| Mark Robert Bova | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Fifth Third Securities, Inc. other | Other | Sep 14, 2004 | Jul 29, 2005 (318 d) |
| Matthew Joseph Zepp | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Fifth Third Securities, Inc. other | Other | Sep 9, 2004 | Feb 1, 2005 (145 d) |
| Aaron Michael Knoll | Banc One Securities Corporation unclassified | Fifth Third Securities, Inc. other | Other | Sep 2, 2004 | Feb 17, 2005 (168 d) |
| Christopher Martin Hayes | Morgan Stanley Dw Inc. unclassified | Fifth Third Securities, Inc. other | Other | Aug 30, 2004 | Feb 14, 2005 (168 d) |
| Sheena Dee Pauley | Morgan Stanley Dw Inc. unclassified | Fifth Third Securities, Inc. other | Other | Aug 12, 2004 | Feb 15, 2005 (187 d) |
| Roxane Kay Miller | U.S. Bancorp Advisors, LLC other | Fifth Third Securities, Inc. other | Other | Aug 11, 2004 | May 22, 2007 (1014 d) |
| Joseph Beswick | Charles Schwab & Co., Inc. national BD | Fifth Third Securities, Inc. other | Other | Aug 10, 2004 | Feb 14, 2005 (188 d) |
| Thomas Michael Mcdonald | Banc Of America Investment Services, Inc. unclassified | Fifth Third Securities, Inc. other | Other | Aug 9, 2004 | Feb 18, 2005 (193 d) |
| J Christopher Hammond | Pnc Wealth Management other | Fifth Third Securities, Inc. other | Other | Jul 27, 2004 | Feb 16, 2005 (204 d) |
| Christopher A. Bush | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Fifth Third Securities, Inc. other | Other | Jul 14, 2004 | Oct 12, 2006 (820 d) |
| Scott Michael Myers | Quick & Reilly, Inc. unclassified | Fifth Third Securities, Inc. other | Other | Jul 9, 2004 | Feb 15, 2005 (221 d) |
| David Steele Sutphin | Amsouth Investment Management Company LLC unclassified | Fifth Third Securities, Inc. other | Other | Jul 9, 2004 | Nov 15, 2005 (494 d) |
| Patricia Elaine Haley | Banc One Securities Corporation unclassified | Fifth Third Securities, Inc. other | Other | Jun 24, 2004 | Mar 27, 2008 (1372 d) |
| William Andrew Brinkmeyer | Voya Financial Advisors, Inc. other | Fifth Third Securities, Inc. other | Other | May 20, 2004 | Feb 23, 2005 (279 d) |
| Alexander Scott Adams | Banc One Securities Corporation unclassified | Fifth Third Securities, Inc. other | Other | May 17, 2004 | Jan 28, 2005 (256 d) |
| Walter Joseph Roderer | Citigroup Global Markets Inc. other | Fifth Third Securities, Inc. other | Other | May 17, 2004 | Feb 15, 2005 (274 d) |
| Michael Robert Agricola | UBS Financial Services Inc. wirehouse | Fifth Third Securities, Inc. other | Other | May 10, 2004 | Jun 7, 2005 (393 d) |
| Michael J Flynn | Equitable Advisors, LLC national BD | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 7, 2004 | Apr 19, 2018 (5125 d) |
| Bradley Alan Kirchner | Amsouth Investment Management Company LLC unclassified | Fifth Third Securities, Inc. other | Other | Mar 5, 2004 | Aug 15, 2005 (528 d) |
| J. Christopher Pettigrew | Morgan Stanley Dw Inc. unclassified | Fifth Third Securities, Inc. other | Other | Mar 2, 2004 | Nov 30, 2004 (273 d) |
| Norman Gregory Grevey | Citigroup Global Markets Inc. other | Fifth Third Securities, Inc. other | Other | Feb 5, 2004 | Feb 14, 2005 (375 d) |
| Patricia Kay Elwood | Banc One Securities Corporation unclassified | Fifth Third Securities, Inc. other | Other | Feb 5, 2004 | Aug 27, 2013 (3491 d) |
| James Anthony Richardson | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Fifth Third Securities, Inc. other | Other | Jan 16, 2004 | Nov 18, 2004 (307 d) |
| William Walter Zurek | UBS Financial Services Inc. wirehouse | Fifth Third Securities, Inc. other | Other | Dec 19, 2003 | May 16, 2006 (879 d) |
| Nelson Eddie Newton | Fisher Investments other | Fifth Third Securities, Inc. other | Other | Dec 11, 2003 | Aug 15, 2005 (613 d) |
| Sean Thomas Belton | Citigroup Global Markets Inc. other | Fifth Third Securities, Inc. other | Other | Nov 18, 2003 | Dec 14, 2005 (757 d) |
| Trevor W Valentine | Morgan Stanley Dw Inc. unclassified | Fifth Third Securities, Inc. other | Other | Nov 14, 2003 | Oct 6, 2005 (692 d) |
| Richard Dean Shupick | Banc One Securities Corporation unclassified | Fifth Third Securities, Inc. other | Other | Nov 11, 2003 | Feb 22, 2005 (469 d) |
| Valerie Jean Bowman | First Heartland Consultants, Inc. other | Fifth Third Securities, Inc. other | Other | Nov 11, 2003 | Jun 15, 2005 (582 d) |
| Ronald Scott Pozen | Cetera Investment Services LLC other | Fifth Third Securities, Inc. other | Other | Oct 31, 2003 | Dec 16, 2008 (1873 d) |
| Benjamin R Stacy | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Fifth Third Securities, Inc. other | Other | Sep 8, 2003 | Nov 29, 2004 (448 d) |
| James Peter Novakovich | Ameriprise Financial Services, LLC national BD | Fifth Third Securities, Inc. other | Other | Aug 4, 2003 | Feb 18, 2005 (564 d) |
| James Matthew Hager | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Fifth Third Securities, Inc. other | Other | Jul 21, 2003 | Nov 22, 2004 (490 d) |
| Paul Christopher Dietz | Natcity Investments, Inc. unclassified | Fifth Third Securities, Inc. other | Other | Jul 17, 2003 | Nov 19, 2004 (491 d) |
| Darren Matthew Harp | Strategic Advisers LLC national BD | Fifth Third Securities, Inc. other | Other | Jun 26, 2003 | Feb 14, 2005 (599 d) |
| Douglas Paul Kinsey | Morgan Stanley Dw Inc. unclassified | Fifth Third Securities, Inc. other | Other | Jun 24, 2003 | Feb 1, 2005 (588 d) |
| Christopher Raymond Bousson | Comerica Securities other | Fifth Third Securities, Inc. other | Other | Jun 16, 2003 | Feb 21, 2006 (981 d) |
| Anthony Hugh Arnold | Strategic Advisers LLC national BD | Fifth Third Securities, Inc. other | Other | Jun 6, 2003 | Feb 28, 2006 (998 d) |
| Thomas Alan Taylor | Banc One Securities Corporation unclassified | Fifth Third Securities, Inc. other | Other | Apr 29, 2003 | Nov 22, 2004 (573 d) |
| Donald W. William Harden | LPL Financial LLC other | Fifth Third Securities, Inc. other | Other | Apr 24, 2003 | Feb 14, 2005 (662 d) |
| Patricia Mary Long | Banc One Securities Corporation unclassified | Fifth Third Securities, Inc. other | Other | Mar 5, 2003 | Feb 16, 2005 (714 d) |
| Donald G Heatherly | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Fifth Third Securities, Inc. other | Other | Feb 14, 2003 | Nov 22, 2004 (647 d) |
| Brian J Steck | Strategic Advisers LLC national BD | Fifth Third Securities, Inc. other | Other | Feb 11, 2003 | Nov 19, 2004 (647 d) |
| William Joseph Brems | Msi Financial Services, Inc. other | Fifth Third Securities, Inc. other | Other | Jan 17, 2003 | Apr 12, 2013 (3738 d) |
| Tom Harry Hornak | Robert W. Baird & Co. Incorporated other | Fifth Third Securities, Inc. other | Other | Aug 21, 2002 | Mar 18, 2005 (940 d) |
| Robert Jay Davis | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Fifth Third Securities, Inc. other | Other | Aug 21, 2002 | Mar 3, 2005 (925 d) |
| Donald Vito Amoruso | E*Trade Capital Management, LLC other | Fifth Third Securities, Inc. other | Other | Aug 19, 2002 | Nov 18, 2004 (822 d) |
| Jonathan Scott Jacoby | Pruco Securities, LLC other | Fifth Third Securities, Inc. other | Other | Jul 1, 2002 | Jan 31, 2008 (2040 d) |