DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Arete Wealth Advisors, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Gregory H HeisenMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseArete Wealth Advisors, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankJul 5, 2017Mar 10, 2022 (1709 d)
Robert Allyn FratkinMorgan Stanley wirehouseArete Wealth Advisors, LLC otherOtherFeb 8, 2017Apr 4, 2017 (55 d)
Germaine Louise BroussardMorgan Stanley wirehouseArete Wealth Advisors, LLC otherOtherFeb 8, 2017Apr 4, 2017 (55 d)
Michael Charles VogelInterocean Capital, LLC otherArete Wealth Advisors, LLC otherOtherOct 3, 2016Oct 4, 2016
Ross Alan BlauwkampInterocean Capital, LLC otherArete Wealth Advisors, LLC otherOtherOct 3, 2016Oct 18, 2016
Adam Anthony WeingartnerBfc Planning, Inc. otherArete Wealth Advisors, LLC otherOtherAug 9, 2016Feb 22, 2017 (197 d)
Dennis Patrick ThurmanFirst Allied Advisory Services, Inc. otherArete Wealth Advisors, LLC otherOtherJan 5, 2016Mar 2, 2016 (57 d)
Kyle J RolekAccess Advisors, LLC unclassifiedArete Wealth Advisors, LLC otherOtherDec 24, 2015Mar 17, 2016 (84 d)
Michael Donlan DelpozzoFisher Investments otherArete Wealth Advisors, LLC BD affiliatedOtherOct 20, 2015Mar 25, 2022 (2348 d)
Alec L NielsenSynergy Investment Group, LLC otherArete Wealth Advisors, LLC otherOtherJun 10, 2015Jun 24, 2015
John Peter FerrickAusdal Financial Partners, Inc. otherArete Wealth Advisors, LLC otherOtherNov 14, 2014Nov 14, 2014
Brenton William CollinsDewaay Capital Management otherArete Wealth Advisors, LLC otherOtherOct 1, 2014Sep 23, 2014
Krzysztof GarlewiczCommonwealth Financial Network national BDArete Wealth Advisors, LLC otherOtherFeb 21, 2014Feb 20, 2014
Robert Boris GellerMorgan Stanley wirehouseArete Wealth Advisors, LLC otherOtherMar 14, 2013May 7, 2014 (419 d)
Andrew David KleisCommerce Wealth Advisers, LLC otherArete Wealth Advisors, LLC otherOtherDec 31, 2012Sep 6, 2012
Joshua Eric CrossDewaay Capital Management otherArete Wealth Advisors, LLC otherOtherDec 31, 2012Sep 5, 2012
Paul Hunt EspeyDewaay Capital Management otherArete Wealth Advisors, LLC otherOtherDec 31, 2012Sep 5, 2012
Andrew DorrCommerce Wealth Advisers, LLC otherArete Wealth Advisors, LLC otherOtherDec 31, 2012Sep 6, 2012
Danielle Mae VandehaarDewaay Capital Management otherArete Wealth Advisors, LLC otherOtherDec 31, 2012Aug 24, 2012
Benjamin L MorrowCommerce Wealth Advisers, LLC otherArete Wealth Advisors, LLC otherOtherDec 31, 2012Sep 6, 2012
Todd Christopher DoorenbosCommerce Wealth Advisers, LLC otherArete Wealth Advisors, LLC otherOtherDec 17, 2012Feb 13, 2013 (58 d)
Woodrow Wilson WilleyH. Beck, Inc. otherArete Wealth Advisors, LLC otherOtherDec 14, 2012Dec 14, 2012
Mario GovicMsi Financial Services, Inc. otherArete Wealth Advisors, LLC otherOtherAug 9, 2012Aug 22, 2012
Lawrence WeilMsi Financial Services, Inc. otherArete Wealth Advisors, LLC otherOtherAug 6, 2012Aug 23, 2012
Joseph Frederick GodchauxLPL Financial LLC otherArete Wealth Advisors, LLC BD affiliatedOtherMar 1, 2012Apr 2, 2025 (4780 d)
Kraig Richard MickelsenWheaton Wealth Partners, LLC otherArete Wealth Advisors, LLC BD affiliatedOtherJan 23, 2012Jun 29, 2023 (4175 d)
Nilos Theodore SakellariouGlen Eagle Advisors, LLC otherArete Wealth Advisors, LLC otherOtherOct 28, 2011Sep 30, 2011
Leanne Atencio MartinInvestment Professionals, Inc. otherArete Wealth Advisors, LLC otherOtherDec 31, 2010Mar 9, 2012 (434 d)
Erik Craig OlsonAmeriprise Financial Services, LLC national BDArete Wealth Advisors, LLC otherOtherApr 7, 2010Apr 1, 2010
Dung Tien HuynhMorgan Stanley wirehouseArete Wealth Advisors, LLC otherOtherMar 8, 2010Feb 17, 2010
Christopher Lee BishopTd Ameritrade Investment Management, LLC otherArete Wealth Advisors, LLC otherOtherMar 3, 2010Apr 1, 2010
Ryan David MooreInvest Financial Corporation otherArete Wealth Advisors, LLC otherOtherFeb 19, 2010Mar 19, 2010
Rebecca Y LinAmerican Investment Services otherArete Wealth Advisors, LLC otherOtherSep 22, 2009Aug 14, 2009
David MarPrivate Wealth Advisors, Inc. unclassifiedArete Wealth Advisors, LLC otherOtherMar 19, 2009Mar 24, 2009
Jeffrey W StephensPrivate Wealth Advisors, Inc. unclassifiedArete Wealth Advisors, LLC otherOtherMar 19, 2009Mar 23, 2009
Craig Giovanni BoddenPrivate Wealth Advisors, Inc. unclassifiedArete Wealth Advisors, LLC otherOtherMar 19, 2009May 1, 2009 (43 d)
Cheryl P DonnellyPrivate Wealth Advisors, Inc. unclassifiedArete Wealth Advisors, LLC otherOtherMar 19, 2009Mar 23, 2009
David Carl HockPrivate Consulting Group, Inc. unclassifiedArete Wealth Advisors, LLC otherOtherSep 15, 2008Jun 7, 2010 (630 d)
John David SantiTactical Allocation Group, LLC otherArete Wealth Advisors, LLC otherOtherAug 11, 2008Dec 16, 2008 (127 d)
Kevin Edward CoxLord, Abbett & Co. LLC otherArete Wealth Advisors, LLC BD affiliatedOtherAug 1, 2008Mar 28, 2022 (4987 d)
Jack Daniel BurkAmeriprise Financial Services, LLC national BDArete Wealth Advisors, LLC otherOtherJul 2, 2008Jun 27, 2008
Tucker Kenyon BixbyNew England Securities Corporation otherArete Wealth Advisors, LLC otherOtherMay 7, 2008Jul 26, 2011 (1175 d)
Bradford Stuart WebbJ.J.B. Hilliard, W.L. Lyons, LLC otherArete Wealth Advisors, LLC otherOtherMar 10, 2008Feb 23, 2017 (3272 d)
Roshan A LounganiAmeriprise Financial Services, LLC national BDArete Wealth Advisors, LLC otherOtherJan 18, 2008Mar 6, 2008 (48 d)
Joshua Dean RogersAmeriprise Financial Services, LLC national BDArete Wealth Advisors, LLC otherOtherJun 21, 2007Jun 26, 2013 (2197 d)
Jeff PietrylaWells Fargo Advisors wirehouseArete Wealth Advisors, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankJan 24, 2006May 23, 2022 (5963 d)
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166 moves match.