DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Annex Wealth Management, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Matthew Joseph MorzyScottrade Investment Management otherAnnex Wealth Management, LLC otherOtherDec 9, 2016Jan 10, 2017 (32 d)
Michael Thomas MurtosCetera Advisor Networks LLC otherAnnex Wealth Management, LLC otherOtherOct 24, 2016Nov 1, 2016
Paul NowakH. Beck, Inc. otherAnnex Wealth Management, LLC otherOtherJan 13, 2016Mar 30, 2012
Susan Jean Sturm-BaileyBmo Harris Financial Advisors, Inc otherAnnex Wealth Management, LLC otherOtherAug 19, 2015Feb 11, 2016 (176 d)
Michael Ernest VenturiniConcorde Asset Management, LLC otherAnnex Wealth Management, LLC independent RIAOtherMay 22, 2015Apr 12, 2019 (1421 d)
Amy Jean BremmerGlobal View Capital Management LLC otherAnnex Wealth Management, LLC otherOtherMay 15, 2015Jun 30, 2016 (412 d)
Christopher John WeberPennant Management Inc otherAnnex Wealth Management, LLC otherOtherMar 20, 2015Apr 20, 2015 (31 d)
Michael Steven RothNorthwestern Mutual Investment Services,LLC otherAnnex Wealth Management, LLC independent RIAOtherJan 5, 2015Dec 5, 2019 (1795 d)
Thomas Alexander ParksMML Investors Services, LLC otherAnnex Wealth Management, LLC otherOtherSep 22, 2014Sep 18, 2014
Kenneth Jay SymesMML Investors Services, LLC otherAnnex Wealth Management, LLC otherOtherAug 29, 2014Sep 18, 2014
Richard Allan KulaEquitable Advisors, LLC national BDAnnex Wealth Management, LLC otherOtherJun 24, 2013Nov 19, 2013 (148 d)
Daniel Patrick BrownBmo Asset Management Corp. otherAnnex Wealth Management, LLC otherOtherMay 13, 2013Feb 11, 2014 (274 d)
Daniel Ralph KruegerH. Beck, Inc. otherAnnex Wealth Management, LLC otherOtherMay 8, 2013Nov 27, 2012
Scott A DziubekH. Beck, Inc. otherAnnex Wealth Management, LLC otherOtherJul 25, 2012Feb 23, 2012
Michael Chester KirkSii Investments, Inc. otherAnnex Wealth Management, LLC independent RIAOtherMar 9, 2012Mar 18, 2023 (4026 d)
Randall John WinklerBmo Harris Financial Advisors, Inc otherAnnex Wealth Management, LLC otherOtherJan 11, 2012Feb 17, 2012 (37 d)
Michael Ernest VenturiniWells Fargo Advisors wirehouseAnnex Wealth Management, LLC otherOtherSep 6, 2011Oct 6, 2011
Eric Alan BrownThe Mutual Fund Store otherAnnex Wealth Management, LLC otherOtherJul 12, 2011Jun 15, 2011
David Carl MillsThe Mutual Fund Store otherAnnex Wealth Management, LLC otherOtherJul 12, 2011Jun 15, 2011
Derek Van Wagoner FelskeFsc Securities Corporation otherAnnex Wealth Management, LLC otherOtherFeb 11, 2011Jul 20, 2011 (159 d)
Neil Lawrence DunhamDirected Services LLC otherAnnex Wealth Management, LLC otherOtherDec 1, 2010Jan 16, 2014 (1142 d)
David Jon ZupekH. Beck, Inc. otherAnnex Wealth Management, LLC otherOtherOct 4, 2010Oct 12, 2010
Deanne E PhillipsAmcore Investment Services, Inc unclassifiedAnnex Wealth Management, LLC otherOtherSep 30, 2010Sep 12, 2016 (2174 d)
David Joseph SpanoSii Investments, Inc. otherAnnex Wealth Management, LLC otherOtherDec 18, 2009Dec 3, 2004
Kirk SpanoSii Investments, Inc. otherAnnex Wealth Management, LLC otherOtherDec 11, 2009Feb 13, 2007
Mark James BeckFinancial Strategies, Inc. independent RIAAnnex Wealth Management, LLC otherOtherJun 16, 2009Jan 22, 2009
Eugene Michael DuffyAllspring Funds Management, LLC otherAnnex Wealth Management, LLC otherOtherApr 27, 2009Dec 13, 2017 (3152 d)
Kevin Michael NemoirDiversified Management Inc otherAnnex Wealth Management, LLC otherOtherDec 1, 2008Mar 2, 2009 (91 d)
Kurt Bernhard MuellerCharles Schwab & Co., Inc. national BDAnnex Wealth Management, LLC otherOtherApr 17, 2008Jan 25, 2010 (648 d)
Jeffery Glenn SteelySii Investments, Inc. otherAnnex Wealth Management, LLC otherOtherDec 19, 2006Dec 6, 2004
David Paul JordanThrivent Investment Management Inc. otherAnnex Wealth Management, LLC otherOtherMar 9, 2005Mar 8, 2005
Patrick Joseph SheehyFisher Investments otherAnnex Wealth Management, LLC independent RIAOtherSep 29, 2004Jan 15, 2025 (7413 d)
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92 moves match.