Arrivals at Saxony Capital Management, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Pamela Ann Tracey	Cetera Investment Advisers LLC other	Saxony Capital Management, LLC other	Other	Jun 21, 2011	Jun 20, 2011
Jeffrey Shaffer	Family Office Group LLC unclassified	Saxony Capital Management, LLC other	Other	Apr 18, 2011	Jan 8, 2013 (631 d)
Thomas Clark Frame	Raymond James Financial Services Advisors, Inc other	Saxony Capital Management, LLC other	Other	Apr 5, 2011	Jun 15, 2011 (71 d)
Michael Edward Sabelli	Nationwide Securities, LLC no RAUM	Saxony Capital Management, LLC other	Other	Aug 3, 2010	Mar 18, 2011 (227 d)
Stephen Patrick O'Donnell	Ameriprise Financial Services, LLC national BD	Saxony Capital Management, LLC other	Other	Dec 31, 2009	Mar 22, 2016 (2273 d)
Durbin Don Mcdermott	World Advisory Services other	Saxony Capital Management, LLC other	Other	Dec 1, 2009	Jan 19, 2010 (49 d)
Steven Bernknopf	World Advisory Services other	Saxony Capital Management, LLC other	Other	Nov 13, 2009	Nov 19, 2009
Robert Joseph Mcnicholas	American Portfolios Advisors, Inc other	Saxony Capital Management, LLC other	Other	Jun 9, 2009	May 29, 2009
Elroy Mark Goodyear	American Portfolios Advisors, Inc other	Saxony Capital Management, LLC other	Other	Jun 9, 2009	May 29, 2009
James Arthur Steinbrenner	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Saxony Capital Management, LLC other	Other	Dec 19, 2008	Jan 9, 2009
Lawrence Paige Seiden	World Advisory Services other	Saxony Capital Management, LLC other	Other	Dec 10, 2008	Nov 26, 2008
Joann Michelle Jolly	Wells Fargo Advisors wirehouse	Saxony Capital Management, LLC other	Other	Jul 24, 2008	Jul 28, 2008
Chad Mitchell	Principal Securities, Inc. other	Saxony Capital Management, LLC other	Other	Feb 20, 2007	Feb 20, 2007
Ariel Moshe Serber	Equitable Advisors, LLC national BD	Saxony Capital Management, LLC other	Other	Nov 30, 2006	Sep 20, 2007 (294 d)
Boris Khaim	Equitable Advisors, LLC national BD	Saxony Capital Management, LLC other	Other	Nov 10, 2006	Nov 10, 2006
Alan Kent Suiter	Greystone Investment Advisors, Inc. state registered	Saxony Capital Management, LLC other	Other	May 30, 2006	Jan 19, 2012 (2060 d)
Alec Edward Hoke	Summit Financial Group Inc other	Saxony Capital Management, LLC other	Other	May 10, 2006	Apr 28, 2008 (719 d)
Carrie Alexah Strongheart	Strongheart Financial unclassified	Saxony Capital Management, LLC other	Other	Mar 2, 2006	Jul 18, 2006 (138 d)
Timothy Michael Dalton	New York Life Investment Management LLC other	Saxony Capital Management, LLC other	Other	Sep 24, 2004	Aug 11, 2010 (2147 d)
Robert Charles Larios	A. G. Edwards & Sons, Inc. unclassified	Saxony Capital Management, LLC other	Other	Jan 22, 2004	Oct 14, 2011 (2822 d)
David Robert Paske	Citicorp Investment Services unclassified	Saxony Capital Management, LLC independent RIA	Other	Aug 19, 2003	Apr 3, 2018 (5341 d)
Ambrose Kai Chung Chan	Osaic Wealth, Inc. other	Saxony Capital Management, LLC other	Other	Dec 31, 2002	Apr 21, 2003 (111 d)

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82 moves match.