DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Investors Capital Advisory

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Dee Ann PriceInvestors Capital Advisory otherCadaret Grant & Co Inc otherOtherDec 5, 2006Dec 5, 2006
Robert Lewis HawkinsInvestors Capital Advisory otherInvestacorp Advisory Services Inc otherOtherNov 28, 2006Jan 22, 2014 (2612 d)
George BernardInvestors Capital Advisory otherHealthview Asset Management, Inc. independent RIAOtherNov 16, 2006Dec 5, 2006
John Charles SalvaggioInvestors Capital Advisory otherCitizens Securities, Inc. otherOtherNov 8, 2006Aug 3, 2007 (268 d)
Matthew Michael BarkerInvestors Capital Advisory otherBancwest Investment Services, Inc. (Bwis) otherOtherOct 27, 2006Oct 11, 2006
Rocky Steven MontgomeryInvestors Capital Advisory otherSagepoint Financial, Inc. otherOtherOct 25, 2006Nov 9, 2006
Lynn Kathryn BerryInvestors Capital Advisory otherNext Financial Group, Inc. otherOtherSep 28, 2006Sep 15, 2006
Patricia Margaret KappenInvestors Capital Advisory otherGirard Securities, Inc. otherOtherSep 28, 2006Sep 21, 2006
Michelle Lynn BauerInvestors Capital Advisory otherNext Financial Group, Inc. otherOtherSep 19, 2006Sep 18, 2006
Theodore Leonard BrooksInvestors Capital Advisory other1717 Capital Management Company unclassifiedOtherAug 25, 2006Jan 4, 2008 (497 d)
Kevin Edward DemayoInvestors Capital Advisory otherW.H. Colson & Associates, Inc. unclassifiedOtherJul 24, 2006Sep 25, 2006 (63 d)
Paul Raymond DoranInvestors Capital Advisory otherEssential Planning, LLC otherOtherApr 28, 2006May 23, 2006
Melissa Joy NordabyInvestors Capital Advisory otherCambridge Investment Research Advisors, Inc. otherOtherApr 19, 2006Apr 17, 2006
Scott Perry CarterInvestors Capital Advisory otherWorkman Securities Corporation unclassifiedOtherJan 13, 2006Dec 5, 2006 (326 d)
Robert John KostyInvestors Capital Advisory otherOsaic Fs, Inc. otherOtherJan 5, 2006Jan 12, 2006
Jim Alan YockeyInvestors Capital Advisory otherWfg Advisors, LP otherOtherDec 31, 2005Nov 10, 2006 (314 d)
Robert John KnoxInvestors Capital Advisory otherHorter Investment Management, LLC otherOtherDec 31, 2005Jan 2, 2008 (732 d)
Robert Louis PetrellaInvestors Capital Advisory otherSpc otherOtherDec 31, 2005Oct 29, 2007 (667 d)
Bradley Scott FordInvestors Capital Advisory otherUSA Financial Securities LLC otherOtherDec 31, 2005Jan 3, 2006
Kenneth Joseph McguireInvestors Capital Advisory otherWorkman Securities Corporation unclassifiedOtherDec 31, 2005Nov 6, 2006 (310 d)
William Raymond BessetteInvestors Capital Advisory otherWorkman Securities Corporation unclassifiedOtherDec 31, 2005Feb 22, 2007 (418 d)
Lawrence M SassoInvestors Capital Advisory otherBerthel Fisher & Company Financial Services, Inc. otherOtherDec 31, 2005Jan 17, 2006
Sonya Kay LeggInvestors Capital Advisory otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherDec 31, 2005Jan 19, 2006
Burton Oslin BakerInvestors Capital Advisory otherBaker Asset Management, LLC state registeredOtherDec 31, 2005Mar 11, 2008 (801 d)
Matthew WashekInvestors Capital Advisory otherCapitol Securities Management, Inc. otherOtherDec 21, 2005Jan 4, 2006
John Vincent BlanchardInvestors Capital Advisory otherHornor, Townsend & Kent, LLC otherOtherDec 16, 2005Jun 18, 2010 (1645 d)
Travis Gerald EcholsInvestors Capital Advisory otherEchols Financial Services unclassifiedOtherNov 7, 2005Oct 7, 2005
John Robert MyersInvestors Capital Advisory otherJ. W. Cole Advisors, Inc. otherOtherOct 21, 2005Oct 19, 2005
Steven Joseph StanganelliInvestors Capital Advisory otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherOct 6, 2005Nov 1, 2005
Francis Joseph HebertInvestors Capital Advisory otherUSA Financial Securities LLC otherOtherSep 30, 2005Oct 4, 2005
Robert Michael GianchigliaInvestors Capital Advisory otherAmeritas Advisory Services otherOtherAug 26, 2005Sep 13, 2005
Stephen Anthony DelleloInvestors Capital Advisory otherNext Financial Group, Inc. otherOtherAug 26, 2005Sep 13, 2005
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272 moves match.