| Robert Allan Howerter | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Securities America Advisors, Inc. other | Other | Oct 27, 2017 | Oct 23, 2017 |
| Michael Lee Martin | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Woodbury Financial Services, Inc. other | Other | Oct 27, 2017 | Oct 25, 2017 |
| Frank Eugene Metrusky | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Securities America Advisors, Inc. other | Other | Oct 27, 2017 | Oct 24, 2017 |
| Senta Lisa Curran | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Securities America Advisors, Inc. other | Other | Oct 27, 2017 | Oct 26, 2017 |
| Sandeepkumar Mangubhai Patel | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Securities America Advisors, Inc. other | Other | Oct 27, 2017 | Oct 20, 2017 |
| Frederick Anton Landwehr | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Securities America Advisors, Inc. other | Other | Oct 27, 2017 | Oct 25, 2017 |
| William John Niederauer | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Securities America Advisors, Inc. other | Other | Oct 27, 2017 | Oct 25, 2017 |
| John Keith Burdette | National Planning Corporation ("Npc Of America" In Fl & Ny) other | J. W. Cole Advisors, Inc. other | Other | Oct 27, 2017 | Oct 25, 2017 |
| Kristin Marie Hill | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Securities America Advisors, Inc. other | Other | Oct 27, 2017 | Oct 24, 2017 |
| Joshua Michael Wilson | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Securities America Advisors, Inc. other | Other | Oct 27, 2017 | Dec 14, 2017 (48 d) |
| Brett Andrew Brennan | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Woodbury Financial Services, Inc. other | Other | Oct 27, 2017 | Oct 25, 2017 |
| Laurie Michelle Martin | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Woodbury Financial Services, Inc. other | Other | Oct 27, 2017 | Oct 25, 2017 |
| Barbara Jessup Williams | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Financial Focus LLC independent RIA | Other | Oct 26, 2017 | Jan 13, 2016 |
| Kenneth Scott Small | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Advantage Investment Management, LLC other | Other | Oct 26, 2017 | Feb 2, 2009 |
| Lloyd Mason Baxter | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Securities America Advisors, Inc. other | Other | Oct 26, 2017 | Oct 18, 2017 |
| Kenneth John Saunders | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Securities America Advisors, Inc. other | Other | Oct 26, 2017 | Nov 9, 2017 |
| Sara Susan Brandston | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Cambridge Investment Research Advisors, Inc. BD affiliated | Other | Oct 26, 2017 | Apr 9, 2021 (1261 d) |
| Margaret Meek Sheldon | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Securities America Advisors, Inc. other | Other | Oct 26, 2017 | Oct 25, 2017 |
| Robert Cepeda | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Securities America Advisors, Inc. other | Other | Oct 26, 2017 | Oct 20, 2017 |
| Christopher Rodney Hart | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Securities America Advisors, Inc. other | Other | Oct 26, 2017 | Oct 23, 2017 |
| Roxanne Blade | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Securities America Advisors, Inc. other | Other | Oct 26, 2017 | Nov 8, 2017 |
| Jerrie Kay Carli | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Financial Focus LLC independent RIA | Other | Oct 26, 2017 | Aug 3, 2016 |
| Robert Grahn Teneyck | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Advantage Investment Management, LLC other | Other | Oct 26, 2017 | Jan 6, 2010 |
| Jonathan Matthew Brady | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Securities America Advisors, Inc. other | Other | Oct 26, 2017 | Oct 20, 2017 |
| Michael Alan Litch | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Voya Financial Advisors, Inc. other | Other | Oct 26, 2017 | Oct 31, 2017 |
| Ned Lee Wyse | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Childs Investment Group, Inc state registered | Other | Oct 26, 2017 | Jan 19, 2010 |
| Daniel Damien Coda | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Sagepoint Financial, Inc. other | Other | Oct 26, 2017 | Oct 24, 2017 |
| Paul Luis Soriano | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Sagepoint Financial, Inc. other | Other | Oct 26, 2017 | Oct 24, 2017 |
| Alan Edward Wyse | National Planning Corporation ("Npc Of America" In Fl & Ny) other | F3logic, LLC no RAUM | Other | Oct 26, 2017 | Oct 25, 2017 |
| Charles Wilkes Smith | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Securities America Advisors, Inc. other | Other | Oct 26, 2017 | Oct 20, 2017 |
| Richard John Rustin | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Securities America Advisors, Inc. other | Other | Oct 26, 2017 | Oct 24, 2017 |
| Natalie A Jump | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Securities America Advisors, Inc. other | Other | Oct 26, 2017 | Oct 20, 2017 |
| Joseph Robert Gabriel Stepanic | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Sagepoint Financial, Inc. other | Other | Oct 26, 2017 | Oct 24, 2017 |
| Andres Peterson | National Planning Corporation ("Npc Of America" In Fl & Ny) other | F3logic, LLC no RAUM | Other | Oct 26, 2017 | Oct 25, 2017 |
| Dan T. Shimogawa | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Sagepoint Financial, Inc. other | Other | Oct 26, 2017 | Oct 24, 2017 |
| Benjamin Robert Kobrin | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Securities America Advisors, Inc. other | Other | Oct 26, 2017 | Oct 20, 2017 |
| Kaitlin Marie Hewell | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Financial Focus LLC independent RIA | Other | Oct 26, 2017 | Jan 14, 2016 |
| Ty Bongiovanni | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Securities America Advisors, Inc. other | Other | Oct 26, 2017 | Oct 20, 2017 |
| Scott Alexander Brown | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Securities America Advisors, Inc. other | Other | Oct 26, 2017 | Oct 18, 2017 |
| Melissa Anne Imbrogno | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Securities America Advisors, Inc. other | Other | Oct 26, 2017 | Oct 18, 2017 |
| Blair Douglas Hansen | National Planning Corporation ("Npc Of America" In Fl & Ny) other | The Planners Network, Inc. other | Other | Oct 25, 2017 | Apr 10, 2002 |
| Alexander Vasilantone | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Securities America Advisors, Inc. other | Other | Oct 25, 2017 | Oct 23, 2017 |
| James Matthew Patton | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Independent Financial Group, LLC other | Other | Oct 25, 2017 | Nov 1, 2017 |
| Lawrence Jay Agler | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Securities America Advisors, Inc. other | Other | Oct 25, 2017 | Oct 16, 2017 |
| Kelly Watts Cole | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Woodbury Financial Services, Inc. other | Other | Oct 25, 2017 | Oct 25, 2017 |
| Lisa Larochelle Scott | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Securities America Advisors, Inc. other | Other | Oct 25, 2017 | Oct 20, 2017 |
| Dean Minoru Kunihiro | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Securities America Advisors, Inc. other | Other | Oct 25, 2017 | Oct 18, 2017 |
| Jay Barrett Barclay | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Securities America Advisors, Inc. other | Other | Oct 25, 2017 | Oct 18, 2017 |
| Noah Sheehan Boatright | National Planning Corporation ("Npc Of America" In Fl & Ny) other | The Elite Financial Network, Inc. unclassified | Other | Oct 25, 2017 | Aug 19, 2010 |
| Jeromy Andrew Park | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Nwf Advisory Services Inc other | Other | Oct 25, 2017 | Oct 25, 2017 |
| Eric Blair Hansen | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Kms Financial Services, Inc other | Other | Oct 25, 2017 | Oct 18, 2017 |
| Michael P Mccormick | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Securities America Advisors, Inc. other | Other | Oct 25, 2017 | Oct 20, 2017 |
| Douglas Michael Simms | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Datatex Investment Services Inc other | Other | Oct 25, 2017 | Oct 24, 2017 |
| Mark Douglas Hansen | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Kms Financial Services, Inc other | Other | Oct 25, 2017 | Oct 18, 2017 |
| James David Blaydes | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Securities America Advisors, Inc. other | Other | Oct 25, 2017 | Oct 23, 2017 |
| William Scott West | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Securities America Advisors, Inc. other | Other | Oct 25, 2017 | Oct 18, 2017 |
| Phyllis Rice Mitchell | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Cambridge Investment Research Advisors, Inc. other | Other | Oct 24, 2017 | Oct 17, 2017 |
| Michael Douglas Rees | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Advantage Investment Management, LLC other | Other | Oct 24, 2017 | Mar 10, 2009 |
| Carole Ameila Rainey | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Advantage Investment Management, LLC other | Other | Oct 24, 2017 | Jun 24, 2011 |
| James Lee Blosser | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Securities America Advisors, Inc. other | Other | Oct 24, 2017 | Oct 16, 2017 |