DFX Intelligence
RIA Intelligence
Advisor moves
Departures from Commonwealth Financial Network
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Ryan Andrew Dignum | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Nov 3, 2025 | Nov 3, 2025 |
| James Randall Martinus | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 3, 2025 | Nov 3, 2025 |
| David Rohdin Peerboom | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 3, 2025 | Nov 3, 2025 |
| Clinton James Seefeldt | Commonwealth Financial Network national BD | Savvy independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 3, 2025 | Nov 3, 2025 |
| John Robert Skomski | Commonwealth Financial Network national BD | The Ameriflex Group BD affiliated | Affiliated broker-dealer or bank to another | Nov 3, 2025 | Nov 3, 2025 |
| Rondi Kim Albrecht | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Oct 31, 2025 | Oct 31, 2025 |
| Joseph Cappuccino | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Oct 31, 2025 | Oct 31, 2025 |
| Steven Edward Zeller | Commonwealth Financial Network national BD | Zeller Kern Business Advisors state registered | Affiliated broker-dealer or bank to a state-registered adviser | Oct 29, 2025 | Feb 19, 2008 |
| Kirk Dalton Huismann | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Oct 29, 2025 | Oct 28, 2025 |
| Cynthia Ann Kennedy | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Oct 28, 2025 | Oct 28, 2025 |
| Cara Hedden | Commonwealth Financial Network national BD | Farther independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 28, 2025 | Nov 7, 2025 |
| Curtis Lee Matlin | Commonwealth Financial Network national BD | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 27, 2025 | Oct 27, 2025 |
| Christopher Noel Eller | Commonwealth Financial Network national BD | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 27, 2025 | Oct 24, 2025 |
| Eric Scott Arkins | Commonwealth Financial Network national BD | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 27, 2025 | Oct 23, 2025 |
| Elizabeth Kate Waters | Commonwealth Financial Network national BD | Farther independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 27, 2025 | Oct 30, 2025 |
| Sarah E Coss | Commonwealth Financial Network national BD | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 27, 2025 | Oct 23, 2025 |
| Andrew Richard Schumacher | Commonwealth Financial Network national BD | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 27, 2025 | Oct 27, 2025 |
| Dennis Mitchell Taylor | Commonwealth Financial Network national BD | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 24, 2025 | Oct 24, 2025 |
| Richard Andrew Salmeron | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Oct 23, 2025 | Oct 21, 2025 |
| Michelle Woods Cox | Commonwealth Financial Network national BD | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 23, 2025 | Oct 22, 2025 |
| John Thomas Evans | Commonwealth Financial Network national BD | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 23, 2025 | Oct 27, 2025 |
| Janet Lawing Byas | Commonwealth Financial Network national BD | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 23, 2025 | Oct 22, 2025 |
| Kelly Mullin Roark | Commonwealth Financial Network national BD | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 22, 2025 | Oct 22, 2025 |
| David William Hart | Commonwealth Financial Network national BD | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 22, 2025 | Oct 23, 2025 |
| Trevor Kenneth Kern | Commonwealth Financial Network national BD | Zeller Kern Business Advisors state registered | Affiliated broker-dealer or bank to a state-registered adviser | Oct 21, 2025 | Feb 19, 2008 |
| Mark Richard Gallagher | Commonwealth Financial Network national BD | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 20, 2025 | Oct 17, 2025 |
| Alex J Vanden Boogaard | Commonwealth Financial Network national BD | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 20, 2025 | Oct 17, 2025 |
| Brett Jason Hoffman | Commonwealth Financial Network national BD | Global Retirement Partners LLC institutional | Other | Oct 17, 2025 | Oct 16, 2025 |
| Karen Call Mcarthur | Commonwealth Financial Network national BD | Global Retirement Partners LLC institutional | Other | Oct 17, 2025 | Oct 16, 2025 |
| Teresa Kaye Mansell | Commonwealth Financial Network national BD | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 16, 2025 | Oct 14, 2025 |
| Susan Lee Kendall | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Oct 15, 2025 | Oct 15, 2025 |
| Diana Carolina Colmenares | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Oct 15, 2025 | Oct 15, 2025 |
| Michael Jeffrey Salerno | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Oct 14, 2025 | Oct 15, 2025 |
| Janet Thomas Wilson | Commonwealth Financial Network national BD | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 14, 2025 | Oct 13, 2025 |
| Stephanie Riesner Gumm | Commonwealth Financial Network national BD | Savvy independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 14, 2025 | Oct 14, 2025 |
| Angelique Nicole Ayala | Commonwealth Financial Network national BD | Savvy independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 14, 2025 | Oct 16, 2025 |
| Paul Sigmund Bonapart | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Oct 13, 2025 | Oct 13, 2025 |
| Brian William Patton | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Oct 13, 2025 | Oct 13, 2025 |
| Berkely R Arrants | Commonwealth Financial Network national BD | Savvy independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 13, 2025 | Oct 14, 2025 |
| Brian Elliott Keister | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Oct 9, 2025 | Oct 6, 2025 |
| Josef D Chiapelli | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Oct 9, 2025 | Oct 6, 2025 |
| Sara Elizabeth Hinthorne | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Oct 9, 2025 | Oct 6, 2025 |
| Joshua Charles Keister | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Oct 9, 2025 | Oct 6, 2025 |
| Gloria Faye Makino | Commonwealth Financial Network national BD | Independent Financial Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 9, 2025 | Oct 3, 2025 |
| John Lavasseur | Commonwealth Financial Network national BD | Five Corners Financial Services no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 9, 2025 | Oct 8, 2025 |
| Seth A Shepard | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 9, 2025 | Oct 22, 2025 |
| Frances Lev Makino | Commonwealth Financial Network national BD | Independent Financial Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 8, 2025 | Oct 3, 2025 |
| William John Sempolinski | Commonwealth Financial Network national BD | Five Corners Financial Services no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 8, 2025 | Oct 7, 2025 |
| Deidre Lynn Bowman | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Oct 8, 2025 | Oct 8, 2025 |
| James Edward Durand | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 8, 2025 | Oct 3, 2025 |
| Robert George Abel | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 8, 2025 | Oct 3, 2025 |
| Karen Lynn Brelsford | Commonwealth Financial Network national BD | Klima & Associates, Inc. unclassified | Other | Oct 8, 2025 | May 18, 2004 |
| Jonathan Treat Lewis | Commonwealth Financial Network national BD | Vestgen Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 7, 2025 | Oct 9, 2025 |
| Steven Todd Schlegel | Commonwealth Financial Network national BD | Schlegel Dunn LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 7, 2025 | Oct 2, 2025 |
| Brandy Clements-Corder | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Oct 7, 2025 | Oct 6, 2025 |
| Clifford Lewis Faintych | Commonwealth Financial Network national BD | United Planners' Financial Services Of America A Limited Partner independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 7, 2025 | Oct 13, 2025 |
| Scott Jeffrey Schlegel | Commonwealth Financial Network national BD | Schlegel Dunn LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 7, 2025 | Oct 2, 2025 |
| Bernard C Makino | Commonwealth Financial Network national BD | Independent Financial Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 7, 2025 | Oct 3, 2025 |
| Samuel Levin | Commonwealth Financial Network national BD | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Oct 7, 2025 | Oct 27, 2025 |
| Michael Alan Manning | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Oct 6, 2025 | Oct 6, 2025 |
2,253 moves match.