| John Joseph Penna | Private Advisor Group, LLC independent RIA | Blackridge Asset Management, LLC other | Other | Jun 5, 2018 | Jan 23, 2018 |
| Anthony Scott Dietrich | Brookstone Wealth Advisors, LLC independent RIA | Blackridge Asset Management, LLC independent RIA | RIA to RIA | May 25, 2018 | May 1, 2018 |
| Terrel Alan Eisert | Stonex Advisors Inc. BD affiliated | Blackridge Asset Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 24, 2018 | May 24, 2018 |
| Omar Rasmi Shalabi | Summit Financial Group Inc BD affiliated | Blackridge Asset Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 4, 2018 | May 4, 2018 |
| Kevin Bradford Geiger | Brookstone Wealth Advisors, LLC independent RIA | Blackridge Asset Management, LLC independent RIA | RIA to RIA | Mar 12, 2018 | Mar 13, 2018 |
| Kenneth Lowell Cook | Summit Financial Group Inc other | Blackridge Asset Management, LLC independent RIA | Other | Feb 7, 2018 | Jan 31, 2018 |
| Kenneth Michael Sullivan | Key Investment Services LLC other | Blackridge Asset Management, LLC other | Other | Sep 5, 2017 | Oct 19, 2017 (44 d) |
| Mark Douglas Clair | The Retirement Guys Formula other | Blackridge Asset Management, LLC other | Other | Aug 9, 2017 | May 30, 2017 |
| Kathleen M Donnelly | Next Financial Group, Inc. other | Blackridge Asset Management, LLC other | Other | May 22, 2017 | Jun 2, 2017 |
| Scott Alan Tanker | Next Financial Group, Inc. other | Blackridge Asset Management, LLC other | Other | May 17, 2017 | Jun 8, 2017 |
| Denny Artache | Securian Financial Services, Inc. other | Blackridge Asset Management, LLC other | Other | May 9, 2017 | May 4, 2017 |
| John Charles Bland | Commonwealth Financial Network national BD | Blackridge Asset Management, LLC other | Other | Apr 26, 2017 | May 16, 2017 |
| James Dale Kraatz | Next Financial Group, Inc. other | Blackridge Asset Management, LLC other | Other | Mar 20, 2017 | Mar 21, 2017 |
| Stacy Ann Calder | Next Financial Group, Inc. other | Blackridge Asset Management, LLC other | Other | Mar 20, 2017 | Mar 21, 2017 |
| Dion Rey Padilla | Next Financial Group, Inc. other | Blackridge Asset Management, LLC other | Other | Feb 27, 2017 | May 10, 2017 (72 d) |
| Nathan Ramos | Next Financial Group, Inc. other | Blackridge Asset Management, LLC other | Other | Feb 22, 2017 | Feb 23, 2017 |
| Todd Thomas Rohrer | Pruco Securities, LLC other | Blackridge Asset Management, LLC other | Other | Nov 14, 2016 | Nov 21, 2016 |
| Dennis Biagio Pellegrini | Next Financial Group, Inc. other | Blackridge Asset Management, LLC other | Other | Aug 29, 2016 | Aug 30, 2016 |
| Kenneth Wayne Olson | Next Financial Group, Inc. other | Blackridge Asset Management, LLC other | Other | Aug 29, 2016 | Sep 26, 2016 |
| Brian Lee Breisinger | Hazard & Siegel Advisory Services LLC other | Blackridge Asset Management, LLC other | Other | Aug 4, 2016 | Jul 28, 2016 |
| Shane William Galino | Hazard & Siegel Advisory Services LLC other | Blackridge Asset Management, LLC other | Other | Aug 4, 2016 | Aug 4, 2016 |
| David Christopher Malone | Next Financial Group, Inc. other | Blackridge Asset Management, LLC other | Other | Aug 2, 2016 | Aug 2, 2016 |
| Denise J Nostrom | Next Financial Group, Inc. other | Blackridge Asset Management, LLC no RAUM | Other | Dec 31, 2015 | Jan 5, 2016 |
| Jeffrey Robert Boron | Next Financial Group, Inc. other | Blackridge Asset Management, LLC no RAUM | Other | Nov 9, 2015 | Nov 19, 2015 |
| Scott Edward Whitten | Next Financial Group, Inc. other | Blackridge Asset Management, LLC independent RIA | Other | Oct 8, 2015 | Apr 16, 2019 (1286 d) |
| Gregory Louis Schorp | Directed Services LLC other | Blackridge Asset Management, LLC BD affiliated | Other | Dec 1, 2010 | Oct 11, 2023 (4697 d) |
| Bryan Keith Kaarlsen | Hcw Asset Management, LLC unclassified | Blackridge Asset Management, LLC other | Other | Oct 16, 2009 | Sep 1, 2016 (2512 d) |
| Theodore Edward Greggis | Voya Financial Partners, LLC other | Blackridge Asset Management, LLC independent RIA | Other | Dec 3, 2008 | Dec 3, 2019 (4017 d) |