DFX Intelligence

RIA Intelligence

Advisor moves

Arrivals at Janney Montgomery Scott LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

1,090 moves
AdvisorFromToTypeLeftRegistered
Daniel Robert HermanWells Fargo Advisors wirehouseJanney Montgomery Scott LLC otherOtherDec 21, 2016Dec 16, 2016
Claudette Louise BoudreauxChapin Davis Asset Management otherJanney Montgomery Scott LLC otherOtherDec 8, 2016Dec 7, 2016
Roni R ChaseWells Fargo Advisors wirehouseJanney Montgomery Scott LLC otherOtherDec 7, 2016Dec 1, 2016
Frank B HundleyMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseJanney Montgomery Scott LLC otherOtherDec 6, 2016Dec 2, 2016
Craig McgovernMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseJanney Montgomery Scott LLC otherOtherDec 6, 2016Dec 2, 2016
Lisa Marie MorganNewday Solutions, LLC otherJanney Montgomery Scott LLC otherOtherNov 25, 2016Dec 2, 2016
Charles Andrew MayMorgan Stanley wirehouseJanney Montgomery Scott LLC otherOtherNov 18, 2016Dec 14, 2016
Michael Erik Mc MurrayUBS Financial Services Inc. wirehouseJanney Montgomery Scott LLC otherOtherNov 17, 2016Nov 8, 2016
James Matthew FarrellGirard Advisory Services, LLC otherJanney Montgomery Scott LLC otherOtherNov 14, 2016Dec 12, 2016
Victoria Terralea LeporeRaymond James & Associates, Inc. national BDJanney Montgomery Scott LLC BD affiliatedAffiliated broker-dealer or bank to anotherNov 10, 2016Nov 19, 2021 (1835 d)
Edward Anson BartlettWells Fargo Advisors wirehouseJanney Montgomery Scott LLC otherOtherNov 8, 2016Nov 7, 2016
Carol Ann BoweMorgan Stanley wirehouseJanney Montgomery Scott LLC otherOtherOct 29, 2016Jan 10, 2017 (73 d)
Edmund Marshal BroomheadMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseJanney Montgomery Scott LLC otherOtherOct 21, 2016Nov 21, 2016 (31 d)
Barry Joseph SalukMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseJanney Montgomery Scott LLC otherOtherOct 11, 2016Oct 6, 2016
Nathan Thomas SnyderSnow Capital Management, L.P. otherJanney Montgomery Scott LLC otherOtherOct 10, 2016Oct 25, 2016
Paul Francis VaidaMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseJanney Montgomery Scott LLC otherOtherOct 7, 2016Oct 6, 2016
Jared William BloxsomMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseJanney Montgomery Scott LLC otherOtherOct 7, 2016Oct 6, 2016
Holly A HeddeMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseJanney Montgomery Scott LLC otherOtherOct 7, 2016Oct 6, 2016
Brian DonlonAmeriprise Financial Services, LLC national BDJanney Montgomery Scott LLC otherOtherOct 3, 2016May 31, 2017 (240 d)
Michael D DadkoUBS Financial Services Inc. wirehouseJanney Montgomery Scott LLC otherOtherOct 3, 2016Sep 26, 2016
Lynne K MillerMorgan Stanley wirehouseJanney Montgomery Scott LLC otherOtherSep 16, 2016Sep 15, 2016
Brandon David FanelleRaymond James Financial Services Advisors, Inc otherJanney Montgomery Scott LLC otherOtherAug 24, 2016Aug 29, 2016
Keith Justin ButlerWells Fargo Advisors wirehouseJanney Montgomery Scott LLC otherOtherAug 16, 2016Aug 4, 2016
Maria Elena BarlettaStifel, Nicolaus & Company, Incorporated national BDJanney Montgomery Scott LLC otherOtherAug 3, 2016Jul 15, 2016
Peter MeizelsStifel, Nicolaus & Company, Incorporated national BDJanney Montgomery Scott LLC otherOtherAug 3, 2016Jul 15, 2016
Janet SmithUBS Financial Services Inc. wirehouseJanney Montgomery Scott LLC otherOtherJul 29, 2016Feb 22, 2017 (208 d)
Ryan StecklerOppenheimer & Co. Inc. otherJanney Montgomery Scott LLC otherOtherJul 20, 2016Jul 19, 2016
Christopher Patrick GolesWells Fargo Advisors wirehouseJanney Montgomery Scott LLC otherOtherJun 28, 2016Jun 23, 2016
Katherine DehartWells Fargo Advisors wirehouseJanney Montgomery Scott LLC otherOtherJun 28, 2016Jun 23, 2016
Robert Scott ZaidmanMorgan Stanley wirehouseJanney Montgomery Scott LLC otherOtherJun 24, 2016Jun 2, 2016
Paul Andrew GrippiPnc Wealth Management otherJanney Montgomery Scott LLC otherOtherJun 22, 2016Jun 21, 2016
Kenneth Frank SarpuWells Fargo Advisors wirehouseJanney Montgomery Scott LLC otherOtherJun 17, 2016Jun 16, 2016
Richard Joseph CardinalWells Fargo Advisors wirehouseJanney Montgomery Scott LLC otherOtherJun 17, 2016Jun 16, 2016
Elizabeth D PeperMorgan Stanley wirehouseJanney Montgomery Scott LLC otherOtherJun 16, 2016May 23, 2016
Raquel L NachtCredit Suisse Securities (USA) LLC otherJanney Montgomery Scott LLC BD affiliatedOtherJun 14, 2016May 3, 2018 (688 d)
Matthew Aaron LusardiVersatile Capital Management L.L.C. independent RIAJanney Montgomery Scott LLC otherOtherJun 14, 2016May 31, 2016
Nadav Nachum BaumBpu Investment Management, Inc. otherJanney Montgomery Scott LLC otherOtherJun 1, 2016May 3, 2016
Mary Ruth WilsonOsaic Institutions, Inc. otherJanney Montgomery Scott LLC otherOtherMay 19, 2016May 23, 2016
Michael Joseph CowlesMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseJanney Montgomery Scott LLC otherOtherMay 9, 2016May 5, 2016
Aaron Jordan FreedmanMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseJanney Montgomery Scott LLC otherOtherMay 5, 2016May 4, 2016
Martin William GenelloInvest Financial Corporation otherJanney Montgomery Scott LLC otherOtherMay 3, 2016Jun 30, 2016 (58 d)
Hugh James LantzWells Fargo Advisors wirehouseJanney Montgomery Scott LLC otherOtherApr 22, 2016Apr 22, 2016
Mary Anna ViaWells Fargo Advisors wirehouseJanney Montgomery Scott LLC otherOtherApr 22, 2016Apr 21, 2016
Michael Charles GochenourWells Fargo Advisors wirehouseJanney Montgomery Scott LLC otherOtherApr 22, 2016Apr 21, 2016
Edmund ChenMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseJanney Montgomery Scott LLC BD affiliatedWirehouse to affiliated broker-dealer or bankApr 22, 2016May 31, 2024 (2961 d)
Jeffrey Alan MossbargerWells Fargo Advisors wirehouseJanney Montgomery Scott LLC otherOtherApr 21, 2016Apr 19, 2016
Lisa Elaine WillhoiteWells Fargo Advisors wirehouseJanney Montgomery Scott LLC otherOtherApr 21, 2016Apr 19, 2016
Drew Gerard DeimlingWells Fargo Advisors wirehouseJanney Montgomery Scott LLC otherOtherApr 21, 2016Apr 19, 2016
David Vincent BerrettaBny Mellon Securities Corporation otherJanney Montgomery Scott LLC otherOtherApr 21, 2016Apr 21, 2016
Christopher A MolerWells Fargo Advisors wirehouseJanney Montgomery Scott LLC otherOtherApr 21, 2016Apr 19, 2016
Michael Dwight PorterMorgan Stanley wirehouseJanney Montgomery Scott LLC otherOtherApr 19, 2016Mar 31, 2016
Heidi Lynn Etzweiler JonesMorgan Stanley wirehouseJanney Montgomery Scott LLC otherOtherApr 19, 2016Mar 31, 2016
Jeremy Adam LambertMorgan Stanley wirehouseJanney Montgomery Scott LLC otherOtherApr 19, 2016Mar 31, 2016
Peter James AdcroftUBS Financial Services Inc. wirehouseJanney Montgomery Scott LLC otherOtherApr 1, 2016Apr 12, 2016
Scott Ryan GreensponMorgan Stanley wirehouseJanney Montgomery Scott LLC otherOtherMar 30, 2016Sep 19, 2016 (173 d)
Jane S GoodyearMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseJanney Montgomery Scott LLC otherOtherMar 22, 2016Mar 31, 2016
Kurt August LalomiaStifel, Nicolaus & Company, Incorporated national BDJanney Montgomery Scott LLC otherOtherMar 16, 2016May 18, 2016 (63 d)
Michael Harry ApplebaumWells Fargo Advisors wirehouseJanney Montgomery Scott LLC otherOtherMar 15, 2016Mar 11, 2016
Jessica Louise LandisSecurian Financial Services, Inc. otherJanney Montgomery Scott LLC otherOtherMar 4, 2016Mar 7, 2016
Richard John BallouColumbia Management Investment Advisers, LLC otherJanney Montgomery Scott LLC otherOtherFeb 16, 2016Mar 30, 2017 (408 d)
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