl & Ny)

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Gonzalo De Leon Plata	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Trilogy Capital, Inc. no RAUM	Other	Nov 29, 2017	Dec 15, 2015
John Barnes	National Planning Corporation ("Npc Of America" In Fl & Ny) other	LPL Financial LLC independent RIA	Other	Nov 29, 2017	Nov 29, 2017
Trevor Todd Anderson	National Planning Corporation ("Npc Of America" In Fl & Ny) other	LPL Financial LLC independent RIA	Other	Nov 29, 2017	Nov 29, 2017
Paul R Dio	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Trilogy Capital, Inc. other	Other	Nov 29, 2017	Jul 5, 2016
Jorge Arturo Flores	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Trilogy Capital, Inc. other	Other	Nov 29, 2017	Jul 5, 2016
Sebastian Raul Ruelas	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Trilogy Capital, Inc. other	Other	Nov 29, 2017	Aug 8, 2016
Mark Andrew Hand	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Gateway Wealth Partners, LLC independent RIA	Other	Nov 29, 2017	May 31, 2023 (2009 d)
Edward William Debay	National Planning Corporation ("Npc Of America" In Fl & Ny) other	LPL Financial LLC independent RIA	Other	Nov 29, 2017	Nov 29, 2017
Justin Anthony Tyrrell	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Trilogy Capital, Inc. no RAUM	Other	Nov 29, 2017	Jan 5, 2016
John Ronald Masciandaro	National Planning Corporation ("Npc Of America" In Fl & Ny) other	LPL Financial LLC independent RIA	Other	Nov 29, 2017	Nov 29, 2017
Michael John Fibiger	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Trilogy Capital, Inc. no RAUM	Other	Nov 29, 2017	Nov 23, 2015
Mark Alan Nicolet	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Trilogy Capital, Inc. no RAUM	Other	Nov 29, 2017	Nov 23, 2015
John V O'Hara	National Planning Corporation ("Npc Of America" In Fl & Ny) other	LPL Financial LLC independent RIA	Other	Nov 29, 2017	Nov 29, 2017
David Douglas Ritter	National Planning Corporation ("Npc Of America" In Fl & Ny) other	LPL Financial LLC independent RIA	Other	Nov 29, 2017	Nov 29, 2017
Diego De Los Santos	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Trilogy Capital, Inc. no RAUM	Other	Nov 29, 2017	Jan 22, 2016
Cory Blake Bruntz	National Planning Corporation ("Npc Of America" In Fl & Ny) other	LPL Financial LLC independent RIA	Other	Nov 29, 2017	Nov 29, 2017
Tyler Lee Hendrix	National Planning Corporation ("Npc Of America" In Fl & Ny) other	LPL Financial LLC independent RIA	Other	Nov 29, 2017	Nov 29, 2017
Arpy Montu Raval	National Planning Corporation ("Npc Of America" In Fl & Ny) other	LPL Financial LLC independent RIA	Other	Nov 29, 2017	Nov 29, 2017
Eduardo Silva	National Planning Corporation ("Npc Of America" In Fl & Ny) other	LPL Financial LLC independent RIA	Other	Nov 29, 2017	Nov 29, 2017
Cody Ross Buck	National Planning Corporation ("Npc Of America" In Fl & Ny) other	LPL Financial LLC independent RIA	Other	Nov 29, 2017	Nov 29, 2017
Jeremy Walker	National Planning Corporation ("Npc Of America" In Fl & Ny) other	LPL Financial LLC independent RIA	Other	Nov 29, 2017	Nov 29, 2017
Edmundo Cereceres Alvarado	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Trilogy Capital, Inc. other	Other	Nov 29, 2017	Sep 8, 2016
Cherie Chih Chun Wang	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Valley Wealth Strategies unclassified	Other	Nov 29, 2017	Jun 28, 2017
Austin Repp	National Planning Corporation ("Npc Of America" In Fl & Ny) other	LPL Financial LLC independent RIA	Other	Nov 29, 2017	Nov 29, 2017
Kyle Hank Woods	National Planning Corporation ("Npc Of America" In Fl & Ny) other	LPL Financial LLC independent RIA	Other	Nov 29, 2017	Nov 29, 2017
Amanda Catherine Klein	National Planning Corporation ("Npc Of America" In Fl & Ny) other	LPL Financial LLC independent RIA	Other	Nov 29, 2017	Nov 29, 2017
Charles Michael Abbott	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Rosenthal Advisory Services, L.P. independent RIA	Other	Nov 29, 2017	Jul 11, 2017
Jeffrey Andrew David	National Planning Corporation ("Npc Of America" In Fl & Ny) other	LPL Financial LLC independent RIA	Other	Nov 29, 2017	Nov 29, 2017
Adam Christopher Coffing	National Planning Corporation ("Npc Of America" In Fl & Ny) other	LPL Financial LLC independent RIA	Other	Nov 29, 2017	Nov 29, 2017
George William Melbrod	National Planning Corporation ("Npc Of America" In Fl & Ny) other	The Planners Network, Inc. other	Other	Nov 29, 2017	Apr 9, 2002
Jerry Bruce Anderson	National Planning Corporation ("Npc Of America" In Fl & Ny) other	LPL Financial LLC independent RIA	Other	Nov 29, 2017	Nov 29, 2017
Gary Eugene Croxall	National Planning Corporation ("Npc Of America" In Fl & Ny) other	LPL Financial LLC BD affiliated	Other	Nov 29, 2017	Mar 27, 2024 (2310 d)
Steven Edwin Fairchild	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Fairchild Financial Advisors, Inc. unclassified	Other	Nov 29, 2017	Jan 1, 2005
Richard Thomas Martell	National Planning Corporation ("Npc Of America" In Fl & Ny) other	LPL Financial LLC independent RIA	Other	Nov 29, 2017	Nov 29, 2017
Rena Terese May	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Securities America Advisors, Inc. other	Other	Nov 27, 2017	Nov 22, 2017
Steven Daniel Lombardo	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Securities America Advisors, Inc. other	Other	Nov 21, 2017	Jan 19, 2018 (59 d)
Nicholas Mcleod Gordon	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Skg Capital Advisors, LLC independent RIA	Other	Nov 21, 2017	Dec 7, 2017
Christopher Michael Carrillo	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Signator Investors, Inc. other	Other	Nov 21, 2017	Nov 21, 2017
Lisa Scott Lagorio	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Securities America Advisors, Inc. other	Other	Nov 16, 2017	Nov 15, 2017
James Michael Jenson	National Planning Corporation ("Npc Of America" In Fl & Ny) other	LPL Enterprise, LLC no RAUM	Other	Nov 15, 2017	Nov 6, 2024 (2548 d)
Theodore William Hintz	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Securities America Advisors, Inc. other	Other	Nov 14, 2017	Nov 6, 2017
John Patrick Reidy	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Securities America Advisors, Inc. other	Other	Nov 13, 2017	Oct 31, 2017
Pedro Antonio Martinez	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Glidepath Advisors unclassified	Other	Nov 13, 2017	May 12, 2006
Karl Thomas Crytser	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Securities America Advisors, Inc. other	Other	Nov 10, 2017	Nov 27, 2017
Natalie A Leininger	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Securities America Advisors, Inc. other	Other	Nov 10, 2017	Nov 6, 2017
Daniel Louis Cairo	National Planning Corporation ("Npc Of America" In Fl & Ny) other	The Elite Financial Network, Inc. unclassified	Other	Nov 10, 2017	Feb 24, 2010
Thomas Francis Nee	National Planning Corporation ("Npc Of America" In Fl & Ny) other	F3logic, LLC no RAUM	Other	Nov 10, 2017	Nov 7, 2017
Michael James Labrie	National Planning Corporation ("Npc Of America" In Fl & Ny) other	F3logic, LLC no RAUM	Other	Nov 10, 2017	Nov 7, 2017
Trent Alan Schuler	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Gwn Securities Inc. other	Other	Nov 10, 2017	Nov 1, 2017
Martin Edward Plecinoga	National Planning Corporation ("Npc Of America" In Fl & Ny) other	F3logic, LLC no RAUM	Other	Nov 10, 2017	Nov 7, 2017
Crystal Franchesca Sullings	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Empower Advisory Group, LLC institutional	Other	Nov 10, 2017	Apr 2, 2018 (143 d)
William George Knapp	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Tcfg Investment Advisors, LLC other	Other	Nov 10, 2017	Nov 7, 2017
Troy David Stoll	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Woodbury Financial Services, Inc. BD affiliated	Other	Nov 10, 2017	Nov 2, 2017
John R Martin	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Sagepoint Financial, Inc. BD affiliated	Other	Nov 10, 2017	Dec 4, 2017
Charles John Rose	National Planning Corporation ("Npc Of America" In Fl & Ny) other	J. W. Cole Advisors, Inc. independent RIA	Other	Nov 10, 2017	Apr 27, 2018 (168 d)
Adrian A Duran	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Cetera Advisors LLC other	Other	Nov 10, 2017	Dec 4, 2017
Katherine Elizabeth Glidden	National Planning Corporation ("Npc Of America" In Fl & Ny) other	F3logic, LLC no RAUM	Other	Nov 10, 2017	Nov 7, 2017
Paul Mason Laderer	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Charles Schwab & Co., Inc. national BD	Other	Nov 10, 2017	Nov 15, 2017
Kyle William Wiggs	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Ux Wealth Partners LLC asset manager	Other	Nov 10, 2017	Oct 14, 2020 (1069 d)
Jeffrey Don Mccabe	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Charles Schwab & Co., Inc. national BD	Other	Nov 10, 2017	Feb 28, 2018 (110 d)

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1,293 moves match.