DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at D.A. Davidson & Co.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Grant Knowlton	Umb Financial Services, Inc. no RAUM	D.A. Davidson & Co. independent RIA	Other	Jul 10, 2014	Sep 25, 2019 (1903 d)
John Gary Kennedy	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	D.A. Davidson & Co. other	Other	Jun 25, 2014	Jul 28, 2014 (33 d)
Anita Marie Jeffrey	UBS Financial Services Inc. wirehouse	D.A. Davidson & Co. other	Other	May 22, 2014	May 16, 2014
Cameron Devoe Lawler	Principal Securities, Inc. other	D.A. Davidson & Co. other	Other	Feb 26, 2014	Feb 16, 2016 (720 d)
David James Greenfield	Lnw other	D.A. Davidson & Co. other	Other	Feb 7, 2014	Feb 10, 2014
Troy William Gaul	Wells Fargo Advisors wirehouse	D.A. Davidson & Co. other	Other	Jan 24, 2014	Feb 11, 2014
Matthew William Santangelo	Cjb Financial Group LLC unclassified	D.A. Davidson & Co. independent RIA	Other	Dec 31, 2013	Aug 15, 2023 (3514 d)
Steven Charles Jackson	Crowell, Weedon & Co. other	D.A. Davidson & Co. other	Other	Nov 14, 2013	Nov 15, 2013
Clifford Eugene Breeden	Waddell & Reed other	D.A. Davidson & Co. other	Other	Nov 5, 2013	Feb 18, 2014 (105 d)
Fred Eugene Krepps	Wells Fargo Advisors wirehouse	D.A. Davidson & Co. other	Other	Oct 14, 2013	Nov 13, 2013
Abraham Rawley Otoupal	Waddell & Reed other	D.A. Davidson & Co. other	Other	Sep 10, 2013	Sep 3, 2013
Brent Martin Steinberg	Wells Fargo Advisors wirehouse	D.A. Davidson & Co. other	Other	Jul 11, 2013	Jul 9, 2013
Dennis Dean Meadors	Raymond James & Associates, Inc. national BD	D.A. Davidson & Co. other	Other	May 9, 2013	May 1, 2013
Edwin Glenn Turnquist	Wells Fargo Advisors wirehouse	D.A. Davidson & Co. other	Other	Feb 8, 2013	Feb 6, 2013
Bradley Hunter Houle	Davidson Investment Advisors, Inc. other	D.A. Davidson & Co. other	Other	Feb 5, 2013	Apr 24, 2002
April Michiko Zee	Wells Fargo Advisors wirehouse	D.A. Davidson & Co. independent RIA	Wirehouse to independent RIA	Nov 12, 2012	Dec 15, 2020 (2955 d)
Richard Joseph Fisher	Morgan Stanley wirehouse	D.A. Davidson & Co. other	Other	Nov 6, 2012	Nov 21, 2012
Martin Richard Ledgerwood	South Valley Wealth Management other	D.A. Davidson & Co. other	Other	Aug 16, 2012	Aug 15, 2012
Brandon Curneen	Morgan Stanley wirehouse	D.A. Davidson & Co. other	Other	Aug 8, 2012	Jan 2, 2013 (147 d)
James Short Cashmore	Stephens other	D.A. Davidson & Co. other	Other	May 18, 2012	Jun 26, 2013 (404 d)
Mark Evans Olsen	Wells Fargo Advisors wirehouse	D.A. Davidson & Co. other	Other	May 1, 2012	Apr 30, 2012
Jake Eugene Mckee	Smith Hayes Advisers Inc other	D.A. Davidson & Co. other	Other	Mar 29, 2012	Apr 20, 2012
Janae Mckee Galvis	Smith Hayes Advisers Inc other	D.A. Davidson & Co. other	Other	Mar 29, 2012	Apr 20, 2012
Dustin Clifford Hume	UBS Financial Services Inc. wirehouse	D.A. Davidson & Co. other	Other	Mar 12, 2012	Mar 7, 2012
Keith Wade Malek	Wells Fargo Advisors wirehouse	D.A. Davidson & Co. other	Other	Mar 1, 2012	Feb 29, 2012
Trenton Kroeger Morton	Morton Clarke Inc. unclassified	D.A. Davidson & Co. other	Other	Feb 27, 2012	Feb 25, 2012
Louise Kane	LPL Financial LLC other	D.A. Davidson & Co. other	Other	Aug 16, 2011	Feb 24, 2017 (2019 d)
Andrew Thomas Brewer	Wells Fargo Advisors wirehouse	D.A. Davidson & Co. other	Other	Jun 22, 2011	Aug 1, 2011 (40 d)
Nataleah Javonne Dietzmann	Morgan Stanley wirehouse	D.A. Davidson & Co. other	Other	May 26, 2011	Jun 30, 2011 (35 d)
Marla Mallula	Morgan Stanley wirehouse	D.A. Davidson & Co. other	Other	Apr 19, 2011	Apr 7, 2011
Timothy Hale Ganahl	Hornor, Townsend & Kent, LLC other	D.A. Davidson & Co. other	Other	Apr 12, 2011	Apr 12, 2011
Randall Warren Nelson	Warren Capital, Corp. unclassified	D.A. Davidson & Co. independent RIA	Other	Mar 31, 2011	Oct 22, 2019 (3127 d)
Christopher Scott Connors	Chase Investment Services Corp. other	D.A. Davidson & Co. other	Other	Mar 22, 2011	Mar 30, 2011
Mary Louise Muguira	Morgan Stanley wirehouse	D.A. Davidson & Co. other	Other	Mar 9, 2011	Mar 3, 2011
Jennifer Rebecca Peterson	Morgan Stanley wirehouse	D.A. Davidson & Co. other	Other	Mar 9, 2011	Mar 2, 2011
Kelly C Ward	Wells Fargo Advisors wirehouse	D.A. Davidson & Co. other	Other	Feb 11, 2011	Feb 2, 2011
Dean Fitzgerald Clemetsen	Thornburg Investment Management Inc other	D.A. Davidson & Co. other	Other	Feb 4, 2011	Aug 2, 2011 (179 d)
Michael Allen Lawyer	Morgan Stanley wirehouse	D.A. Davidson & Co. other	Other	Dec 8, 2010	Dec 1, 2010
Cindy Lynn Romney	Wells Fargo Investments, LLC unclassified	D.A. Davidson & Co. other	Other	Nov 9, 2010	Nov 1, 2010
Reis Edwin Newburn	Wells Fargo Investments, LLC unclassified	D.A. Davidson & Co. other	Other	Nov 9, 2010	Nov 1, 2010
Viyana Kwak	Morgan Stanley wirehouse	D.A. Davidson & Co. other	Other	Oct 29, 2010	Oct 25, 2010
Michael Alexander Franz	Seattle-Northwest Securities Corporation unclassified	D.A. Davidson & Co. other	Other	Oct 22, 2010	Oct 21, 2016 (2191 d)
James Stephen Zuberbuhler	Edward Jones national BD	D.A. Davidson & Co. other	Other	Oct 11, 2010	Oct 8, 2010
Anelia Gueorguieva Kaloferova	Raymond James Financial Services Advisors, Inc other	D.A. Davidson & Co. other	Other	Jul 1, 2010	Apr 23, 2012 (662 d)
Diane Carol Holt	Raymond James Financial Services Advisors, Inc other	D.A. Davidson & Co. other	Other	Jul 1, 2010	Oct 14, 2015 (1931 d)
Alexander Nesbit Tucker	Wells Fargo Investments, LLC unclassified	D.A. Davidson & Co. other	Other	Jun 22, 2010	Jun 15, 2010
Nathan Duane Oeming	Morgan Stanley wirehouse	D.A. Davidson & Co. other	Other	Jun 22, 2010	May 26, 2010
John Albert Oeming	Morgan Stanley wirehouse	D.A. Davidson & Co. other	Other	Jun 21, 2010	May 26, 2010
Samuel Wallace Lee	Morgan Stanley wirehouse	D.A. Davidson & Co. other	Other	May 24, 2010	Apr 28, 2010
Peter Louis Courtemanche	Morgan Stanley wirehouse	D.A. Davidson & Co. other	Other	May 19, 2010	Apr 27, 2010
Warren Edward Mach	RBC Capital Markets, LLC national BD	D.A. Davidson & Co. other	Other	Mar 11, 2010	Apr 16, 2010 (36 d)
Lonn Sander Ensing	RBC Capital Markets, LLC national BD	D.A. Davidson & Co. other	Other	Mar 1, 2010	Dec 9, 2010 (283 d)
Jeffrey Peter Biermanski	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	D.A. Davidson & Co. other	Other	Feb 26, 2010	Feb 24, 2010
Stephen Schor	Wells Fargo Advisors wirehouse	D.A. Davidson & Co. other	Other	Feb 3, 2010	Feb 3, 2010
Kenneth Patrick Hanley	Wells Fargo Advisors wirehouse	D.A. Davidson & Co. other	Other	Dec 11, 2009	Dec 10, 2009
Steve Marino Piccini	Morgan Stanley wirehouse	D.A. Davidson & Co. other	Other	Dec 7, 2009	Nov 11, 2009
David Michael Preszler	UBS Financial Services Inc. wirehouse	D.A. Davidson & Co. other	Other	Dec 2, 2009	Nov 18, 2009
Darren Allen Goehner	Morgan Stanley wirehouse	D.A. Davidson & Co. other	Other	Dec 1, 2009	Nov 6, 2009
Robert Alfred Johnson	Davidson Investment Advisors, Inc. other	D.A. Davidson & Co. other	Other	Nov 12, 2009	Mar 15, 1999
Kirt Owen Fredericks	Davidson Investment Advisors, Inc. other	D.A. Davidson & Co. other	Other	Nov 12, 2009	Mar 15, 1999

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472 moves match.