DFX Intelligence
Advisor moves
Departures from Commonwealth Financial NetworkWhat a move isA move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm.This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
2,264 moves
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Dorota Warchol | Commonwealth Financial Network national BD | Virtus Wealth Solutions no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 11, 2024 | Oct 10, 2024 |
| Christopher Neal Yandell | Commonwealth Financial Network national BD | Yandell Investments, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 11, 2024 | Sep 27, 2024 |
| Hirbod Azmi | Commonwealth Financial Network national BD | Virtus Wealth Solutions no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 11, 2024 | Sep 30, 2024 |
| Devang M. Patel | Commonwealth Financial Network national BD | Virtus Wealth Solutions no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 11, 2024 | Sep 30, 2024 |
| Paul David Levin | Commonwealth Financial Network national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 9, 2024 | Sep 30, 2024 |
| John Aromando | Commonwealth Financial Network national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 9, 2024 | Oct 1, 2024 |
| Kristen A Springer | Commonwealth Financial Network national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 9, 2024 | Nov 22, 2024 (44 d) |
| Lan Ji Shaw | Commonwealth Financial Network national BD | Integrated Wealth Concepts LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 8, 2024 | Jan 1, 2025 (85 d) |
| David Lane Gabay | Commonwealth Financial Network national BD | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 4, 2024 | Oct 31, 2025 (392 d) |
| Jared Peters | Commonwealth Financial Network national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 2, 2024 | Oct 1, 2024 |
| Staci Sue Gaiser | Commonwealth Financial Network national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Oct 1, 2024 | Oct 4, 2024 |
| Jeremy Richard George | Commonwealth Financial Network national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 1, 2024 | Oct 1, 2024 |
| Eric Daniel Wellons | Commonwealth Financial Network national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 1, 2024 | Oct 1, 2024 |
| Stephen Andrew High | Commonwealth Financial Network national BD | Ameritas Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 27, 2024 | Jan 31, 2025 (126 d) |
| Matthew Thompson | Commonwealth Financial Network national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Sep 18, 2024 | Oct 14, 2024 |
| Shannon Michael Taggart | Commonwealth Financial Network national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 16, 2024 | Sep 16, 2024 |
| Richard Paul Jenkins | Commonwealth Financial Network national BD | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Sep 13, 2024 | Sep 12, 2024 |
| Brian Swedrock | Commonwealth Financial Network national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 9, 2024 | Sep 16, 2024 |
| Cheryl L. Stuart | Commonwealth Financial Network national BD | The Marshall Financial Group LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 29, 2024 | Sep 2, 2024 |
| Brian Ross Sullivan | Commonwealth Financial Network national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 28, 2024 | Aug 19, 2024 |
| Michael Eric Tomren | Commonwealth Financial Network national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 20, 2024 | Aug 19, 2024 |
| Edward P Caballero | Commonwealth Financial Network national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 20, 2024 | Aug 19, 2024 |
| Veronika Zakalinska Carter | Commonwealth Financial Network national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 20, 2024 | Aug 20, 2024 |
| Nancy Stillman | Commonwealth Financial Network national BD | Essex Financial Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 19, 2024 | Aug 23, 2024 |
| Grier Chandler Edwards | Commonwealth Financial Network national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 19, 2024 | Sep 5, 2024 |
| Dolly Suarez | Commonwealth Financial Network national BD | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Aug 19, 2024 | Aug 28, 2024 |
| Brennan Vitali | Commonwealth Financial Network national BD | Navigate Financial unclassified | Other | Aug 12, 2024 | Mar 10, 2023 |
| Samantha Marie Mckee | Commonwealth Financial Network national BD | Sanctuary Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 12, 2024 | Aug 13, 2024 |
| Miller Talley Jones | Commonwealth Financial Network national BD | Dalton Wealth Planners state registered | Affiliated broker-dealer or bank to a state-registered adviser | Aug 5, 2024 | May 5, 2025 (273 d) |
| Nicholas Anthony Ibello | Commonwealth Financial Network national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 31, 2024 | Aug 6, 2024 |
| Brandon Lee Ulmer | Commonwealth Financial Network national BD | Gradient Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Jul 22, 2024 | Aug 5, 2024 |
| Megan Horvat | Commonwealth Financial Network national BD | Elevatus Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 17, 2024 | Jun 27, 2024 |
| Christa M Coates | Commonwealth Financial Network national BD | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 12, 2024 | Jul 12, 2024 |
| Beth Ann Bailen | Commonwealth Financial Network national BD | Robinhood Asset Management BD affiliated | Affiliated broker-dealer or bank to another | Jul 9, 2024 | May 6, 2026 (666 d) |
| Neil James Connolly | Commonwealth Financial Network national BD | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 3, 2024 | Jun 28, 2024 |
| Bruce Wayne Glenn | Commonwealth Financial Network national BD | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 3, 2024 | Jun 28, 2024 |
| Scott Andrew Walton | Commonwealth Financial Network national BD | Walton Financial no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 1, 2024 | Jun 27, 2024 |
| Joseph Michael | Commonwealth Financial Network national BD | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 1, 2024 | Jun 28, 2024 |
| Kristina Lea Strickland | Commonwealth Financial Network national BD | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 1, 2024 | Jun 28, 2024 |
| Andrew Todd Kebalka | Commonwealth Financial Network national BD | Bostonpremier Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 1, 2024 | Jun 11, 2024 |
| Stephanie Lisa Hayes | Commonwealth Financial Network national BD | Perigon Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 24, 2024 | Jun 21, 2024 |
| Daniel Gerard Gwizdak | Commonwealth Financial Network national BD | Perigon Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 24, 2024 | Jun 21, 2024 |
| Richard Earle Perry | Commonwealth Financial Network national BD | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 17, 2024 | Jun 18, 2024 |
| William W Meyers | Commonwealth Financial Network national BD | Lord And Richards independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 14, 2024 | Jan 1, 2025 (201 d) |
| Ron Mastrangelo | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jun 11, 2024 | Jun 10, 2024 |
| Christopher Michael Briamonte | Commonwealth Financial Network national BD | World Investment Advisors, LLC other | Other | Jun 11, 2024 | Oct 22, 2025 (498 d) |
| Haley Marie Hitchman | Commonwealth Financial Network national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 23, 2024 | Jun 4, 2024 |
| Thomas Cattolico | Commonwealth Financial Network national BD | Raymond James Investment Management asset manager | Other | May 22, 2024 | Apr 30, 2025 (343 d) |
| Zachary Nicklaus Tekamp | Commonwealth Financial Network national BD | Heritage Wealth Management Group, Ltd independent RIA | Affiliated broker-dealer or bank to independent RIA | May 20, 2024 | May 31, 2024 |
| Geoffrey Aleksander Skowronek | Commonwealth Financial Network national BD | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 15, 2024 | May 9, 2024 |
| Connor Lenartowicz | Commonwealth Financial Network national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | May 13, 2024 | Jun 25, 2024 (43 d) |
| Kevin Michael Dick | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 9, 2024 | May 2, 2024 |
| Christina M Gaston | Commonwealth Financial Network national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 6, 2024 | Jul 9, 2024 (64 d) |
| Diane M Greer | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 3, 2024 | May 1, 2024 |
| Heidi Lee Oakley | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 3, 2024 | May 1, 2024 |
| Donald Richard Hehir | Commonwealth Financial Network national BD | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | May 2, 2024 | May 1, 2024 |
| Carrie Jane Dick | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 2, 2024 | May 2, 2024 |
| Douglas Richard Snow | Commonwealth Financial Network national BD | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | May 2, 2024 | May 1, 2024 |
| Shane Eli Keith | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 2, 2024 | May 1, 2024 |
| Ryan Fanizza | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 2, 2024 | May 2, 2024 |