DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Apella Wealth

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Gina R. ChironisClarity Wealth Management, Inc. independent RIAApella Wealth independent RIARIA to RIAApr 13, 2023Apr 5, 2023
Tyler Mitchell OndatjeClarity Wealth Management, Inc. independent RIAApella Wealth independent RIARIA to RIAApr 13, 2023Mar 3, 2023
Jamison Ian McandieLPL Financial LLC independent RIAApella Wealth independent RIARIA to RIAJan 30, 2023Feb 24, 2023
Stacie Renae NemetzNr Smith & Associates, P.S. otherApella Wealth independent RIAOtherJan 23, 2023Jul 5, 2022
Laura CarlsonNr Smith & Associates, P.S. otherApella Wealth independent RIAOtherJan 23, 2023Jul 7, 2022
William Zerns SupleeStructured Asset Management, Inc. independent RIAApella Wealth independent RIARIA to RIANov 16, 2022Oct 5, 2022
Justin James MorrowMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseApella Wealth independent RIAWirehouse to independent RIAAug 29, 2022Sep 1, 2022
Taylor Evan DrakeMetrist Wealth Advisors independent RIAApella Wealth independent RIARIA to RIAMar 28, 2022Jan 19, 2022
Phillip Arnold CalandraCalandra Wealth Management, LLC unclassifiedApella Wealth independent RIAOtherFeb 4, 2022Apr 2, 2021
Aaron Christopher LelandEagle Strategies LLC BD affiliatedApella Wealth independent RIAAffiliated broker-dealer or bank to independent RIADec 20, 2021Jan 7, 2022
Jeremy Robert WilliamsonEdward Jones national BDApella Wealth independent RIAAffiliated broker-dealer or bank to independent RIAJul 22, 2021Jun 30, 2022 (343 d)
Thomas Charles CockVestory, LLC independent RIAApella Wealth independent RIARIA to RIADec 31, 2020Jan 5, 2021
Joyce Virginia BloomquistVestory, LLC independent RIAApella Wealth independent RIARIA to RIADec 31, 2020Jan 6, 2021
Mitchell Jon EwartVestory, LLC independent RIAApella Wealth independent RIARIA to RIADec 31, 2020Jan 6, 2021
Andrew J HooleyVestory, LLC independent RIAApella Wealth independent RIARIA to RIADec 31, 2020Jan 6, 2021
Derek Charles JobeVestory, LLC independent RIAApella Wealth independent RIARIA to RIADec 31, 2020Jan 5, 2021
Taylor Corbin CockVestory, LLC independent RIAApella Wealth independent RIARIA to RIADec 31, 2020Jan 5, 2021
Shawn David HoytVestory, LLC independent RIAApella Wealth independent RIARIA to RIADec 31, 2020Jan 6, 2021
Alan Keith GoldfarbBacon Financial Management, Inc Dba Financial Strategies Group unclassifiedApella Wealth independent RIAOtherJan 27, 2020Jan 15, 2020
Adrian Christopher JohnstonMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseApella Wealth independent RIAWirehouse to independent RIAJul 19, 2019Mar 13, 2026 (2429 d)
Harvey SiegelSymmetry Partners independent RIAApella Wealth otherOtherFeb 6, 2019Mar 20, 2017
James R FemiaSymmetry Partners independent RIAApella Wealth otherOtherFeb 6, 2019Oct 1, 2015
Kathleen Sidley ParksSymmetry Partners independent RIAApella Wealth otherOtherFeb 6, 2019Jul 7, 2017
Edward Stuart RichterSymmetry Partners independent RIAApella Wealth otherOtherFeb 6, 2019Mar 20, 2017
James Patrick ScanlanSymmetry Partners independent RIAApella Wealth otherOtherFeb 5, 2019Apr 20, 2017
Peter Arthur LepponesSymmetry Partners independent RIAApella Wealth otherOtherFeb 5, 2019Apr 1, 2016
Brian MccarthySymmetry Partners independent RIAApella Wealth otherOtherNov 5, 2018Mar 27, 2018
Brannon Charles OzarkKey Investment Services LLC BD affiliatedApella Wealth independent RIAAffiliated broker-dealer or bank to independent RIASep 5, 2018Sep 6, 2018
Sean Francis FlynnSymmetry Partners otherApella Wealth no RAUMOtherMar 13, 2017May 16, 2014
Kirk Shotaro OkumuraHoey Investments, Inc. otherApella Wealth independent RIAOtherNov 2, 2016Jan 14, 2025 (2995 d)
Diana Lynn BaconConcert Wealth Management otherApella Wealth independent RIAOtherJul 1, 2015Jan 8, 2020 (1652 d)
Kathleen Elizabeth DuffyIfocus Financial, LLC unclassifiedApella Wealth independent RIAOtherNov 5, 2013Jul 15, 2025 (4270 d)
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92 moves match.