DFX Intelligence

RIA Intelligence

Advisor moves

Arrivals at Barclays Capital Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Matthew Aaron HodusCredit Suisse Securities (USA) LLC otherBarclays Capital Inc. otherOtherJan 7, 2011Dec 13, 2010
Ryan Richard MastersMorgan Stanley wirehouseBarclays Capital Inc. otherOtherDec 10, 2010Nov 4, 2010
James Michael EganAlliancebernstein L.P. otherBarclays Capital Inc. otherOtherDec 2, 2010Nov 17, 2010
Prashanth A ChintanapalliUBS Financial Services Inc. wirehouseBarclays Capital Inc. otherOtherNov 5, 2010Oct 29, 2010
Hunter Steven HammUBS Financial Services Inc. wirehouseBarclays Capital Inc. otherOtherNov 5, 2010Oct 29, 2010
Salvatore Philip BaioOppenheimer & Co. Inc. otherBarclays Capital Inc. otherOtherNov 2, 2010Oct 26, 2010
George A. KolodkaAlliancebernstein L.P. otherBarclays Capital Inc. otherOtherOct 18, 2010Oct 6, 2010
Jonathan KleinMorgan Stanley wirehouseBarclays Capital Inc. otherOtherOct 1, 2010Sep 28, 2010
Carol Ann MulcahyChase Investment Services Corp. otherBarclays Capital Inc. otherOtherSep 30, 2010Oct 4, 2010
Michael Albert Von BorsigUBS Financial Services Inc. wirehouseBarclays Capital Inc. otherOtherSep 23, 2010Sep 23, 2010
Edgar RamirezUBS Financial Services Inc. wirehouseBarclays Capital Inc. otherOtherSep 22, 2010Sep 20, 2010
Brian Stephen SearsNeuberger Berman Bd LLC otherBarclays Capital Inc. otherOtherSep 14, 2010Sep 9, 2010
Romel Reinaldo RodriguezUBS Financial Services Inc. wirehouseBarclays Capital Inc. otherOtherSep 1, 2010Sep 17, 2010
Melanie RiveraMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseBarclays Capital Inc. otherOtherAug 3, 2010Aug 9, 2010
Anupma Mahajan ParksMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseBarclays Capital Inc. otherOtherJul 27, 2010Jul 29, 2010
Orin Alan WinickMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseBarclays Capital Inc. otherOtherJul 27, 2010Jul 23, 2010
John Blair NicholasMorgan Stanley wirehouseBarclays Capital Inc. otherOtherJul 19, 2010Jul 2, 2010
Christopher L. WilliamsCredit Suisse Securities (USA) LLC otherBarclays Capital Inc. otherOtherJul 16, 2010Jun 28, 2010
Jason Adam OrloskyUBS Financial Services Inc. wirehouseBarclays Capital Inc. otherOtherJul 16, 2010Aug 17, 2010 (32 d)
Brian Matthew SchmidtMorgan Stanley wirehouseBarclays Capital Inc. otherOtherJul 15, 2010Jul 27, 2010
Margaret Alexander AshoohMorgan Stanley wirehouseBarclays Capital Inc. otherOtherJun 25, 2010Jun 15, 2010
Don Dusan MilichMorgan Stanley wirehouseBarclays Capital Inc. otherOtherJun 21, 2010Jun 4, 2010
Clifford G. WangMorgan Stanley wirehouseBarclays Capital Inc. otherOtherJun 21, 2010Jun 4, 2010
Dana Matthew JacobsHsbc Securities (USA) Inc. otherBarclays Capital Inc. otherOtherJun 11, 2010May 28, 2010
Alan John VorwaldHsbc Securities (USA) Inc. otherBarclays Capital Inc. otherOtherJun 11, 2010May 28, 2010
Katherine Grace CordtzDeutsche Bank Securities Inc. otherBarclays Capital Inc. otherOtherMay 11, 2010Apr 19, 2010
Keith Allen JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseBarclays Capital Inc. otherOtherApr 21, 2010May 3, 2010
Stephen Alan ColavitoDeutsche Bank Securities Inc. otherBarclays Capital Inc. otherOtherApr 15, 2010Apr 5, 2010
Richard Jason HuttonUBS Financial Services Inc. wirehouseBarclays Capital Inc. otherOtherMar 19, 2010Mar 15, 2010
Sarah Nicole Wagner FiorelliCredit Suisse Securities (USA) LLC otherBarclays Capital Inc. otherOtherJan 25, 2010Sep 1, 2010 (219 d)
William Joseph ScottOppenheimer & Co. Inc. otherBarclays Capital Inc. otherOtherJan 20, 2010Jan 15, 2010
Andrew Steven PritsiosOppenheimer & Co. Inc. otherBarclays Capital Inc. otherOtherJan 20, 2010Jan 19, 2010
Gerald Paul GallagherNorthern Trust Securities, Inc no RAUMBarclays Capital Inc. otherOtherDec 31, 2009Jan 3, 2011 (368 d)
Larry George RothNorthern Trust Securities, Inc no RAUMBarclays Capital Inc. otherOtherDec 31, 2009Jan 4, 2011 (369 d)
Steven Lloyd GottliebUBS Financial Services Inc. wirehouseBarclays Capital Inc. otherOtherNov 19, 2009Nov 10, 2009
Brian TurnerNeuberger Berman Bd LLC otherBarclays Capital Inc. otherOtherNov 10, 2009Nov 2, 2009
Christopher Roy MichinakaBanc Of America Investment Services, Inc. unclassifiedBarclays Capital Inc. otherOtherAug 19, 2009Aug 21, 2009
Christopher G. StimmingMorgan Stanley wirehouseBarclays Capital Inc. otherOtherJul 8, 2009Jul 7, 2009
Tamara Ann DupontWells Fargo Advisors wirehouseBarclays Capital Inc. otherOtherJun 22, 2009Jun 22, 2009
Robert Stewart StaufferCitigroup Global Markets Inc. otherBarclays Capital Inc. otherOtherJun 4, 2009Jun 2, 2009
Tim James DowdenBanc Of America Investment Services, Inc. unclassifiedBarclays Capital Inc. otherOtherMay 13, 2009May 11, 2009
Fred Marshall GoberAlliancebernstein L.P. otherBarclays Capital Inc. otherOtherMay 8, 2009May 6, 2009
Thomas E MooreAlliancebernstein L.P. otherBarclays Capital Inc. otherOtherMay 8, 2009May 7, 2009
Jon Gary BrauseNeuberger Berman Bd LLC otherBarclays Capital Inc. otherOtherMay 5, 2009Dec 21, 2010 (595 d)
David MelamedUBS Financial Services Inc. wirehouseBarclays Capital Inc. otherOtherApr 23, 2009Apr 17, 2009
Michael A BonoAlliancebernstein L.P. otherBarclays Capital Inc. otherOtherApr 21, 2009Apr 17, 2009
Henry Zee PersonsDeutsche Bank Securities Inc. otherBarclays Capital Inc. otherOtherApr 7, 2009Apr 17, 2009
Alexander S FridellMorgan Stanley & Co. LLC unclassifiedBarclays Capital Inc. otherOtherMar 10, 2009Mar 9, 2009
Kenneth David KlineAlliancebernstein L.P. otherBarclays Capital Inc. otherOtherFeb 23, 2009Feb 24, 2009
Milin Shyam RaoNeuberger Berman Bd LLC otherBarclays Capital Inc. otherOtherFeb 17, 2009Apr 13, 2010 (420 d)
Michael Thomas BloodUBS Financial Services Inc. wirehouseBarclays Capital Inc. otherOtherDec 31, 2008Mar 25, 2009 (84 d)
Dean H. ThompsonUBS Financial Services Inc. wirehouseBarclays Capital Inc. otherOtherDec 26, 2008Dec 24, 2008
Whitney W WarmackAmeriprise Financial Services, LLC national BDBarclays Capital Inc. otherOtherSep 9, 2008Jan 4, 2011 (847 d)
Anthony LewisMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseBarclays Capital Inc. otherOtherJul 3, 2008Jul 1, 2010 (728 d)
Justin GratzAmeriprise Financial Services, LLC national BDBarclays Capital Inc. otherOtherJun 18, 2008Aug 31, 2010 (804 d)
Hans Francis OlsenBingham Legg Advisers LLC unclassifiedBarclays Capital Inc. otherOtherJun 29, 2007Aug 4, 2011 (1497 d)
Michael John ReiserBingham Legg Advisers LLC unclassifiedBarclays Capital Inc. otherOtherJun 29, 2007Oct 13, 2010 (1202 d)
Ria M HartBingham Legg Advisers LLC unclassifiedBarclays Capital Inc. otherOtherJun 29, 2007Oct 18, 2010 (1207 d)
David Lawrence ZollUBS Financial Services Inc. wirehouseBarclays Capital Inc. otherOtherApr 12, 2007Apr 2, 2009 (721 d)
Robert Dean SperberUBS Financial Services Inc. wirehouseBarclays Capital Inc. otherOtherDec 15, 2006Dec 6, 2013 (2548 d)
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185 moves match.