| Daniel H Rosenberg | Eagle Strategies LLC other | Mutual Of Omaha Investor Services, Inc. no RAUM | Other | Aug 12, 2011 | Nov 3, 2011 (83 d) |
| Benyamin N Levy | Lincoln Investment other | Mutual Of Omaha Investor Services, Inc. no RAUM | Other | May 9, 2011 | Apr 23, 2012 (350 d) |
| Daniel William Bodmann | Securities America Advisors, Inc. other | Mutual Of Omaha Investor Services, Inc. no RAUM | Other | Mar 15, 2011 | Jan 31, 2017 (2149 d) |
| Bryan Lee Sachan | Thrivent Investment Management Inc. other | Mutual Of Omaha Investor Services, Inc. no RAUM | Other | Jan 7, 2011 | Apr 12, 2011 (95 d) |
| Brent Austin Stanley | Thrivent Investment Management Inc. other | Mutual Of Omaha Investor Services, Inc. no RAUM | Other | Jul 22, 2010 | Jan 17, 2012 (544 d) |
| Heather Morgan Anderson | Thrivent Investment Management Inc. other | Mutual Of Omaha Investor Services, Inc. no RAUM | Other | Feb 22, 2010 | Jul 13, 2011 (506 d) |
| Christopher Bradley Marlin | Raymond James & Associates, Inc. national BD | Mutual Of Omaha Investor Services, Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jan 27, 2010 | May 28, 2013 (1217 d) |
| John Franklin Lanier | Msi Financial Services, Inc. other | Mutual Of Omaha Investor Services, Inc. independent RIA | Other | Jan 13, 2010 | Jun 8, 2023 (4894 d) |
| Tom Arthur Mcdermott | Securities America Advisors, Inc. other | Mutual Of Omaha Investor Services, Inc. no RAUM | Other | Dec 31, 2009 | Dec 12, 2011 (711 d) |
| Michelle Lee Cooper-Mcnally | Waddell & Reed other | Mutual Of Omaha Investor Services, Inc. no RAUM | Other | Dec 31, 2009 | Dec 23, 2011 (722 d) |
| Lesley Pinckard | MML Investors Services, LLC other | Mutual Of Omaha Investor Services, Inc. no RAUM | Other | Aug 14, 2009 | Sep 28, 2009 (45 d) |
| Stephen Daniel Casaccia | Russell Investments other | Mutual Of Omaha Investor Services, Inc. no RAUM | Other | Apr 20, 2009 | Mar 18, 2010 (332 d) |
| Chad Alan Mihm | Fb Advisors, Inc. unclassified | Mutual Of Omaha Investor Services, Inc. no RAUM | Other | Apr 2, 2009 | May 15, 2009 (43 d) |
| Robert C Bailie | Ameriprise Advisor Services, Inc. unclassified | Mutual Of Omaha Investor Services, Inc. no RAUM | Other | Mar 31, 2009 | Mar 10, 2011 (709 d) |
| David Jay Weisman | Charles Schwab & Co., Inc. national BD | Mutual Of Omaha Investor Services, Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 26, 2008 | Mar 19, 2010 (448 d) |
| Mark Thomas Bourgeois | Mfa Asset Management, LLC other | Mutual Of Omaha Investor Services, Inc. no RAUM | Other | Nov 6, 2008 | Feb 4, 2009 (90 d) |
| Gregory Peter Ilukowicz | Voya Investment Management Co. LLC other | Mutual Of Omaha Investor Services, Inc. no RAUM | Other | Oct 24, 2008 | Mar 29, 2010 (521 d) |
| Maximo Lopez | U.S. Bancorp Investments, Inc. other | Mutual Of Omaha Investor Services, Inc. no RAUM | Other | Oct 16, 2008 | Jul 3, 2019 (3912 d) |
| Ibrahim Benedict Al Naber | Ameriprise Financial Services, LLC national BD | Mutual Of Omaha Investor Services, Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 29, 2008 | Mar 11, 2009 (225 d) |
| Erick Robert Krosky | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Mutual Of Omaha Investor Services, Inc. no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | May 14, 2008 | Oct 24, 2012 (1624 d) |
| Chad A Troester | MML Investors Services, LLC other | Mutual Of Omaha Investor Services, Inc. no RAUM | Other | Feb 4, 2008 | Apr 11, 2008 (67 d) |
| Erwin Lynn Staples | Avantax Advisory Services other | Mutual Of Omaha Investor Services, Inc. no RAUM | Other | Jul 2, 2007 | Jun 29, 2009 (728 d) |
| Jeffrey Scott Legband | Wells Fargo Investments, LLC unclassified | Mutual Of Omaha Investor Services, Inc. no RAUM | Other | May 31, 2007 | Sep 4, 2020 (4845 d) |
| Walton Wayne Driggers | Ameriprise Financial Services, LLC national BD | Mutual Of Omaha Investor Services, Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 14, 2006 | May 14, 2009 (1065 d) |
| Kim Baughman Short | Western International Securities other | Mutual Of Omaha Investor Services, Inc. no RAUM | Other | May 10, 2006 | Mar 26, 2007 (320 d) |
| Alfred Manuel Sosa | Signator Investors, Inc. other | Mutual Of Omaha Investor Services, Inc. no RAUM | Other | Apr 21, 2005 | Jun 27, 2018 (4815 d) |
| Mark Andrew Lange | Ameriprise Financial Services, LLC national BD | Mutual Of Omaha Investor Services, Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Sep 9, 2004 | Jul 10, 2013 (3226 d) |
| Michael Alan Sherman | New England Securities Corporation other | Mutual Of Omaha Investor Services, Inc. no RAUM | Other | Dec 3, 2003 | Apr 25, 2018 (5257 d) |
| Nathan Richard Hobson | Morgan Stanley Dw Inc. unclassified | Mutual Of Omaha Investor Services, Inc. no RAUM | Other | Sep 23, 2003 | Mar 19, 2013 (3465 d) |
| Franklin Mohri | UBS Financial Services Inc. wirehouse | Mutual Of Omaha Investor Services, Inc. no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Oct 22, 2002 | Aug 10, 2005 (1023 d) |