DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Sandlapper Wealth Management, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Mark Thomas ZielinskiSandlapper Wealth Management, LLC independent RIABalboa Wealth Partners, Inc. independent RIARIA to RIADec 31, 2020Jul 17, 2019
Mark ReinsteinSandlapper Wealth Management, LLC independent RIAPremium 72 Capital independent RIARIA to RIADec 31, 2020Jan 20, 2021
Susan Greene LockwoodSandlapper Wealth Management, LLC independent RIAPremium 72 Capital independent RIARIA to RIADec 31, 2020Jan 15, 2021
Coleman Barry GoldsmithSandlapper Wealth Management, LLC independent RIAPremium 72 Capital independent RIARIA to RIADec 31, 2020Jan 20, 2021
Candace K SwayneSandlapper Wealth Management, LLC independent RIAWms Wealth Management LLC state registeredRIA to a state-registered adviserDec 31, 2020Dec 11, 2020
Brian Tallman ParkerSandlapper Wealth Management, LLC independent RIAPremium 72 Capital independent RIARIA to RIADec 31, 2020Jan 12, 2021
Bjorn JordanSandlapper Wealth Management, LLC independent RIACl Wealth Management LLC BD affiliatedRIA to affiliated broker-dealer or bankDec 31, 2020Jun 19, 2019
William M SwayneSandlapper Wealth Management, LLC independent RIAWms Wealth Management LLC state registeredRIA to a state-registered adviserDec 31, 2020Sep 2, 2022 (610 d)
Victoria Claire SullivanSandlapper Wealth Management, LLC independent RIAPremium 72 Capital independent RIARIA to RIADec 31, 2020Jan 15, 2021
Todd IlleSandlapper Wealth Management, LLC independent RIAPremium 72 Capital independent RIARIA to RIADec 31, 2020Jan 8, 2021
Bradley RiceSandlapper Wealth Management, LLC independent RIAConstellation Wealth Advisors independent RIARIA to RIADec 31, 2020Aug 3, 2026 (2041 d)
Scott Michael OzerSandlapper Wealth Management, LLC independent RIAEmerson Equity LLC otherOtherSep 4, 2019Sep 10, 2019
Larry Landon CoyleSandlapper Wealth Management, LLC independent RIABfc Planning, Inc. BD affiliatedRIA to affiliated broker-dealer or bankJul 12, 2019Jul 15, 2019
Jason David FalkSandlapper Wealth Management, LLC independent RIAMutual Of Omaha Investor Services, Inc. no RAUMOtherJun 4, 2019Jun 7, 2019
Elizabeth Basinger StevensSandlapper Wealth Management, LLC independent RIARealta Investment Advisors, Inc BD affiliatedRIA to affiliated broker-dealer or bankApr 22, 2019Jan 13, 2022 (997 d)
Ryan Jonathan ShererSandlapper Wealth Management, LLC independent RIAEmerson Equity LLC otherOtherApr 15, 2019Apr 15, 2019
Timothy John ShererSandlapper Wealth Management, LLC independent RIAEmerson Equity LLC otherOtherApr 15, 2019Apr 15, 2019
Christopher Thomas MillerSandlapper Wealth Management, LLC independent RIAEmerson Equity LLC BD affiliatedRIA to affiliated broker-dealer or bankMar 21, 2019Jan 1, 2025 (2113 d)
Toni Lynn SutherlandSandlapper Wealth Management, LLC independent RIAEmerson Equity LLC otherOtherMar 15, 2019Mar 15, 2019
Matthew StoneSandlapper Wealth Management, LLC independent RIAEagles Coast Wealth Management, LLC independent RIARIA to RIANov 1, 2018Oct 31, 2018
Robin Tom NaylorSandlapper Wealth Management, LLC independent RIASprylen Wealth Management, LLC state registeredRIA to a state-registered adviserJul 9, 2018Oct 2, 2018 (85 d)
David M SorrentinoSandlapper Wealth Management, LLC independent RIAN.N.A.I.A state registeredRIA to a state-registered adviserDec 11, 2017Jul 26, 2019 (592 d)
Paul S MartinSandlapper Wealth Management, LLC independent RIAEagles Coast Wealth Management, LLC independent RIARIA to RIANov 20, 2017Sep 4, 2018 (288 d)
William M SwayneSandlapper Wealth Management, LLC independent RIAEmerson Equity LLC otherOtherOct 18, 2017Oct 30, 2017
Chris M SullivanSandlapper Wealth Management, LLC otherHyperion Wealth Management, LLC state registeredOtherAug 22, 2017Jan 1, 2026 (3054 d)
Matthew Aron RosenSandlapper Wealth Management, LLC otherHyperion Wealth Management, LLC state registeredOtherAug 22, 2017Jan 1, 2026 (3054 d)
Theodore Hendrickus FranseSandlapper Wealth Management, LLC otherNi Advisors state registeredOtherJul 6, 2017Aug 24, 2017 (49 d)
Bryan J LarrisonSandlapper Wealth Management, LLC otherAusdal Financial Partners, Inc. otherOtherMar 13, 2017Mar 10, 2017
Michael A MarziottoSandlapper Wealth Management, LLC otherJ.P. Morgan Securities LLC wirehouseOtherMay 17, 2016Jul 12, 2016 (56 d)
Daniel Benjamin BorsteinSandlapper Wealth Management, LLC otherBoon Capital Advisors LLC independent RIAOtherFeb 19, 2015Feb 19, 2015
Christopher J NickoloffSandlapper Wealth Management, LLC otherLPL Financial LLC otherOtherDec 17, 2012Dec 7, 2012
Grant Richard EllisSandlapper Wealth Management, LLC otherLPL Financial LLC otherOtherDec 17, 2012Dec 7, 2012
Michael T MooreSandlapper Wealth Management, LLC otherCerity Partners Ocio LLC otherOtherJan 10, 2012Jan 11, 2012
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33 moves match.