DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Morgan Keegan & Company, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Richard Lee MartiniMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseMorgan Keegan & Company, LLC otherOtherAug 31, 2010Aug 27, 2010
Tammy Lynn SchmaltzTransamerica Financial Advisors, LLC otherMorgan Keegan & Company, LLC otherOtherAug 25, 2010Sep 13, 2010
Travis Michael MccloskeyMorgan Stanley wirehouseMorgan Keegan & Company, LLC otherOtherAug 23, 2010Aug 13, 2010
James Jeffrey DornanMorgan Stanley wirehouseMorgan Keegan & Company, LLC otherOtherJul 14, 2010Dec 3, 2010 (142 d)
Diego P MoscosoMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseMorgan Keegan & Company, LLC otherOtherJul 6, 2010Jul 14, 2010
Thomas Michael BarnesEdward Jones national BDMorgan Keegan & Company, LLC otherOtherJun 25, 2010Jun 25, 2010
Erik J JohnsonSuntrust Investment Services, Inc. otherMorgan Keegan & Company, LLC otherOtherJun 24, 2010Sep 17, 2010 (85 d)
Aaron Locke HobartSuntrust Investment Services, Inc. otherMorgan Keegan & Company, LLC otherOtherJun 24, 2010Jul 21, 2010
Thuy Doan WestMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseMorgan Keegan & Company, LLC otherOtherJun 8, 2010Jun 4, 2010
Jeffrey Lewis EglowMorgan Stanley wirehouseMorgan Keegan & Company, LLC otherOtherMay 26, 2010May 20, 2010
Stephen Barrett MaySuntrust Investment Services, Inc. otherMorgan Keegan & Company, LLC otherOtherMay 19, 2010May 27, 2010
Robert Banks DonnellyMorgan Stanley wirehouseMorgan Keegan & Company, LLC otherOtherMay 13, 2010Apr 16, 2010
Joseph Patrick WoffordMorgan Stanley wirehouseMorgan Keegan & Company, LLC otherOtherMay 13, 2010Apr 16, 2010
Susan Mary QuinterMorgan Stanley wirehouseMorgan Keegan & Company, LLC otherOtherMay 10, 2010Feb 22, 2011 (288 d)
William Garrett OuztsMicg Investment Management, LLC unclassifiedMorgan Keegan & Company, LLC otherOtherMay 6, 2010May 6, 2010
Diane Emmons TaylorMorgan Stanley wirehouseMorgan Keegan & Company, LLC otherOtherApr 28, 2010Apr 28, 2010
Jeanne Lynn BassoMorgan Stanley wirehouseMorgan Keegan & Company, LLC otherOtherApr 26, 2010Jun 7, 2011 (407 d)
Michael David PagliariSuntrust Investment Services, Inc. otherMorgan Keegan & Company, LLC otherOtherApr 15, 2010Apr 23, 2010
Monika Roy CrossleyChase Investment Services Corp. otherMorgan Keegan & Company, LLC otherOtherApr 13, 2010Apr 26, 2010
Matthew Charles LandEdward Jones national BDMorgan Keegan & Company, LLC otherOtherApr 13, 2010Nov 2, 2011 (568 d)
Christopher Dallas ShippEdward Jones national BDMorgan Keegan & Company, LLC otherOtherMar 23, 2010Mar 8, 2012 (716 d)
Mark Jeffrey DebbsRBC Capital Markets, LLC national BDMorgan Keegan & Company, LLC otherOtherMar 19, 2010Jul 15, 2011 (483 d)
Eduardo Antonio BonillaAmfin Investment Services, Inc. unclassifiedMorgan Keegan & Company, LLC otherOtherMar 10, 2010Jun 8, 2010 (90 d)
Mitchell Howard HirschOppenheimer & Co. Inc. otherMorgan Keegan & Company, LLC otherOtherMar 8, 2010Mar 8, 2010
Kenneth Phillip ArnoldOppenheimer & Co. Inc. otherMorgan Keegan & Company, LLC otherOtherMar 8, 2010Mar 8, 2010
Donna Gail SmothermonWells Fargo Advisors wirehouseMorgan Keegan & Company, LLC otherOtherFeb 23, 2010Mar 16, 2010
Frank Levon SmithEdward Jones national BDMorgan Keegan & Company, LLC otherOtherFeb 10, 2010Jan 4, 2011 (328 d)
Jason Tilton LathamFirst Legacy Securities, LLC unclassifiedMorgan Keegan & Company, LLC otherOtherJan 13, 2010Jul 8, 2010 (176 d)
Marci R WilsonStifel, Nicolaus & Company, Incorporated national BDMorgan Keegan & Company, LLC otherOtherJan 5, 2010Feb 16, 2010 (42 d)
Hunter Phelps MasseyConcourse Financial Group Advisors otherMorgan Keegan & Company, LLC otherOtherDec 31, 2009Jan 5, 2010
Richard Harlan GilmoreUBS Financial Services Inc. wirehouseMorgan Keegan & Company, LLC otherOtherDec 15, 2009Dec 23, 2009
James GoolsbyScott & Stringfellow, LLC otherMorgan Keegan & Company, LLC otherOtherDec 14, 2009Nov 30, 2009
Craig Alan SeverinCuna Brokerage Services, Inc. otherMorgan Keegan & Company, LLC otherOtherDec 11, 2009Dec 4, 2009
Jeffery FactorMorgan Stanley wirehouseMorgan Keegan & Company, LLC otherOtherDec 10, 2009Dec 4, 2009
Christopher John ErbeckAmeriprise Financial Services, LLC national BDMorgan Keegan & Company, LLC otherOtherNov 25, 2009Dec 8, 2009
Margaret MccarverUBS Financial Services Inc. wirehouseMorgan Keegan & Company, LLC otherOtherNov 25, 2009Jan 6, 2010 (42 d)
Wendsday L HughesWells Fargo Advisors wirehouseMorgan Keegan & Company, LLC otherOtherNov 23, 2009Nov 19, 2009
Paige Watson LombardyChase Investment Services Corp. otherMorgan Keegan & Company, LLC otherOtherNov 10, 2009Nov 10, 2009
Teresa Skipper BechardColonial Asset Management Inc unclassifiedMorgan Keegan & Company, LLC otherOtherOct 30, 2009May 13, 2010 (195 d)
Jeffrey KrugColonial Asset Management Inc unclassifiedMorgan Keegan & Company, LLC otherOtherOct 29, 2009Nov 13, 2009
Laquita R SmithColonial Asset Management Inc unclassifiedMorgan Keegan & Company, LLC otherOtherOct 29, 2009Oct 30, 2009
Robert Sean HowardColonial Asset Management Inc unclassifiedMorgan Keegan & Company, LLC otherOtherOct 21, 2009Oct 21, 2009
Vickie L SchaafUBS Financial Services Inc. wirehouseMorgan Keegan & Company, LLC otherOtherOct 14, 2009Nov 16, 2010 (398 d)
Timothy Baine KelleyUvest Financial Services Group, Inc. unclassifiedMorgan Keegan & Company, LLC otherOtherOct 12, 2009Oct 20, 2009
Tucker Paul CoryUvest Financial Services Group, Inc. unclassifiedMorgan Keegan & Company, LLC otherOtherOct 12, 2009Oct 22, 2009
Roberto 'Tucker' Maria LopezUvest Financial Services Group, Inc. unclassifiedMorgan Keegan & Company, LLC otherOtherOct 12, 2009Oct 16, 2009
Melvin Ovet PerezUvest Financial Services Group, Inc. unclassifiedMorgan Keegan & Company, LLC otherOtherOct 12, 2009Oct 6, 2009
Janet Helene SandersMorgan Stanley wirehouseMorgan Keegan & Company, LLC otherOtherOct 8, 2009Sep 17, 2009
Thomas Patrick CaffreyMorgan Stanley wirehouseMorgan Keegan & Company, LLC otherOtherOct 8, 2009Sep 24, 2009
Robert Emmett SchafferMorgan Stanley wirehouseMorgan Keegan & Company, LLC otherOtherOct 8, 2009Sep 17, 2009
Oscar Jesus CastellanosColonial Asset Management Inc unclassifiedMorgan Keegan & Company, LLC otherOtherOct 7, 2009Oct 16, 2009
Timothy Sean HoganMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseMorgan Keegan & Company, LLC otherOtherAug 10, 2009Aug 7, 2009
Allan E WeissWells Fargo Advisors wirehouseMorgan Keegan & Company, LLC otherOtherJul 28, 2009Jul 16, 2009
Robert Alvin HartyUBS Financial Services Inc. wirehouseMorgan Keegan & Company, LLC otherOtherJul 21, 2009Jun 26, 2009
Lawrence WeilWells Fargo Advisors wirehouseMorgan Keegan & Company, LLC otherOtherJul 8, 2009Jun 9, 2010 (336 d)
William Ward AllenFirst Citizens Investor Services, Inc. otherMorgan Keegan & Company, LLC otherOtherJul 6, 2009Apr 6, 2010 (274 d)
Ricky WinnMorgan Stanley wirehouseMorgan Keegan & Company, LLC otherOtherJun 24, 2009Apr 21, 2011 (666 d)
Rita Wright OujeskyUBS Financial Services Inc. wirehouseMorgan Keegan & Company, LLC otherOtherJun 17, 2009Jun 2, 2009
George PopovChase Investment Services Corp. otherMorgan Keegan & Company, LLC otherOtherJun 16, 2009Jun 17, 2009
Lori Ann RobertsCitigroup Global Markets Inc. otherMorgan Keegan & Company, LLC otherOtherJun 15, 2009Jun 24, 2009
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485 moves match.