DFX Intelligence
Advisor moves
Arrivals at Cwm, LLCWhat a move isA move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm.This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
706 moves
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Steven Mitchell Laska | Hodges Capital Management Inc mixed wealth | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Feb 10, 2020 | Jun 7, 2021 (483 d) |
| Benjamin Jack Hewlett | Oak Lane Advisors independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Feb 3, 2020 | Mar 16, 2020 (42 d) |
| John Carl Smith | Reisen Capital, LLC unclassified | Cwm, LLC BD affiliated | Other | Jan 24, 2020 | May 1, 2020 (98 d) |
| Dudley Lee Simms | Chessman Wealth Strategies independent RIA | Cwm, LLC independent RIA | RIA to RIA | Jan 14, 2020 | Apr 18, 2019 |
| Maruan Kitner | Iwp Wealth Management LLC independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 14, 2020 | Jan 31, 2020 |
| Joel Alan Larsen | Navion Financial Advisors, LLC unclassified | Cwm, LLC independent RIA | Other | Jan 2, 2020 | Jan 2, 2019 |
| Steven Bradley Anderson | Navion Financial Advisors, LLC unclassified | Cwm, LLC independent RIA | Other | Jan 2, 2020 | Jan 2, 2019 |
| Lindsey Nelson Toole | Private Advisor Group, LLC independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 18, 2019 | Feb 19, 2020 (63 d) |
| Jaclyn Adams Peal | Orion Portfolio Solutions, LLC mixed wealth | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 18, 2019 | Aug 3, 2020 (259 d) |
| Thomas Rush | Private Advisor Group, LLC independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 12, 2019 | Nov 13, 2019 |
| George Davis | Private Advisor Group, LLC independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 12, 2019 | Nov 13, 2019 |
| Adrian Elder | Private Advisor Group, LLC independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 12, 2019 | Nov 13, 2019 |
| Shawn Mckeown | Private Advisor Group, LLC independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 12, 2019 | Nov 11, 2019 |
| Scott Mason Fitzgerald | Cetera Advisor Networks LLC BD affiliated | Cwm, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 7, 2019 | Nov 14, 2018 |
| Ashley E Sowers | First Command Advisory Services BD affiliated | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 7, 2019 | Oct 21, 2019 |
| Wesley Charles Sullivan | Cetera Advisor Networks LLC BD affiliated | Cwm, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 7, 2019 | Nov 14, 2018 |
| Andrew Thomas Nigrelli | Northeast Planning Associates, Inc. independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 6, 2019 | Nov 13, 2019 |
| Candice Nichole Skinner | Simplyria Advisor Network independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 6, 2019 | Apr 2, 2024 (1609 d) |
| Stephen Joseph Martin | Srq Wealth Advisory, LLC unclassified | Cwm, LLC BD affiliated | Other | Oct 31, 2019 | Jul 17, 2019 |
| Karin Anderson Grablin | Srq Wealth Advisory, LLC unclassified | Cwm, LLC BD affiliated | Other | Oct 31, 2019 | Jul 19, 2019 |
| Lori Jo Daff-Siggins | Mid Atlantic Financial Management, Inc. BD affiliated | Cwm, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 18, 2019 | May 6, 2019 |
| Alicia M Reed | Mid Atlantic Financial Management, Inc. BD affiliated | Cwm, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 18, 2019 | May 6, 2019 |
| Jamison Anton Jones | Securities America Advisors, Inc. BD affiliated | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 17, 2019 | Jan 10, 2020 (85 d) |
| Kevin James Cicci | LPL Financial LLC BD affiliated | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 25, 2019 | Sep 5, 2019 |
| Tina Marie Cicci | LPL Financial LLC BD affiliated | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 25, 2019 | Sep 29, 2020 (370 d) |
| Jonathan Gregory Schaeffer | Goldman Sachs Wealth Services, L.P. BD affiliated | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 19, 2019 | Jun 28, 2023 (1378 d) |
| Daniel Howard Adams | Cetera Advisor Networks LLC BD affiliated | Cwm, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 18, 2019 | Sep 12, 2018 |
| Russell Grant Nieland | Cetera Advisor Networks LLC BD affiliated | Cwm, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 16, 2019 | May 18, 2018 |
| Rodrigo M Garay | Morgan Stanley wirehouse | Cwm, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 4, 2019 | Apr 8, 2020 (217 d) |
| Joey Van Oxford | Ameriprise Financial Services, LLC national BD | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 3, 2019 | Feb 19, 2021 (535 d) |
| John Matthew Parsons | LPL Financial LLC BD affiliated | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 26, 2019 | Aug 5, 2019 |
| Carla June Stirling | LPL Financial LLC BD affiliated | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 26, 2019 | May 5, 2020 (253 d) |
| Agustin Arroyo | LPL Financial LLC BD affiliated | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 26, 2019 | Oct 3, 2019 (38 d) |
| Neal M Albritton | Cambridge Investment Research Advisors, Inc. BD affiliated | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 22, 2019 | Aug 21, 2019 |
| Milo A Park | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 12, 2019 | Jan 24, 2020 (165 d) |
| Clay Michael Kazmierski | Cetera Advisor Networks LLC BD affiliated | Cwm, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 8, 2019 | Feb 4, 2019 |
| Jessica Rose Colston | Avantax Advisory Services BD affiliated | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 8, 2019 | Dec 4, 2019 (118 d) |
| Krista Nicole Thompson | Plancorp, LLC independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 7, 2019 | Oct 29, 2019 (83 d) |
| Matthew Aaron Kory | Cetera Advisor Networks LLC BD affiliated | Cwm, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 24, 2019 | Feb 4, 2019 |
| Thomas James Proos | Cetera Advisor Networks LLC BD affiliated | Cwm, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 16, 2019 | Apr 9, 2018 |
| Jill Elizabeth Gosz | J.P. Morgan Securities LLC wirehouse | Cwm, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 9, 2019 | Jun 28, 2019 |
| John William Parsons | Parsons Financial Advisors, Inc. unclassified | Cwm, LLC BD affiliated | Other | Jul 3, 2019 | Aug 5, 2019 (33 d) |
| Robert M Wellman | Edward Jones national BD | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 26, 2019 | Jan 10, 2020 (198 d) |
| Janet Rhodes Friedman | Abaris Financial Group, LLC independent RIA | Cwm, LLC independent RIA | RIA to RIA | Jun 17, 2019 | Apr 1, 2019 |
| Abbey Lee Henderson | Abaris Financial Group, LLC independent RIA | Cwm, LLC independent RIA | RIA to RIA | Jun 17, 2019 | Apr 1, 2019 |
| Steven Lee Ford | Cadaret Grant & Co Inc BD affiliated | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 14, 2019 | Jun 17, 2019 |
| Eric Steven Ford | Cadaret Grant & Co Inc BD affiliated | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 14, 2019 | Jun 17, 2019 |
| Matthew James Alspaugh | Cadaret Grant & Co Inc BD affiliated | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 14, 2019 | Jul 30, 2019 (46 d) |
| Shawn M Powell | Waddell & Reed BD affiliated | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 5, 2019 | May 29, 2019 |
| Brent Dean Dome | Waddell & Reed BD affiliated | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 3, 2019 | May 29, 2019 |
| Micoli Donn Bates | Waddell & Reed BD affiliated | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 3, 2019 | May 29, 2019 |
| Marta Elena Curry | Waddell & Reed BD affiliated | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 3, 2019 | Jun 7, 2019 |
| Karsten Gabriel Bond | Waddell & Reed BD affiliated | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 3, 2019 | May 29, 2019 |
| Byron Reed Watkins | Waddell & Reed BD affiliated | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 3, 2019 | May 29, 2019 |
| Clark James Mcdonald | Waddell & Reed BD affiliated | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 3, 2019 | May 29, 2019 |
| Chad Edward Phipps | Waddell & Reed BD affiliated | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 31, 2019 | May 29, 2019 |
| Benjamin Jerome Heeren | Waddell & Reed BD affiliated | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 31, 2019 | May 29, 2019 |
| Kevin Paul Gruetter | Waddell & Reed BD affiliated | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 31, 2019 | May 29, 2019 |
| Keith M. Fiala | J.P. Morgan Securities LLC wirehouse | Cwm, LLC independent RIA | Wirehouse to independent RIA | May 16, 2019 | May 2, 2019 |
| Justin William Reed Carlson | Thrivent Investment Management Inc. BD affiliated | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 13, 2019 | Jan 10, 2023 (1338 d) |