DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Pks Advisory Services, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Bruce Tower SchillingLionsbridge Wealth Management LLC independent RIAPks Advisory Services, LLC otherOtherAug 9, 2019Aug 1, 2013
William John MillerAmeriprise Financial Services, LLC national BDPks Advisory Services, LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 2, 2019Jul 31, 2019
Victoria Katherine WabnigMML Investors Services, LLC BD affiliatedPks Advisory Services, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJun 18, 2019May 31, 2023 (1443 d)
Glenn Richmond RoyalMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehousePks Advisory Services, LLC independent RIAWirehouse to independent RIAJun 18, 2019Jul 2, 2019
Michele Alice JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehousePks Advisory Services, LLC independent RIAWirehouse to independent RIAJun 18, 2019Jun 19, 2019
Natalie Carol PichaMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehousePks Advisory Services, LLC independent RIAWirehouse to independent RIAJun 18, 2019Jun 19, 2019
Craig Douglas FindleyUBS Financial Services Inc. wirehousePks Advisory Services, LLC independent RIAWirehouse to independent RIAApr 23, 2019May 10, 2019
David Walsh ConnorsRBC Capital Markets, LLC national BDPks Advisory Services, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJun 12, 2018Apr 8, 2021 (1031 d)
Greg Robert SatzUBS Financial Services Inc. wirehousePks Advisory Services, LLC otherOtherDec 11, 2017Nov 30, 2017
Eric H. TaslitzUBS Financial Services Inc. wirehousePks Advisory Services, LLC otherOtherDec 11, 2017Nov 30, 2017
James Scott DuncansonUBS Financial Services Inc. wirehousePks Advisory Services, LLC otherOtherDec 11, 2017Dec 1, 2017
Steven Jude MelecoWells Fargo Advisors wirehousePks Advisory Services, LLC independent RIAWirehouse to independent RIADec 6, 2017Jan 17, 2018 (42 d)
Thomas Alan HoffmanMorgan Stanley wirehousePks Advisory Services, LLC otherOtherNov 6, 2017Nov 3, 2017
David Baldwin MorganMorgan Stanley wirehousePks Advisory Services, LLC otherOtherNov 6, 2017Nov 2, 2017
Matthew Allen BradleyMorgan Stanley wirehousePks Advisory Services, LLC otherOtherNov 6, 2017Nov 3, 2017
Eric Benjamin RoselMorgan Stanley wirehousePks Advisory Services, LLC otherOtherNov 6, 2017Nov 2, 2017
Randall W KnapmeyerAlphamark Advisors, LLC otherPks Advisory Services, LLC otherOtherJul 17, 2013Aug 22, 2013 (36 d)
Rick Frank LorenceInvestment Professionals, Inc. otherPks Advisory Services, LLC otherOtherJul 3, 2013Jul 3, 2013
Douglas EmitteAmeriprise Financial Services, LLC national BDPks Advisory Services, LLC otherOtherMar 22, 2013Apr 5, 2013
Fredrick James RobinsonLPL Financial LLC otherPks Advisory Services, LLC otherOtherDec 31, 2012Jan 18, 2013
Harold Edward JonesCambridge Investment Research Advisors, Inc. otherPks Advisory Services, LLC otherOtherAug 21, 2012Oct 15, 2012 (55 d)
Sharone HakmanBrokersxpress LLC otherPks Advisory Services, LLC otherOtherAug 14, 2012Aug 29, 2012
Mark Thomas RidgewayAdvisoralliance, LLC unclassifiedPks Advisory Services, LLC otherOtherJun 28, 2011Jun 7, 2011
James E EdmiastonAdvisoralliance, LLC unclassifiedPks Advisory Services, LLC otherOtherJun 28, 2011Jun 1, 2011
William Clay KendallAdvisoralliance, LLC unclassifiedPks Advisory Services, LLC otherOtherJun 28, 2011Jun 1, 2011
Christopher Brent HarlessAdvisoralliance, LLC unclassifiedPks Advisory Services, LLC otherOtherJun 28, 2011Jun 1, 2011
James Lee BoothEquitable Advisors, LLC national BDPks Advisory Services, LLC otherOtherMay 2, 2011Mar 26, 2013 (694 d)
John Aaron RamirezB Riley Wealth Management otherPks Advisory Services, LLC otherOtherFeb 23, 2011Aug 1, 2011 (159 d)
Sally Jane BoyleMorgan Stanley wirehousePks Advisory Services, LLC otherOtherJan 12, 2011Feb 3, 2011
Nick ElovitzWoodbury Financial Services, Inc. otherPks Advisory Services, LLC otherOtherOct 1, 2010Oct 5, 2010
Tracie KarrLPL Financial LLC otherPks Advisory Services, LLC otherOtherAug 31, 2010Jun 17, 2011 (290 d)
Scott Douglas ReidReid Financial, Inc. unclassifiedPks Advisory Services, LLC otherOtherJul 7, 2010May 6, 2010
James Knox PatrickMorgan Stanley wirehousePks Advisory Services, LLC independent RIAWirehouse to independent RIAAug 31, 2009Apr 8, 2021 (4238 d)
John Joseph O'HaganRaymond James Financial Services Advisors, Inc otherPks Advisory Services, LLC otherOtherAug 17, 2009Aug 19, 2009
Louis Joseph HershmanRaymond James Financial Services Advisors, Inc otherPks Advisory Services, LLC otherOtherAug 17, 2009Aug 19, 2009
Michael James SteinerMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehousePks Advisory Services, LLC otherOtherMay 21, 2009Mar 1, 2011 (649 d)
Alphonso HoustonLPL Financial LLC otherPks Advisory Services, LLC otherOtherDec 9, 2004Aug 13, 2007 (977 d)
Michele Anne TellstoneEssex National Securities, Inc. otherPks Advisory Services, LLC otherOtherJun 2, 2003Jan 31, 2007 (1339 d)
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98 moves match.