Advisor moves

Arrivals at Mutual Of Omaha Investor Services, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Daniel H RosenbergEagle Strategies LLC otherMutual Of Omaha Investor Services, Inc. no RAUMOtherAug 12, 2011Nov 3, 2011 (83 d)
Benyamin N LevyLincoln Investment otherMutual Of Omaha Investor Services, Inc. no RAUMOtherMay 9, 2011Apr 23, 2012 (350 d)
Daniel William BodmannSecurities America Advisors, Inc. otherMutual Of Omaha Investor Services, Inc. no RAUMOtherMar 15, 2011Jan 31, 2017 (2149 d)
Bryan Lee SachanThrivent Investment Management Inc. otherMutual Of Omaha Investor Services, Inc. no RAUMOtherJan 7, 2011Apr 12, 2011 (95 d)
Brent Austin StanleyThrivent Investment Management Inc. otherMutual Of Omaha Investor Services, Inc. no RAUMOtherJul 22, 2010Jan 17, 2012 (544 d)
Heather Morgan AndersonThrivent Investment Management Inc. otherMutual Of Omaha Investor Services, Inc. no RAUMOtherFeb 22, 2010Jul 13, 2011 (506 d)
Christopher Bradley MarlinRaymond James & Associates, Inc. national BDMutual Of Omaha Investor Services, Inc. no RAUMAffiliated broker-dealer or bank to a newly registered adviserJan 27, 2010May 28, 2013 (1217 d)
John Franklin LanierMsi Financial Services, Inc. otherMutual Of Omaha Investor Services, Inc. independent RIAOtherJan 13, 2010Jun 8, 2023 (4894 d)
Tom Arthur McdermottSecurities America Advisors, Inc. otherMutual Of Omaha Investor Services, Inc. no RAUMOtherDec 31, 2009Dec 12, 2011 (711 d)
Michelle Lee Cooper-McnallyWaddell & Reed otherMutual Of Omaha Investor Services, Inc. no RAUMOtherDec 31, 2009Dec 23, 2011 (722 d)
Lesley PinckardMML Investors Services, LLC otherMutual Of Omaha Investor Services, Inc. no RAUMOtherAug 14, 2009Sep 28, 2009 (45 d)
Stephen Daniel CasacciaRussell Investments otherMutual Of Omaha Investor Services, Inc. no RAUMOtherApr 20, 2009Mar 18, 2010 (332 d)
Chad Alan MihmFb Advisors, Inc. unclassifiedMutual Of Omaha Investor Services, Inc. no RAUMOtherApr 2, 2009May 15, 2009 (43 d)
Robert C BailieAmeriprise Advisor Services, Inc. unclassifiedMutual Of Omaha Investor Services, Inc. no RAUMOtherMar 31, 2009Mar 10, 2011 (709 d)
David Jay WeismanCharles Schwab & Co., Inc. national BDMutual Of Omaha Investor Services, Inc. no RAUMAffiliated broker-dealer or bank to a newly registered adviserDec 26, 2008Mar 19, 2010 (448 d)
Mark Thomas BourgeoisMfa Asset Management, LLC otherMutual Of Omaha Investor Services, Inc. no RAUMOtherNov 6, 2008Feb 4, 2009 (90 d)
Gregory Peter IlukowiczVoya Investment Management Co. LLC otherMutual Of Omaha Investor Services, Inc. no RAUMOtherOct 24, 2008Mar 29, 2010 (521 d)
Maximo LopezU.S. Bancorp Investments, Inc. otherMutual Of Omaha Investor Services, Inc. no RAUMOtherOct 16, 2008Jul 3, 2019 (3912 d)
Ibrahim Benedict Al NaberAmeriprise Financial Services, LLC national BDMutual Of Omaha Investor Services, Inc. no RAUMAffiliated broker-dealer or bank to a newly registered adviserJul 29, 2008Mar 11, 2009 (225 d)
Erick Robert KroskyMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseMutual Of Omaha Investor Services, Inc. no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)May 14, 2008Oct 24, 2012 (1624 d)
Chad A TroesterMML Investors Services, LLC otherMutual Of Omaha Investor Services, Inc. no RAUMOtherFeb 4, 2008Apr 11, 2008 (67 d)
Erwin Lynn StaplesAvantax Advisory Services otherMutual Of Omaha Investor Services, Inc. no RAUMOtherJul 2, 2007Jun 29, 2009 (728 d)
Jeffrey Scott LegbandWells Fargo Investments, LLC unclassifiedMutual Of Omaha Investor Services, Inc. no RAUMOtherMay 31, 2007Sep 4, 2020 (4845 d)
Walton Wayne DriggersAmeriprise Financial Services, LLC national BDMutual Of Omaha Investor Services, Inc. no RAUMAffiliated broker-dealer or bank to a newly registered adviserJun 14, 2006May 14, 2009 (1065 d)
Kim Baughman ShortWestern International Securities otherMutual Of Omaha Investor Services, Inc. no RAUMOtherMay 10, 2006Mar 26, 2007 (320 d)
Alfred Manuel SosaSignator Investors, Inc. otherMutual Of Omaha Investor Services, Inc. no RAUMOtherApr 21, 2005Jun 27, 2018 (4815 d)
Mark Andrew LangeAmeriprise Financial Services, LLC national BDMutual Of Omaha Investor Services, Inc. no RAUMAffiliated broker-dealer or bank to a newly registered adviserSep 9, 2004Jul 10, 2013 (3226 d)
Michael Alan ShermanNew England Securities Corporation otherMutual Of Omaha Investor Services, Inc. no RAUMOtherDec 3, 2003Apr 25, 2018 (5257 d)
Nathan Richard HobsonMorgan Stanley Dw Inc. unclassifiedMutual Of Omaha Investor Services, Inc. no RAUMOtherSep 23, 2003Mar 19, 2013 (3465 d)
Franklin MohriUBS Financial Services Inc. wirehouseMutual Of Omaha Investor Services, Inc. no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)Oct 22, 2002Aug 10, 2005 (1023 d)
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210 moves match.