DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at World Equity Group, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Christopher T Dallas	Brewer Investment Advisors LLC unclassified	World Equity Group, Inc. other	Other	Nov 4, 2010	Oct 26, 2012 (722 d)
Jeffrey Thomas Farrell	Ameriprise Financial Services, LLC national BD	World Equity Group, Inc. other	Other	Oct 29, 2010	Dec 22, 2010 (54 d)
Michele Ka Pemberton	Citigroup Global Markets Inc. other	World Equity Group, Inc. other	Other	Jun 29, 2010	Jun 15, 2010
Matthew Lee Lovett	Brewer Investment Advisors LLC unclassified	World Equity Group, Inc. other	Other	Apr 29, 2010	May 3, 2010
Richard Perris Dougall	Osaic Fs, Inc. other	World Equity Group, Inc. other	Other	Apr 23, 2010	Sep 27, 2010 (157 d)
John Mateyko	Fifth Third Securities, Inc. other	World Equity Group, Inc. other	Other	Apr 16, 2010	Dec 15, 2010 (243 d)
Peter Francis Forbes	Regal Advisory Services, Inc. other	World Equity Group, Inc. BD affiliated	Other	Apr 9, 2010	Jan 1, 2026 (5746 d)
Kurt Mortenson	Morgan Stanley wirehouse	World Equity Group, Inc. other	Other	Dec 19, 2009	Dec 15, 2009
Matthew Patrick Nardolillo	Regal Advisory Services, Inc. other	World Equity Group, Inc. other	Other	Oct 9, 2009	Sep 10, 2009
Paul Frederick Valencia	LPL Financial LLC other	World Equity Group, Inc. other	Other	Oct 1, 2009	Sep 26, 2009
Anthony George Lavarda	Waterstone Financial Group, Inc. unclassified	World Equity Group, Inc. other	Other	Aug 18, 2009	Sep 8, 2009
Martin Edwin James	Invest Financial Corporation other	World Equity Group, Inc. other	Other	Aug 6, 2009	Aug 4, 2009
Elizabeth Anne Windisch	Fifth Third Securities, Inc. other	World Equity Group, Inc. other	Other	Feb 20, 2009	Feb 25, 2009
Marc Frost	Capital Financial Services, Inc. other	World Equity Group, Inc. other	Other	Feb 13, 2009	Mar 11, 2009
Daniel Lee Korth	Questar Asset Management, Inc. other	World Equity Group, Inc. other	Other	Feb 6, 2009	Feb 5, 2009
Mark Andrew Marrazzo	Waterstone Financial Group, Inc. unclassified	World Equity Group, Inc. other	Other	Jan 2, 2009	Jan 7, 2009
John David Straley	American General Securities Incorporated unclassified	World Equity Group, Inc. other	Other	Oct 7, 2008	Oct 6, 2008
Mark Julian Strefner	American General Securities Incorporated unclassified	World Equity Group, Inc. other	Other	Oct 7, 2008	Oct 6, 2008
Kristy Lyn Hopkins	Northwestern Mutual Investment Services,LLC other	World Equity Group, Inc. other	Other	Mar 17, 2008	Mar 24, 2008
Jason Karon Hulst	Ameriprise Advisor Services, Inc. unclassified	World Equity Group, Inc. other	Other	Jan 18, 2008	Jan 14, 2008
August Fredrick Wossner	Calamos Advisors LLC other	World Equity Group, Inc. other	Other	Nov 20, 2007	Apr 13, 2010 (875 d)
Scott Lawrence Olson	Mutual Service Corporation unclassified	World Equity Group, Inc. other	Other	Nov 15, 2007	Dec 3, 2007
Robert Alan Walter	Regal Advisory Services, Inc. other	World Equity Group, Inc. other	Other	Oct 19, 2007	Apr 1, 2009 (530 d)
Scot Patrick Sageser	Financial Leadership Advisors, Inc. unclassified	World Equity Group, Inc. other	Other	Sep 27, 2007	Sep 12, 2007
Nathan E Carmany	Charles Schwab & Co., Inc. national BD	World Equity Group, Inc. other	Other	Jul 30, 2007	Aug 16, 2007
Patrick Michael Kaiser	Workman Securities Corporation unclassified	World Equity Group, Inc. other	Other	Jun 29, 2007	May 1, 2009 (672 d)
David Andrew Bowman	Transamerica Financial Advisors, LLC other	World Equity Group, Inc. other	Other	Jun 13, 2007	Jan 3, 2014 (2396 d)
Patricia Ann Erwin	Waddell & Reed other	World Equity Group, Inc. other	Other	Nov 27, 2006	Nov 17, 2006
Timothy John Erwin	Waddell & Reed other	World Equity Group, Inc. other	Other	Nov 16, 2006	Nov 17, 2006
Barry Craig Stark	Northern Trust Securities, Inc no RAUM	World Equity Group, Inc. other	Other	Oct 16, 2006	Dec 2, 2006 (47 d)
Michael Peck Manno	Arlington Wealth Management other	World Equity Group, Inc. other	Other	Dec 31, 2005	Jul 9, 2003
Bradley Martin Underwood	Msi Financial Services, Inc. other	World Equity Group, Inc. other	Other	Apr 14, 2005	Apr 21, 2015 (3659 d)
Donald Earl Hodson	Ffp Advisory Services Inc unclassified	World Equity Group, Inc. other	Other	Jun 11, 2003	Nov 15, 2005 (888 d)

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93 moves match.