DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at United Brokerage Services Inc

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Amy Rose BurgraffPnc Wealth Management otherUnited Brokerage Services Inc otherOtherMay 2, 2013Jul 1, 2013 (60 d)
Todd Edward LoyalAmeriprise Financial Services, LLC national BDUnited Brokerage Services Inc otherOtherMar 14, 2013Apr 5, 2013
Stephen Leslie CoffmanCantella & Co., Inc. otherUnited Brokerage Services Inc otherOtherFeb 27, 2013Feb 25, 2013
Peter Trageser WarrenWells Fargo Advisors wirehouseUnited Brokerage Services Inc otherOtherDec 11, 2012Jan 4, 2013
Scott Matthew MolinaMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseUnited Brokerage Services Inc otherOtherSep 20, 2012Feb 7, 2013 (140 d)
Ronald Bradford BurleyCapital One Financial Advisors LLC unclassifiedUnited Brokerage Services Inc otherOtherDec 9, 2011Jul 27, 2012 (231 d)
Joshua S CrossMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseUnited Brokerage Services Inc otherOtherDec 9, 2011Apr 10, 2012 (123 d)
Richard Augustine SementaLPL Financial LLC otherUnited Brokerage Services Inc otherOtherAug 19, 2011Aug 25, 2011
Christopher Russell WalterCetera Investment Services LLC otherUnited Brokerage Services Inc otherOtherAug 2, 2011Sep 7, 2011 (36 d)
Joshua Lee McbrideFocus Financial Investment Group, LLC unclassifiedUnited Brokerage Services Inc otherOtherDec 31, 2010Feb 15, 2012 (411 d)
Ronald V NeblettEdward Jones national BDUnited Brokerage Services Inc otherOtherMay 27, 2010May 25, 2010
Richard Dean SpiveyWoodbury Financial Services, Inc. otherUnited Brokerage Services Inc otherOtherJul 17, 2009Feb 7, 2014 (1666 d)
Jacqueline Hanson AimeOsaic Wealth, Inc. otherUnited Brokerage Services Inc otherOtherApr 30, 2009Nov 25, 2009 (209 d)
Justin Samuel RobertsonBanc Of America Investment Services, Inc. unclassifiedUnited Brokerage Services Inc otherOtherJan 29, 2009Jun 19, 2009 (141 d)
Walter Franklin MegonigalMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseUnited Brokerage Services Inc otherOtherNov 19, 2008Oct 30, 2009 (345 d)
William R YoungTd Ameritrade Investment Management, LLC otherUnited Brokerage Services Inc otherOtherJul 18, 2008Aug 18, 2008 (31 d)
David John GuidoMorgan Stanley & Co. LLC unclassifiedUnited Brokerage Services Inc otherOtherApr 2, 2008Jun 30, 2008 (89 d)
Nathaniel A ButlerEdward Jones national BDUnited Brokerage Services Inc otherOtherFeb 4, 2008Mar 20, 2008 (45 d)
Rose Lynn WilsonChase Investment Services Corp. otherUnited Brokerage Services Inc otherOtherJan 23, 2008Mar 5, 2008 (42 d)
Andrew John MccullyBb&T Investment Services, Inc. no RAUMUnited Brokerage Services Inc otherOtherDec 20, 2006Jan 16, 2007
Sean L CableA. G. Edwards & Sons, Inc. unclassifiedUnited Brokerage Services Inc otherOtherJul 28, 2006Jul 28, 2006
Jason Edward MayUvest Financial Services Group, Inc. unclassifiedUnited Brokerage Services Inc otherOtherJun 6, 2006Aug 23, 2007 (443 d)
Kalonji Nathan MorrisonUvest Financial Services Group, Inc. unclassifiedUnited Brokerage Services Inc otherOtherNov 16, 2005Nov 23, 2005
Robert HorowitzSummit Financial Resources Inc no RAUMUnited Brokerage Services Inc otherOtherApr 15, 2005Apr 18, 2005
John David FaithWells Fargo Advisors wirehouseUnited Brokerage Services Inc otherOtherOct 18, 2004Oct 21, 2004
William Calvin PittUBS Financial Services Inc. wirehouseUnited Brokerage Services Inc otherOtherSep 11, 2002Aug 30, 2002
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86 moves match.