DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at United Planners' Financial Services Of America A Limited Partner

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Brandon Lawrence YeeCetera Investment Advisers LLC BD affiliatedUnited Planners' Financial Services Of America A Limited Partner independent RIAAffiliated broker-dealer or bank to independent RIAAug 2, 2022Jan 1, 2025 (883 d)
Philipp Anthony BallmaierVanguard Advisers, Inc. BD affiliatedUnited Planners' Financial Services Of America A Limited Partner independent RIAAffiliated broker-dealer or bank to independent RIAJul 11, 2022Jul 14, 2022
Daniel Warren HancockCuso Financial Services, L.P. BD affiliatedUnited Planners' Financial Services Of America A Limited Partner independent RIAAffiliated broker-dealer or bank to independent RIAJun 27, 2022Jun 24, 2022
Ann ZlamalLPL Financial LLC independent RIAUnited Planners' Financial Services Of America A Limited Partner independent RIARIA to RIAJun 22, 2022May 12, 2022
Sumit SharmaFalcon Wealth Planning, Inc. independent RIAUnited Planners' Financial Services Of America A Limited Partner independent RIARIA to RIAJun 15, 2022Jul 5, 2022
Christopher KellyMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseUnited Planners' Financial Services Of America A Limited Partner independent RIAWirehouse to independent RIAMay 22, 2022May 5, 2022
Steven Joseph SchoederPersonal Wealth Partners LLC independent RIAUnited Planners' Financial Services Of America A Limited Partner independent RIARIA to RIAMay 18, 2022May 23, 2022
Nicholas LobergCorecap Advisors BD affiliatedUnited Planners' Financial Services Of America A Limited Partner independent RIAAffiliated broker-dealer or bank to independent RIAMay 5, 2022May 23, 2022
Derek J StrongThrivent Investment Management Inc. BD affiliatedUnited Planners' Financial Services Of America A Limited Partner independent RIAAffiliated broker-dealer or bank to independent RIAApr 29, 2022Apr 28, 2022
Gary Martin GilbertSecurities America Advisors, Inc. BD affiliatedUnited Planners' Financial Services Of America A Limited Partner independent RIAAffiliated broker-dealer or bank to independent RIAApr 18, 2022Apr 13, 2022
John Gerard VertalSecurities America Advisors, Inc. BD affiliatedUnited Planners' Financial Services Of America A Limited Partner independent RIAAffiliated broker-dealer or bank to independent RIAApr 18, 2022Apr 18, 2022
Ross Daniel CochrellSecurities America Advisors, Inc. BD affiliatedUnited Planners' Financial Services Of America A Limited Partner independent RIAAffiliated broker-dealer or bank to independent RIAApr 18, 2022Apr 14, 2022
Gregory Clark CollinsOsaic Wealth, Inc. BD affiliatedUnited Planners' Financial Services Of America A Limited Partner independent RIAAffiliated broker-dealer or bank to independent RIAMar 22, 2022Apr 1, 2022
Paul Alphonse PerreaultFirst Financial Equity Corporation BD affiliatedUnited Planners' Financial Services Of America A Limited Partner independent RIAAffiliated broker-dealer or bank to independent RIAMar 7, 2022Mar 4, 2022
Michael William PrahlFirst Financial Equity Corporation BD affiliatedUnited Planners' Financial Services Of America A Limited Partner independent RIAAffiliated broker-dealer or bank to independent RIAMar 7, 2022Mar 17, 2022
Dieter Gunter BollmannFirst Financial Equity Corporation BD affiliatedUnited Planners' Financial Services Of America A Limited Partner independent RIAAffiliated broker-dealer or bank to independent RIAMar 7, 2022Mar 4, 2022
Eric Landon ChristusFirst Financial Equity Corporation BD affiliatedUnited Planners' Financial Services Of America A Limited Partner independent RIAAffiliated broker-dealer or bank to independent RIAMar 7, 2022Mar 17, 2022
Marilee Alice StephensFirst Financial Equity Corporation BD affiliatedUnited Planners' Financial Services Of America A Limited Partner independent RIAAffiliated broker-dealer or bank to independent RIAMar 1, 2022Feb 24, 2022
Renee Elise RaelFirst Financial Equity Corporation BD affiliatedUnited Planners' Financial Services Of America A Limited Partner independent RIAAffiliated broker-dealer or bank to independent RIAFeb 28, 2022Mar 10, 2022
Charles Thomas PuccioWealth Advisors Group, LLC independent RIAUnited Planners' Financial Services Of America A Limited Partner independent RIARIA to RIAFeb 9, 2022Feb 1, 2022
David George EdgertonSecurities America Advisors, Inc. BD affiliatedUnited Planners' Financial Services Of America A Limited Partner independent RIAAffiliated broker-dealer or bank to independent RIAJan 14, 2022Jan 10, 2022
Peter John LudwigSecurities America Advisors, Inc. BD affiliatedUnited Planners' Financial Services Of America A Limited Partner independent RIAAffiliated broker-dealer or bank to independent RIADec 31, 2021Jan 7, 2022
Chanda Chad SourSecurities America Advisors, Inc. BD affiliatedUnited Planners' Financial Services Of America A Limited Partner independent RIAAffiliated broker-dealer or bank to independent RIADec 31, 2021Jan 7, 2026 (1468 d)
Pamela Jo MayburyArbor Point Advisors BD affiliatedUnited Planners' Financial Services Of America A Limited Partner independent RIAAffiliated broker-dealer or bank to independent RIADec 31, 2021Jan 5, 2026 (1466 d)
David Lawrence HuckinHuckin Financial Group, Inc. unclassifiedUnited Planners' Financial Services Of America A Limited Partner independent RIAOtherDec 31, 2021Jan 4, 2022
Timothy Robert KnappCascadia Advisory Services, LLC independent RIAUnited Planners' Financial Services Of America A Limited Partner independent RIARIA to RIADec 13, 2021Dec 10, 2021
Christopher Emilio CrosbyAe Wealth Management, LLC BD affiliatedUnited Planners' Financial Services Of America A Limited Partner independent RIAAffiliated broker-dealer or bank to independent RIADec 6, 2021Dec 8, 2021
Kenneth Leroy BowersGradient Wealth Management BD affiliatedUnited Planners' Financial Services Of America A Limited Partner independent RIAAffiliated broker-dealer or bank to independent RIANov 8, 2021Nov 8, 2021
Edward John AndersonSterling Wealth Management, Inc. independent RIAUnited Planners' Financial Services Of America A Limited Partner independent RIARIA to RIAOct 5, 2021Feb 20, 2024 (868 d)
Steven Keith Van WyngardenProfed Financial Advisors state registeredUnited Planners' Financial Services Of America A Limited Partner independent RIAOtherAug 30, 2021Jun 3, 2021
Cortney Shane KitchenProfed Financial Advisors state registeredUnited Planners' Financial Services Of America A Limited Partner independent RIAOtherAug 30, 2021Jun 3, 2021
Catherine Camille DoneyWaddell & Reed BD affiliatedUnited Planners' Financial Services Of America A Limited Partner independent RIAAffiliated broker-dealer or bank to independent RIAAug 23, 2021Sep 14, 2021
Link Todd CothamAmeriprise Financial Services, LLC national BDUnited Planners' Financial Services Of America A Limited Partner independent RIAAffiliated broker-dealer or bank to independent RIAAug 6, 2021Aug 2, 2021
Thomas I MilitelloPruco Securities, LLC BD affiliatedUnited Planners' Financial Services Of America A Limited Partner independent RIAAffiliated broker-dealer or bank to independent RIAAug 6, 2021Aug 2, 2021
William BeranUSA Financial Securities LLC independent RIAUnited Planners' Financial Services Of America A Limited Partner independent RIARIA to RIAJul 22, 2021Aug 12, 2021
Christine HalchakSecurities America Advisors, Inc. BD affiliatedUnited Planners' Financial Services Of America A Limited Partner independent RIAAffiliated broker-dealer or bank to independent RIAJun 8, 2021Apr 27, 2021
Matthew Scott TroutnerCetera Advisor Networks LLC BD affiliatedUnited Planners' Financial Services Of America A Limited Partner independent RIAAffiliated broker-dealer or bank to independent RIAJun 7, 2021Jun 3, 2021
Matthew Todd BarnesCetera Advisor Networks LLC BD affiliatedUnited Planners' Financial Services Of America A Limited Partner independent RIAAffiliated broker-dealer or bank to independent RIAJun 7, 2021Jun 3, 2021
Steven Leo HyersLPL Financial LLC BD affiliatedUnited Planners' Financial Services Of America A Limited Partner independent RIAAffiliated broker-dealer or bank to independent RIAMay 18, 2021Jan 1, 2026 (1689 d)
Marc John LiberoNew England Capital Financial Advisors LLC independent RIAUnited Planners' Financial Services Of America A Limited Partner independent RIARIA to RIAMay 5, 2021May 6, 2021
Michael A JungwirthEdward Jones national BDUnited Planners' Financial Services Of America A Limited Partner independent RIAAffiliated broker-dealer or bank to independent RIAApr 26, 2021Apr 11, 2022 (350 d)
Michael William KneipAllstate Financial Advisors, LLC BD affiliatedUnited Planners' Financial Services Of America A Limited Partner independent RIAAffiliated broker-dealer or bank to independent RIAApr 6, 2021Apr 22, 2021
Guenter Michael WeschBfc Planning, Inc. BD affiliatedUnited Planners' Financial Services Of America A Limited Partner independent RIAAffiliated broker-dealer or bank to independent RIAFeb 23, 2021Feb 18, 2021
Kory CloseCuso Financial Services, L.P. BD affiliatedUnited Planners' Financial Services Of America A Limited Partner independent RIAAffiliated broker-dealer or bank to independent RIAFeb 9, 2021Feb 8, 2021
George Vernon CaylorMML Investors Services, LLC BD affiliatedUnited Planners' Financial Services Of America A Limited Partner independent RIAAffiliated broker-dealer or bank to independent RIAFeb 9, 2021Feb 9, 2021
Michelle BergmannPrimerica Advisors national BDUnited Planners' Financial Services Of America A Limited Partner independent RIAAffiliated broker-dealer or bank to independent RIADec 31, 2020Aug 16, 2021 (228 d)
Kindsey Brooke ElyAvantax Advisory Services BD affiliatedUnited Planners' Financial Services Of America A Limited Partner independent RIAAffiliated broker-dealer or bank to independent RIADec 1, 2020Nov 18, 2020
Christopher Louis CosenzaLPL Financial LLC BD affiliatedUnited Planners' Financial Services Of America A Limited Partner independent RIAAffiliated broker-dealer or bank to independent RIANov 16, 2020Oct 23, 2020
William Charles ArtmannSecurities America Advisors, Inc. BD affiliatedUnited Planners' Financial Services Of America A Limited Partner independent RIAAffiliated broker-dealer or bank to independent RIAOct 23, 2020Oct 23, 2020
Daniel Craig ParksEntrust Wealth Management unclassifiedUnited Planners' Financial Services Of America A Limited Partner independent RIAOtherOct 21, 2020Oct 12, 2020
Marshall Reed LohrenzEntrust Wealth Management unclassifiedUnited Planners' Financial Services Of America A Limited Partner independent RIAOtherOct 21, 2020Oct 12, 2020
Kimberly Mae JohnsonKms Financial Services, Inc BD affiliatedUnited Planners' Financial Services Of America A Limited Partner independent RIAAffiliated broker-dealer or bank to independent RIAOct 1, 2020Sep 30, 2020
Teresa N PalmerKms Financial Services, Inc BD affiliatedUnited Planners' Financial Services Of America A Limited Partner independent RIAAffiliated broker-dealer or bank to independent RIASep 30, 2020Sep 30, 2020
Jarrod Charles NunnKms Financial Services, Inc BD affiliatedUnited Planners' Financial Services Of America A Limited Partner independent RIAAffiliated broker-dealer or bank to independent RIASep 30, 2020Sep 30, 2020
Matt Ryan FranklinSsn Advisory, Inc. BD affiliatedUnited Planners' Financial Services Of America A Limited Partner independent RIAAffiliated broker-dealer or bank to independent RIASep 9, 2020Sep 8, 2020
Corey Richard WalterOsaic Wealth, Inc. BD affiliatedUnited Planners' Financial Services Of America A Limited Partner independent RIAAffiliated broker-dealer or bank to independent RIAAug 13, 2020Aug 11, 2020
Karlyn Renee EtheridgeGreat Valley Advisor Group, LLC independent RIAUnited Planners' Financial Services Of America A Limited Partner independent RIARIA to RIAAug 11, 2020Sep 1, 2020
Kevin DanielsSecurities America Advisors, Inc. BD affiliatedUnited Planners' Financial Services Of America A Limited Partner independent RIAAffiliated broker-dealer or bank to independent RIAAug 10, 2020Aug 10, 2020
Zachary L DanielsSecurities America Advisors, Inc. BD affiliatedUnited Planners' Financial Services Of America A Limited Partner independent RIAAffiliated broker-dealer or bank to independent RIAAug 10, 2020Aug 10, 2020
Scott Allan KearnsSecurities America Advisors, Inc. BD affiliatedUnited Planners' Financial Services Of America A Limited Partner independent RIAAffiliated broker-dealer or bank to independent RIAAug 10, 2020Aug 10, 2020
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459 moves match.