DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Kestra Private Wealth Services, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Bridget K Tetak | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Kestra Private Wealth Services, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 10, 2024 | May 8, 2024 |
| Sierra Madison Baker | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Kestra Private Wealth Services, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 10, 2024 | May 8, 2024 |
| Ross Michael Weinberg | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Kestra Private Wealth Services, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 10, 2024 | May 8, 2024 |
| Nazneen S Kaka | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Kestra Private Wealth Services, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 10, 2024 | May 8, 2024 |
| James F Krueger | Edward Jones national BD | Kestra Private Wealth Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 25, 2024 | Feb 16, 2026 (662 d) |
| Gerald Lyman Ursrey | Kestra Advisory Services, LLC BD affiliated | Kestra Private Wealth Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 19, 2024 | Oct 20, 2023 |
| Amy M Fredritz | Edward Jones national BD | Kestra Private Wealth Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 19, 2024 | Apr 17, 2024 |
| Austin Timothy Portelance | Edward Jones national BD | Kestra Private Wealth Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 4, 2024 | Mar 1, 2024 |
| Scott Alan Stevens | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Kestra Private Wealth Services, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 22, 2024 | Feb 21, 2024 |
| Gray Way | Kestra Advisory Services, LLC BD affiliated | Kestra Private Wealth Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 13, 2023 | Dec 14, 2023 |
| William Gungoll | Edward Jones national BD | Kestra Private Wealth Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 11, 2023 | Dec 7, 2023 |
| Nader Joseph Al-Mooshi | J.P. Morgan Securities LLC wirehouse | Kestra Private Wealth Services, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 29, 2023 | Dec 4, 2023 |
| Kelli R Mcginnis | Morgan Stanley wirehouse | Kestra Private Wealth Services, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 22, 2023 | Nov 8, 2023 |
| Kella Leann Kicklighter Bell | Avantax Advisory Services BD affiliated | Kestra Private Wealth Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 17, 2023 | Nov 13, 2023 |
| Adam Daniel Tolle | Avantax Advisory Services BD affiliated | Kestra Private Wealth Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 16, 2023 | Nov 13, 2023 |
| Matthew Stephen Tuten | Avantax Advisory Services BD affiliated | Kestra Private Wealth Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 16, 2023 | Nov 13, 2023 |
| Jacob Taylor Evors | Avantax Advisory Services BD affiliated | Kestra Private Wealth Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 16, 2023 | Nov 13, 2023 |
| Joshua Blake Smith | United Capital Financial Advisors BD affiliated | Kestra Private Wealth Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 3, 2023 | Oct 6, 2023 |
| Rance Lee Swinford | United Capital Financial Advisors BD affiliated | Kestra Private Wealth Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 3, 2023 | Oct 6, 2023 |
| Amber Caroline Andregg | United Capital Financial Advisors BD affiliated | Kestra Private Wealth Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 3, 2023 | Oct 6, 2023 |
| Alexander Monroe | United Capital Financial Advisors BD affiliated | Kestra Private Wealth Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 3, 2023 | Oct 6, 2023 |
| Randall S Klaiber | Morgan Stanley wirehouse | Kestra Private Wealth Services, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 22, 2023 | Sep 13, 2023 |
| Gail Woodward Stewart | Morgan Stanley wirehouse | Kestra Private Wealth Services, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 22, 2023 | Sep 13, 2023 |
| Sean Michael O'Riordan | Morgan Stanley wirehouse | Kestra Private Wealth Services, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 22, 2023 | Sep 13, 2023 |
| Nicholas R Riotto | Morgan Stanley wirehouse | Kestra Private Wealth Services, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 22, 2023 | Sep 13, 2023 |
| Charles L Palmer | Morgan Stanley wirehouse | Kestra Private Wealth Services, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 20, 2023 | Sep 13, 2023 |
| Lauren Michael Davis | Edward Jones national BD | Kestra Private Wealth Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 5, 2023 | Aug 30, 2023 |
| Garren J Decker | Edward Jones national BD | Kestra Private Wealth Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 17, 2023 | Aug 9, 2023 |
| Klinton Kennedy | Edward Jones national BD | Kestra Private Wealth Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 14, 2023 | Aug 9, 2023 |
| Bryce Decker | Edward Jones national BD | Kestra Private Wealth Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 14, 2023 | Aug 9, 2023 |
| David Stephen Maigret | Wells Fargo Advisors wirehouse | Kestra Private Wealth Services, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 25, 2023 | Jul 19, 2023 |
| Michael Ryan Love | Private Asset Management Inc independent RIA | Kestra Private Wealth Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jun 23, 2023 | May 31, 2023 |
| Dillon Hakes | Private Asset Management Inc independent RIA | Kestra Private Wealth Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jun 23, 2023 | May 31, 2023 |
| Guy Kosov | Private Asset Management Inc independent RIA | Kestra Private Wealth Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jun 23, 2023 | May 31, 2023 |
| Robert D. Mccullough | Edward Jones national BD | Kestra Private Wealth Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 22, 2023 | Jun 16, 2023 |
| Jesse David Bayarena | Avantax Advisory Services BD affiliated | Kestra Private Wealth Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 24, 2023 | Apr 19, 2023 |
| Austin L Palmer | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Kestra Private Wealth Services, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 18, 2023 | Mar 16, 2023 |
| Dee N Buckminster | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Kestra Private Wealth Services, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 17, 2023 | Mar 27, 2023 |
| Bryant James Trombly | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Kestra Private Wealth Services, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 17, 2023 | Mar 16, 2023 |
| Keith Stabasefski | Bgw Wealth Advisors, LLC unclassified | Kestra Private Wealth Services, LLC BD affiliated | Other | Mar 17, 2023 | Mar 16, 2023 |
| Nikolas Gernhard | Edward Jones national BD | Kestra Private Wealth Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 17, 2023 | Mar 16, 2023 |
| Amir A Dadabhoy | Kestra Advisory Services, LLC BD affiliated | Kestra Private Wealth Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 16, 2023 | Mar 16, 2023 |
| Richard E Smith | Edward Jones national BD | Kestra Private Wealth Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 14, 2023 | Mar 8, 2023 |
| Benjamin Mcdonald | Bgw Wealth Advisors, LLC unclassified | Kestra Private Wealth Services, LLC BD affiliated | Other | Feb 17, 2023 | Feb 16, 2023 |
| Christopher Scott Hamilton | A.G.P / Alliance Global Partners independent RIA | Kestra Private Wealth Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 28, 2022 | Dec 1, 2022 |
| David Patrick John Tovey | Edward Jones national BD | Kestra Private Wealth Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 24, 2022 | Oct 19, 2022 |
| Matthew Robert West | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Kestra Private Wealth Services, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 6, 2022 | Oct 5, 2022 |
| David Michael Combs | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Kestra Private Wealth Services, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 6, 2022 | Oct 5, 2022 |
| Benji Sheppard Mcleod | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Kestra Private Wealth Services, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 6, 2022 | Oct 5, 2022 |
| Angela L Moore | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Kestra Private Wealth Services, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 6, 2022 | Oct 7, 2022 |
| Richard Wyman Howells | Raymond James & Associates, Inc. national BD | Kestra Private Wealth Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 13, 2022 | Aug 31, 2022 |
| Hannah Keiko Perez | LPL Financial LLC independent RIA | Kestra Private Wealth Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Sep 9, 2022 | Sep 7, 2022 |
| Joe Vidueira | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Kestra Private Wealth Services, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 17, 2022 | Aug 18, 2022 |
| Nelson Shigeo Lutz | Truist Advisory Services, Inc. BD affiliated | Kestra Private Wealth Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 5, 2022 | Jul 6, 2022 |
| Luis Dolan | Citizens Securities, Inc. BD affiliated | Kestra Private Wealth Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 1, 2022 | Jul 5, 2022 |
| Jason Anthony Ruel | Citizens Securities, Inc. BD affiliated | Kestra Private Wealth Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 1, 2022 | Jul 7, 2022 |
| Robert H Searle | Citizens Securities, Inc. BD affiliated | Kestra Private Wealth Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 1, 2022 | Jun 29, 2022 |
| Chelsea Pagoaga | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Kestra Private Wealth Services, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 16, 2022 | Jul 7, 2022 |
| Jonathan Edward Teal | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Kestra Private Wealth Services, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 9, 2022 | Jun 8, 2022 |
| Matthew E Rykulski | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Kestra Private Wealth Services, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 9, 2022 | Jun 8, 2022 |
242 moves match.