DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Wfg Advisors, LP

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Dennis Michael JohnsonCue Financial Group, Inc. otherWfg Advisors, LP otherOtherSep 29, 2011Feb 27, 2012 (151 d)
Steven Jay BalabanMorgan Stanley wirehouseWfg Advisors, LP otherOtherSep 7, 2011Aug 23, 2011
Ephimia CoumanakosEsi Financial Advisors otherWfg Advisors, LP otherOtherAug 31, 2011Aug 29, 2011
John Richard ClarkCambridge Investment Research Advisors, Inc. otherWfg Advisors, LP otherOtherJul 22, 2011Jul 5, 2011
Thomas Scott CrutchfieldCambridge Investment Research Advisors, Inc. otherWfg Advisors, LP otherOtherJul 22, 2011Jun 30, 2011
Cort Frederick MeinelschmidtLPL Financial LLC otherWfg Advisors, LP otherOtherJul 12, 2011Jul 8, 2011
Victor Jason DivietroCambridge Investment Research Advisors, Inc. otherWfg Advisors, LP otherOtherJul 8, 2011Jun 24, 2011
Neil Lycurgus VanzandtTransamerica Financial Advisors, LLC otherWfg Advisors, LP otherOtherJun 30, 2011Jun 23, 2011
Marcos Javier AndujarTransamerica Financial Advisors, LLC otherWfg Advisors, LP otherOtherJun 29, 2011Jun 23, 2011
Kristopher Ryan BeaulieuTransamerica Financial Advisors, LLC otherWfg Advisors, LP otherOtherJun 29, 2011Jun 23, 2011
Kelly Loyd McdermottEdward Jones national BDWfg Advisors, LP otherOtherJun 3, 2011May 31, 2011
Carol Elaine WhitleyChase Investment Services Corp. otherWfg Advisors, LP otherOtherJun 1, 2011Jul 15, 2011 (44 d)
Brad Kevin PinterMsi Financial Services, Inc. otherWfg Advisors, LP otherOtherApr 28, 2011Apr 18, 2011
Adam Phillip BellRockbridge Asset Management, LLC unclassifiedWfg Advisors, LP otherOtherApr 27, 2011Apr 27, 2011
Ann Katherine LedyardMorgan Stanley wirehouseWfg Advisors, LP otherOtherApr 21, 2011Apr 19, 2011
Harold William WalpoleWalpole Wealth Advisors, LLC unclassifiedWfg Advisors, LP otherOtherApr 6, 2011Oct 20, 2010
David Lawrence KanenFmsi Advisers otherWfg Advisors, LP otherOtherMar 21, 2011Mar 16, 2011
Michael Thomas RedmondEsi Financial Advisors otherWfg Advisors, LP otherOtherMar 18, 2011Mar 17, 2011
Harold Lynn CarmeanEsi Financial Advisors otherWfg Advisors, LP otherOtherMar 18, 2011Mar 18, 2011
Eddie GhabourEsi Financial Advisors otherWfg Advisors, LP otherOtherMar 17, 2011Mar 17, 2011
Joseph Albert GhabourEsi Financial Advisors otherWfg Advisors, LP otherOtherMar 17, 2011Mar 17, 2011
Robert James MessettPark Avenue Securities LLC otherWfg Advisors, LP otherOtherMar 11, 2011Mar 14, 2011
Lacey E ButeynMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWfg Advisors, LP otherOtherMar 10, 2011Aug 10, 2011 (153 d)
Philip Alan GoldsteinBerthel Fisher & Company Financial Services, Inc. otherWfg Advisors, LP otherOtherMar 8, 2011Mar 7, 2011
Bryan Keith HolomanEquitable Advisors, LLC national BDWfg Advisors, LP otherOtherFeb 24, 2011Feb 18, 2011
Wesley Price WoodInvestors Capital Advisory otherWfg Advisors, LP otherOtherDec 17, 2010Dec 17, 2010
William Daniel PrestageInvestors Capital Advisory otherWfg Advisors, LP otherOtherDec 17, 2010Dec 16, 2010
David Wilson McadamsInvestors Capital Advisory otherWfg Advisors, LP otherOtherDec 15, 2010Jan 10, 2011
Gary Lynn OsingInvestors Capital Advisory otherWfg Advisors, LP otherOtherDec 15, 2010Dec 14, 2010
Mark Anton GroesbeckAbshier Webb Donnelly & Baker, Inc. unclassifiedWfg Advisors, LP otherOtherOct 4, 2010Oct 15, 2010
Joseph George StassiAmeriprise Financial Services, LLC national BDWfg Advisors, LP otherOtherSep 14, 2010Sep 10, 2010
Douglas Bradley MurrillWells Fargo Investments, LLC unclassifiedWfg Advisors, LP otherOtherSep 14, 2010Sep 3, 2010
Colm F BaileyMorgan Stanley wirehouseWfg Advisors, LP otherOtherSep 13, 2010Aug 31, 2010
Daniel Jacob EichingerEdward Jones national BDWfg Advisors, LP otherOtherSep 7, 2010Sep 3, 2010
Robert Thomas ArmstrongAmeriprise Financial Services, LLC national BDWfg Advisors, LP otherOtherAug 19, 2010Aug 13, 2010
Barbara Vaughan RedstoneMML Investors Services, LLC otherWfg Advisors, LP otherOtherAug 12, 2010Aug 18, 2010
Brett Matthew RamseyFsc Securities Corporation otherWfg Advisors, LP otherOtherJun 24, 2010Jun 22, 2010
Stephen Daniel RobinsonOppenheimer & Co. Inc. otherWfg Advisors, LP otherOtherMay 18, 2010May 14, 2010
Rayburn Eugene BrooksInvestment Professionals, Inc. otherWfg Advisors, LP otherOtherMay 18, 2010May 14, 2010
Adam Patrick KellerAmeriprise Financial Services, LLC national BDWfg Advisors, LP otherOtherMay 18, 2010May 14, 2010
Kyle Douglas WaltersAmeriprise Financial Services, LLC national BDWfg Advisors, LP otherOtherMay 12, 2010May 10, 2010
Scott Dale HammelAmeriprise Financial Services, LLC national BDWfg Advisors, LP otherOtherMay 12, 2010May 10, 2010
James Michael MarsdenAmeriprise Financial Services, LLC national BDWfg Advisors, LP otherOtherMay 12, 2010May 10, 2010
Robert James MillerMorgan Stanley wirehouseWfg Advisors, LP otherOtherMay 5, 2010Apr 29, 2010
Leroy Anderson BizzellValic Financial Advisors, Inc. otherWfg Advisors, LP otherOtherMay 3, 2010Apr 27, 2010
Jay B GadberryMorgan Stanley wirehouseWfg Advisors, LP otherOtherApr 29, 2010Apr 26, 2010
Marilyn Laux EvansValic Financial Advisors, Inc. otherWfg Advisors, LP otherOtherApr 14, 2010Mar 29, 2010
Joseph Houston CombestRaymond James Financial Services Advisors, Inc otherWfg Advisors, LP otherOtherMar 31, 2010Mar 31, 2010
James Aloysius ConwellGunnallen Financial, Inc unclassifiedWfg Advisors, LP otherOtherMar 29, 2010Apr 26, 2011 (393 d)
Eric Stanton HauserValic Financial Advisors, Inc. otherWfg Advisors, LP otherOtherMar 25, 2010Mar 22, 2010
Debbie Louise FeuerLPL Financial LLC otherWfg Advisors, LP otherOtherMar 8, 2010Mar 1, 2010
Jason Edward HurtaChase Investment Services Corp. otherWfg Advisors, LP otherOtherFeb 22, 2010Feb 16, 2010
Paul Clayton ConnerFirst Legacy Securities, LLC unclassifiedWfg Advisors, LP otherOtherFeb 18, 2010Feb 18, 2010
Jeremy Shane HayFirst Legacy Securities, LLC unclassifiedWfg Advisors, LP otherOtherFeb 18, 2010Feb 19, 2010
Melinda Cook McculloughFirst Legacy Securities, LLC unclassifiedWfg Advisors, LP otherOtherFeb 18, 2010Feb 19, 2010
Clinton Lee RobertsRoberts Wealth Management LLC unclassifiedWfg Advisors, LP otherOtherFeb 11, 2010Feb 18, 2010
Louis Daniel FryValic Financial Advisors, Inc. otherWfg Advisors, LP otherOtherJan 28, 2010Feb 10, 2010
Andrew F WilliamsMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWfg Advisors, LP otherOtherJan 14, 2010Jan 20, 2010
James Michael GrahamValic Financial Advisors, Inc. otherWfg Advisors, LP otherOtherJan 8, 2010Dec 22, 2009
Francisco Rene GonzalezVoya Financial Partners, LLC otherWfg Advisors, LP otherOtherDec 16, 2009Dec 21, 2009
Page 2 of 4PreviousNext
183 moves match.