DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from National Planning Corporation ("Npc Of America" In Fl & Ny)

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Timothy Joseph Hickey	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Securities America Advisors, Inc. other	Other	Nov 6, 2017	Nov 1, 2017
Barry Stuart Goldberg	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Commonwealth Financial Network national BD	Other	Nov 3, 2017	Nov 1, 2017
Paul Vincent Orazio	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Commonwealth Financial Network national BD	Other	Nov 3, 2017	Jun 29, 2021 (1334 d)
Gregory Joseph Keal	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Insight Financial Services other	Other	Nov 3, 2017	Mar 13, 2009
Harvey William Dash	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Pruco Securities, LLC BD affiliated	Other	Nov 3, 2017	Jun 8, 2018 (217 d)
Joseph St. Pedro	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Securities America Advisors, Inc. other	Other	Nov 3, 2017	Nov 1, 2017
Glenda Lyn Long	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Cambridge Investment Research Advisors, Inc. other	Other	Nov 3, 2017	Oct 31, 2017
Thomas Ray Stark	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Insight Financial Services other	Other	Nov 3, 2017	Oct 27, 2017
Michael Andrew Dollins	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Securities America Advisors, Inc. other	Other	Nov 3, 2017	Oct 30, 2017
David James Wood	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Securities America Advisors, Inc. other	Other	Nov 3, 2017	Nov 1, 2017
Sherry Ann Azevedo	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Securities America Advisors, Inc. other	Other	Nov 3, 2017	Nov 1, 2017
Daryl Andrew Cole	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Nwf Advisory Services Inc other	Other	Nov 3, 2017	Nov 1, 2017
Shari Meltzer Reffsin	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Commonwealth Financial Network national BD	Other	Nov 3, 2017	Oct 31, 2017
Ronald Stephen Rader	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Securities America Advisors, Inc. other	Other	Nov 3, 2017	Oct 30, 2017
Richard Walter Storms	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Securities America Advisors, Inc. other	Other	Nov 3, 2017	Nov 1, 2017
Lawrence William Broxterman	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Insight Financial Services other	Other	Nov 3, 2017	Oct 21, 2008
Brian Russell Bedord	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Nwf Advisory Services Inc other	Other	Nov 3, 2017	Nov 21, 2017
Paul Norman Taber	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Cambridge Investment Research Advisors, Inc. other	Other	Nov 3, 2017	Nov 1, 2017
Louis D Orazio	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Commonwealth Financial Network national BD	Other	Nov 3, 2017	Oct 31, 2017
Sarah Renee Caruso	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Pruco Securities, LLC BD affiliated	Other	Nov 3, 2017	Jan 22, 2018 (80 d)
Matthew Jason Brady	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Charles Schwab & Co., Inc. national BD	Other	Nov 3, 2017	Dec 4, 2017 (31 d)
Michael Joseph Crespin	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Fidelity Personal And Workplace Advisors BD affiliated	Other	Nov 3, 2017	Jun 6, 2024 (2407 d)
David Lee Blaydes	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Advantage Investment Management, LLC other	Other	Nov 3, 2017	Jun 6, 2011
David Anthony Stevens	National Planning Corporation ("Npc Of America" In Fl & Ny) other	The Planners Network, Inc. other	Other	Nov 2, 2017	Aug 30, 2002
Joanne Marie Natale	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Securities America Advisors, Inc. other	Other	Nov 2, 2017	Oct 26, 2017
Maureen Stevens Ault	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Spc other	Other	Nov 2, 2017	Oct 31, 2017
Joseph John Borgese	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Cetera Investment Advisers LLC BD affiliated	Other	Nov 2, 2017	Mar 21, 2024 (2331 d)
Michael Ray Childs	National Planning Corporation ("Npc Of America" In Fl & Ny) other	F3logic, LLC no RAUM	Other	Nov 2, 2017	Oct 24, 2017
Craig Anthony Wong	National Planning Corporation ("Npc Of America" In Fl & Ny) other	The Elite Financial Network, Inc. unclassified	Other	Nov 2, 2017	Aug 19, 2010
Tom Mitchell Hessler	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Clearview 401(K) Consultants Inc. unclassified	Other	Nov 2, 2017	Jan 3, 2017
Dean William Kuhlkin	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Rlp Wealth Advisors, LLC no RAUM	Other	Nov 2, 2017	Dec 11, 2017 (39 d)
Lindsay Hambleton Sturmak	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Bluesky Investment Management, LLC unclassified	Other	Nov 2, 2017	Jun 18, 2015
Mary Jacqueline Angbetic Walden	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Sagepoint Financial, Inc. BD affiliated	Other	Nov 2, 2017	Nov 2, 2017
John Robert Crane	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Cambridge Investment Research Advisors, Inc. other	Other	Nov 2, 2017	Nov 1, 2017
Douglas John Mayes	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Sagepoint Financial, Inc. BD affiliated	Other	Nov 2, 2017	Oct 31, 2017
Vayle Floria	National Planning Corporation ("Npc Of America" In Fl & Ny) other	The Elite Financial Network, Inc. unclassified	Other	Nov 2, 2017	Aug 19, 2010
Donna D Lea	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Nwf Advisory Services Inc other	Other	Nov 2, 2017	Nov 1, 2017
Kyle Christopher Paterik	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Securities America Advisors, Inc. other	Other	Nov 2, 2017	Oct 27, 2017
Frank Anthony Virgallito	National Planning Corporation ("Npc Of America" In Fl & Ny) other	The Elite Financial Network, Inc. unclassified	Other	Nov 2, 2017	Aug 19, 2010
Stephen James Resch	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Securities America Advisors, Inc. other	Other	Nov 1, 2017	Oct 30, 2017
Vernon Grant Stewart	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Securities America Advisors, Inc. other	Other	Nov 1, 2017	Oct 27, 2017
Thomas Joseph Nohr	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Cambridge Investment Research Advisors, Inc. other	Other	Nov 1, 2017	Oct 30, 2017
Roman Orest Batschynsky	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Commonwealth Financial Network national BD	Other	Nov 1, 2017	Oct 27, 2017
Scott Ira Loochtan	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Advantage Investment Management, LLC other	Other	Nov 1, 2017	Mar 25, 2009
William Michael Mcdonald	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Kestra Advisory Services, LLC other	Other	Nov 1, 2017	Oct 27, 2017
Casey Michael Broach	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Sagepoint Financial, Inc. BD affiliated	Other	Nov 1, 2017	Oct 27, 2017
Nicole Mayer	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Advantage Investment Management, LLC other	Other	Nov 1, 2017	Jul 21, 2009
C Garrett Moore	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Moore Financial Management, Inc. state registered	Other	Nov 1, 2017	Oct 20, 2017
Mark Manetta	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Commonwealth Financial Network national BD	Other	Nov 1, 2017	Dec 4, 2024 (2590 d)
Birju R. Munshi	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Securities America Advisors, Inc. other	Other	Nov 1, 2017	Oct 27, 2017
Maxwell Colby Nohr	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Cambridge Investment Research Advisors, Inc. BD affiliated	Other	Nov 1, 2017	Jan 11, 2019 (436 d)
Phillip Lawrence Dimond	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Securities America Advisors, Inc. other	Other	Nov 1, 2017	Oct 27, 2017
Lesley Cullen Atchley	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Osaic Wealth, Inc. other	Other	Oct 31, 2017	Oct 25, 2017
Michele Marie Laws	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Allegis Investment Advisors, LLC other	Other	Oct 31, 2017	Oct 31, 2017
Thomas S Wagner	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Securities America Advisors, Inc. other	Other	Oct 31, 2017	Nov 6, 2017
Edward Stanley Myers	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Securities America Advisors, Inc. other	Other	Oct 27, 2017	Oct 24, 2017
David S. Long	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Securities America Advisors, Inc. other	Other	Oct 27, 2017	Oct 25, 2017
David Wilson	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Sagepoint Financial, Inc. other	Other	Oct 27, 2017	Oct 26, 2017
Kevin Eugene Gotts	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Securities America Advisors, Inc. other	Other	Oct 27, 2017	Oct 23, 2017
Robert Edward Young	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Woodbury Financial Services, Inc. other	Other	Oct 27, 2017	Oct 25, 2017

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1,293 moves match.