DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Thurston Springer Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Lindsay H. Askland | Thurston Springer Advisors BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Aug 25, 2026 | Sep 8, 2026 |
| Austin Robert Murphy | Thurston Springer Advisors BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 6, 2026 | Aug 4, 2026 |
| Macord Henri Foran | Thurston Springer Advisors BD affiliated | Entrewealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 18, 2026 | Jan 26, 2026 |
| Matthew Cotton | Thurston Springer Advisors BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 20, 2026 | Feb 17, 2026 |
| Jack James Skrzycki | Thurston Springer Advisors BD affiliated | Spartan Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 24, 2025 | Jan 9, 2026 |
| Andrew Jeffrey Southworth | Thurston Springer Advisors BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 19, 2025 | Nov 20, 2025 |
| Maryann Diamond | Thurston Springer Advisors BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 6, 2025 | Oct 6, 2025 |
| Hanna Marie Jackson | Thurston Springer Advisors BD affiliated | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 25, 2025 | Sep 17, 2025 |
| Elizabeth Ann Hurst | Thurston Springer Advisors BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Jul 29, 2025 | Jul 23, 2025 |
| Anthony Lanfranchi | Thurston Springer Advisors BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | May 13, 2025 | Jul 17, 2026 (430 d) |
| John David Macik | Thurston Springer Advisors BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Feb 7, 2025 | Jul 24, 2025 (167 d) |
| Lucius Hamilton | Thurston Springer Advisors BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 22, 2023 | Dec 15, 2023 |
| Robert C Bove | Thurston Springer Advisors BD affiliated | United Advisor Group no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Mar 7, 2023 | Mar 1, 2023 |
| John Patterson Corey | Thurston Springer Advisors BD affiliated | Southbridge Capital Partners LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Mar 1, 2023 | Jul 12, 2024 (499 d) |
| Craig Michael Connolly | Thurston Springer Advisors BD affiliated | United Advisor Group no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Feb 23, 2023 | Feb 10, 2023 |
| Stephen Dennis Taylor | Thurston Springer Advisors BD affiliated | United Advisor Group no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Feb 23, 2023 | Feb 23, 2023 |
| Joseph Randall Wesley | Thurston Springer Advisors BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Dec 14, 2022 | Dec 13, 2022 |
| Donald Edgar Bates | Thurston Springer Advisors BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Dec 14, 2022 | Dec 13, 2022 |
| Terry B Brown | Thurston Springer Advisors BD affiliated | Avantax Planning Partners, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 13, 2022 | Oct 7, 2022 |
| Brian Patrick Sweeney | Thurston Springer Advisors BD affiliated | Plato'S Philosophy, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Mar 1, 2022 | Oct 12, 2022 (225 d) |
| Lisa Louise Lauria | Thurston Springer Advisors BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Nov 9, 2021 | Mar 25, 2022 (136 d) |
| Roy Neal | Thurston Springer Advisors BD affiliated | Marc J. Lane Investment Management,Inc. other | Other | Nov 8, 2021 | Feb 28, 2022 (112 d) |
| Sean K Lewis | Thurston Springer Advisors BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 24, 2021 | Feb 24, 2021 |
| Bridget Cary Baugh | Thurston Springer Advisors BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 24, 2021 | Feb 16, 2021 |
| Daniel Douglas Maloney | Thurston Springer Advisors BD affiliated | Avantax Planning Partners, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 2, 2021 | Feb 8, 2021 |
| Charles Wurdack | Thurston Springer Advisors BD affiliated | Key Investment Services LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 4, 2020 | Dec 22, 2020 |
| Roger Lee Flueckiger | Thurston Springer Advisors BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Nov 16, 2020 | Dec 16, 2020 |
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27 moves match.